CGC

SEC source: 0000899243-22-024788 · doc4.xml · derivative · entry 3

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 0

Underlying: Common Shares · 4,151,540 shares

Expires not disclosed

F5 · derivative.exercise_price: An amendment of the terms of the Notes was effected on June 29, 2022 (the "Amendment") which removed the conversion feature of the Notes by the Issuer irrevocably surrendering its right to settle the conversion of any Note by the issuance of Common Shares or a combination of cash and Common Shares. As a result, the conversion of any Note after June 29, 2022 will be settled in cash. Following the Amendment and completion of the exchange contemplated by the Exchange Agreement, GCILP will continue hold C$100,000,000 principal amount of Notes, however, it will no longer have beneficial ownership of any Common Shares as a result of its ownership of such Notes since such Notes are no longer convertible into Common Shares.

F1 · kind: On June 29, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million pricinpal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 (the "Notes") for Common Shares. The number of Common Shares issuable to GCILP will be calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10 day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price will not be less than $2.50 (the "Low Exchange Price") or more than $3.50 (the "High Exchange Price"). As the Exchange Price is not yet known, the actual number of Common Shares issuable to GCILP pursuant to the Exchange Agreement is not yet known. However, assuming the Low Exchange Price and current exchange rates, GCILP would receive an aggregate of 30,701,880

F2 · kind: (continued from footnote 1) Common Shares. Assuming the High Exchange Price and current exchange rates, GCILP would receive an aggregate of 21,929,914 Common Shares. The Reporting Persons have reported the minimum amount of Common Shares GCILP will receive in the exchange contemplated by the Exchange Agreement. To the extent GCILP receives more than 21,929,914 Common Shares upon completion of such exchange contemplated by the Exchange Agreement, the Reporting Persons will file an amendment to this Form 4.

F1 · price: On June 29, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million pricinpal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 (the "Notes") for Common Shares. The number of Common Shares issuable to GCILP will be calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10 day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price will not be less than $2.50 (the "Low Exchange Price") or more than $3.50 (the "High Exchange Price"). As the Exchange Price is not yet known, the actual number of Common Shares issuable to GCILP pursuant to the Exchange Agreement is not yet known. However, assuming the Low Exchange Price and current exchange rates, GCILP would receive an aggregate of 30,701,880

F2 · price: (continued from footnote 1) Common Shares. Assuming the High Exchange Price and current exchange rates, GCILP would receive an aggregate of 21,929,914 Common Shares. The Reporting Persons have reported the minimum amount of Common Shares GCILP will receive in the exchange contemplated by the Exchange Agreement. To the extent GCILP receives more than 21,929,914 Common Shares upon completion of such exchange contemplated by the Exchange Agreement, the Reporting Persons will file an amendment to this Form 4.

F5 · derivative.exercise_date: An amendment of the terms of the Notes was effected on June 29, 2022 (the "Amendment") which removed the conversion feature of the Notes by the Issuer irrevocably surrendering its right to settle the conversion of any Note by the issuance of Common Shares or a combination of cash and Common Shares. As a result, the conversion of any Note after June 29, 2022 will be settled in cash. Following the Amendment and completion of the exchange contemplated by the Exchange Agreement, GCILP will continue hold C$100,000,000 principal amount of Notes, however, it will no longer have beneficial ownership of any Common Shares as a result of its ownership of such Notes since such Notes are no longer convertible into Common Shares.

F5 · derivative.expiration_date: An amendment of the terms of the Notes was effected on June 29, 2022 (the "Amendment") which removed the conversion feature of the Notes by the Issuer irrevocably surrendering its right to settle the conversion of any Note by the issuance of Common Shares or a combination of cash and Common Shares. As a result, the conversion of any Note after June 29, 2022 will be settled in cash. Following the Amendment and completion of the exchange contemplated by the Exchange Agreement, GCILP will continue hold C$100,000,000 principal amount of Notes, however, it will no longer have beneficial ownership of any Common Shares as a result of its ownership of such Notes since such Notes are no longer convertible into Common Shares.

F5 · balance_after: An amendment of the terms of the Notes was effected on June 29, 2022 (the "Amendment") which removed the conversion feature of the Notes by the Issuer irrevocably surrendering its right to settle the conversion of any Note by the issuance of Common Shares or a combination of cash and Common Shares. As a result, the conversion of any Note after June 29, 2022 will be settled in cash. Following the Amendment and completion of the exchange contemplated by the Exchange Agreement, GCILP will continue hold C$100,000,000 principal amount of Notes, however, it will no longer have beneficial ownership of any Common Shares as a result of its ownership of such Notes since such Notes are no longer convertible into Common Shares.

F3 · ownership.nature: These shares are owned directly by GCILP, whose general partner is Greenstar Canada Investment Corporation ("GCIC"), which is a wholly-owned subsidiary of Constellation Brands Canada Holdings ULC ("CBCH"), which is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.

