Lee Lawrence

SEC source: 0000899243-22-031906 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,593

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.92 to $16.00. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-030834 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,793

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

SEC source: 0000899243-22-024016 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,399

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.98. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-023995 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,399

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.98. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-021926 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,513

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-012109 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,513

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.8307 to $17.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-010954 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,832

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

SEC source: 0000899243-22-002436 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,486

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.68 to $15.06. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-049679 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,486

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

SEC source: 0000899243-21-037698 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,573

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.2322. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 3

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 76,748

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F4 · ownership.nature: The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

SEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 2

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,660

F3 · kind: The shares were withheld to satisfy tax withholding obligations.

SEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,944

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

SEC source: 0000899243-21-026081 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,275

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $32.22 to $32.4617. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-022161 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,499

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each representing the right to receive one share of the issuer's common stock. The RSUs are subject to a service-based vesting requirement, which shall vest with respect to 12.5% on June 20, 2021 and 6.25% quarterly thereafter, provided that the Reporting Person remain in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

SEC source: 0000899243-21-013210 · doc4.xml · nonDerivative · entry 3

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 72,595

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement).

F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F5 · ownership.nature: The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

SEC source: 0000899243-21-013210 · doc4.xml · nonDerivative · entry 2

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,499

F4 · kind: The shares were withheld to satisfy tax withholding obligations.

SEC source: 0000899243-21-013210 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,175

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement).

F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

SEC source: 0000899243-21-009013 · doc4.xml · derivative · entry 5

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 61,474

Underlying: Common Stock · 61,474 shares

Expires 2030-07-31

F5 · price: The Warrant was received in exchange for a warrant to purchase 61,684 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

F5 · derivative.exercise_date: The Warrant was received in exchange for a warrant to purchase 61,684 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

F5 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 61,684 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

SEC source: 0000899243-21-009013 · doc4.xml · derivative · entry 4

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,262

Underlying: Common Stock · 143,262 shares

Expires 2029-04-12

F4 · price: The Stock Option was received in exchange for an option to purchase 143,750 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from November 6, 2018, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 143,750 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from November 6, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-21-009013 · doc4.xml · derivative · entry 3

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,863

Underlying: Common Stock · 186,863 shares

Expires 2029-05-28

F3 · price: The Stock Option was received in exchange for an option to purchase 187,500 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from May 29, 2019, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 187,500 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from May 29, 2019, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-21-009013 · doc4.xml · nonDerivative · entry 2

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 64,289

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 268,750 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

F2 · ownership.nature: The Shares were received in exchange for 61,684 shares of common stock in ChargePoint, Inc. in connection with the Merger. The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

SEC source: 0000899243-21-009013 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,837

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 268,750 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.