SEC source: 0000899243-22-024788 · doc4.xml · nonDerivative · entry 1

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 59,683,716

F1 · kind: On June 29, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million pricinpal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 (the "Notes") for Common Shares. The number of Common Shares issuable to GCILP will be calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10 day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price will not be less than $2.50 (the "Low Exchange Price") or more than $3.50 (the "High Exchange Price"). As the Exchange Price is not yet known, the actual number of Common Shares issuable to GCILP pursuant to the Exchange Agreement is not yet known. However, assuming the Low Exchange Price and current exchange rates, GCILP would receive an aggregate of 30,701,880

F2 · kind: (continued from footnote 1) Common Shares. Assuming the High Exchange Price and current exchange rates, GCILP would receive an aggregate of 21,929,914 Common Shares. The Reporting Persons have reported the minimum amount of Common Shares GCILP will receive in the exchange contemplated by the Exchange Agreement. To the extent GCILP receives more than 21,929,914 Common Shares upon completion of such exchange contemplated by the Exchange Agreement, the Reporting Persons will file an amendment to this Form 4.

F1 · shares: On June 29, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million pricinpal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 (the "Notes") for Common Shares. The number of Common Shares issuable to GCILP will be calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10 day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price will not be less than $2.50 (the "Low Exchange Price") or more than $3.50 (the "High Exchange Price"). As the Exchange Price is not yet known, the actual number of Common Shares issuable to GCILP pursuant to the Exchange Agreement is not yet known. However, assuming the Low Exchange Price and current exchange rates, GCILP would receive an aggregate of 30,701,880

F2 · shares: (continued from footnote 1) Common Shares. Assuming the High Exchange Price and current exchange rates, GCILP would receive an aggregate of 21,929,914 Common Shares. The Reporting Persons have reported the minimum amount of Common Shares GCILP will receive in the exchange contemplated by the Exchange Agreement. To the extent GCILP receives more than 21,929,914 Common Shares upon completion of such exchange contemplated by the Exchange Agreement, the Reporting Persons will file an amendment to this Form 4.

F1 · price: On June 29, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million pricinpal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 (the "Notes") for Common Shares. The number of Common Shares issuable to GCILP will be calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10 day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price will not be less than $2.50 (the "Low Exchange Price") or more than $3.50 (the "High Exchange Price"). As the Exchange Price is not yet known, the actual number of Common Shares issuable to GCILP pursuant to the Exchange Agreement is not yet known. However, assuming the Low Exchange Price and current exchange rates, GCILP would receive an aggregate of 30,701,880

F2 · price: (continued from footnote 1) Common Shares. Assuming the High Exchange Price and current exchange rates, GCILP would receive an aggregate of 21,929,914 Common Shares. The Reporting Persons have reported the minimum amount of Common Shares GCILP will receive in the exchange contemplated by the Exchange Agreement. To the extent GCILP receives more than 21,929,914 Common Shares upon completion of such exchange contemplated by the Exchange Agreement, the Reporting Persons will file an amendment to this Form 4.

F1 · balance_after: On June 29, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million pricinpal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 (the "Notes") for Common Shares. The number of Common Shares issuable to GCILP will be calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10 day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price will not be less than $2.50 (the "Low Exchange Price") or more than $3.50 (the "High Exchange Price"). As the Exchange Price is not yet known, the actual number of Common Shares issuable to GCILP pursuant to the Exchange Agreement is not yet known. However, assuming the Low Exchange Price and current exchange rates, GCILP would receive an aggregate of 30,701,880

F2 · balance_after: (continued from footnote 1) Common Shares. Assuming the High Exchange Price and current exchange rates, GCILP would receive an aggregate of 21,929,914 Common Shares. The Reporting Persons have reported the minimum amount of Common Shares GCILP will receive in the exchange contemplated by the Exchange Agreement. To the extent GCILP receives more than 21,929,914 Common Shares upon completion of such exchange contemplated by the Exchange Agreement, the Reporting Persons will file an amendment to this Form 4.

F3 · ownership.nature: These shares are owned directly by GCILP, whose general partner is Greenstar Canada Investment Corporation ("GCIC"), which is a wholly-owned subsidiary of Constellation Brands Canada Holdings ULC ("CBCH"), which is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.

SEC source: 0000899243-22-026354 · doc4a.xml · nonDerivative · entry 1

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 66,999,258

F1 · kind: As previously reported on the Form 4 filed by the Reporting Persons on July 1, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million principal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 for Common Shares. The number of Common Shares issued to GCILP was calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10-day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price would not be less than $2.50 or more than $3.50. The Reporting Persons are filing this amended Form 4 to disclose the final amount of Common Shares issued to GCILP as a result of the exchange contemplated by the Exchange Agreement.

F2 · kind: (continued from footnote 1) The Exchange Price was $2.6245, and therefore, an aggregate of 29,245,456 Common Shares were issued to GCILP on July 18, 2022.

F1 · shares: As previously reported on the Form 4 filed by the Reporting Persons on July 1, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million principal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 for Common Shares. The number of Common Shares issued to GCILP was calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10-day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price would not be less than $2.50 or more than $3.50. The Reporting Persons are filing this amended Form 4 to disclose the final amount of Common Shares issued to GCILP as a result of the exchange contemplated by the Exchange Agreement.

F2 · shares: (continued from footnote 1) The Exchange Price was $2.6245, and therefore, an aggregate of 29,245,456 Common Shares were issued to GCILP on July 18, 2022.

F1 · price: As previously reported on the Form 4 filed by the Reporting Persons on July 1, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million principal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 for Common Shares. The number of Common Shares issued to GCILP was calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10-day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price would not be less than $2.50 or more than $3.50. The Reporting Persons are filing this amended Form 4 to disclose the final amount of Common Shares issued to GCILP as a result of the exchange contemplated by the Exchange Agreement.

F2 · price: (continued from footnote 1) The Exchange Price was $2.6245, and therefore, an aggregate of 29,245,456 Common Shares were issued to GCILP on July 18, 2022.

F1 · balance_after: As previously reported on the Form 4 filed by the Reporting Persons on July 1, 2022, Greenstar Canada Investment Limited Partnership ("GCILP") entered into an Exchange Agreement, dated June 29, 2022 (the "Exchange Agreement"), with the Issuer whereby GCILP agreed to exchange C$100 million principal amount of the Issuer's 4.25% Convertible Senior Notes due 2023 for Common Shares. The number of Common Shares issued to GCILP was calculated based on the volume-weighted average trading price of the Common Shares on the NASDAQ Global Select Market for a 10-day period beginning on and including June 30, 2022 (the "Exchange Price"), provided that the Exchange Price would not be less than $2.50 or more than $3.50. The Reporting Persons are filing this amended Form 4 to disclose the final amount of Common Shares issued to GCILP as a result of the exchange contemplated by the Exchange Agreement.

F2 · balance_after: (continued from footnote 1) The Exchange Price was $2.6245, and therefore, an aggregate of 29,245,456 Common Shares were issued to GCILP on July 18, 2022.

F3 · ownership.nature: These shares are owned directly by GCILP, whose general partner is Greenstar Canada Investment Corporation ("GCIC"), which is a wholly-owned subsidiary of Constellation Brands Canada Holdings ULC ("CBCH"), which is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. ("CBI"). GCIC, CBCH, CC, CIHL and CBI are indirect beneficial owners of the reported shares.

SEC source: 0000899243-22-022843 · doc4.xml · derivative · entry 1

Hong Judy Eun Joo · CIK 0001896728 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,201

Underlying: Common Shares · 303,201 shares

Expires 2028-06-14

F1 · derivative.exercise_price: The price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 14, 2022.

SEC source: 0000899243-22-022968 · doc4a.xml · nonDerivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,912

F1 · shares: The shares reported herein were granted on June 14, 2022, in the form of restricted stock units, which will vest equally in three annual installments on the first, second and third anniversaries of the grant date.

F2 · acquired: On June 16, 2022, the reporting person filed a Form 4 which inadvertently reported in Table I, Column 4 that the award of restricted stock units was a disposition (D) of securities rather than an acquisition (A) of securities. Table I, Column 4 in this amended report reflects the correct reporting of the transaction as an acquisition (A) of securities.

SEC source: 0000899243-22-022841 · doc4.xml · derivative · entry 2

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,966

Underlying: Common Shares · 20,966 shares

Expires 2028-06-14

F2 · derivative.exercise_price: The price is expressed in Canadian dollars.

F3 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 14, 2022.

SEC source: 0000899243-22-022841 · doc4.xml · nonDerivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,912

F1 · shares: The shares reported herein were granted on June 14, 2022, in the form of restricted stock units, which will vest equally in three annual installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-22-022844 · doc4.xml · derivative · entry 1

Klein David Eric · CIK 0001553612 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,876

Underlying: Common Shares · 997,876 shares

Expires 2028-06-14

F1 · derivative.exercise_price: The price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 14, 2022.

SEC source: 0000899243-22-022847 · doc4.xml · derivative · entry 1

Grant Julious C. JR · CIK 0001832605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,594

Underlying: Common Shares · 407,594 shares

Expires 2028-06-14

F1 · derivative.exercise_price: The price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 14, 2022.

SEC source: 0001104659-23-094988 · tm2322295-3_4seq1.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,277

F1 · shares: Represents conversion of performance stock units to restricted stock units ("RSUs") upon determination by the Issuer's board of directors regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024.

SEC source: 0001104659-23-094941 · tm2322295-2_4seq1.xml · nonDerivative · entry 1

Grant Julious C. JR · CIK 0001832605 · Former Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,485

F1 · shares: Represents conversion of performance stock units to restricted stock units ("RSUs") upon determination by the Issuer's board of directors regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024.

SEC source: 0000899243-22-022224 · doc4.xml · nonDerivative · entry 1

Hong Judy Eun Joo · CIK 0001896728 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

F1 · price: The price is expressed in Canadian dollars, rounded to the nearest one hundredth.

SEC source: 0000899243-22-022220 · doc4.xml · nonDerivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,188

F1 · price: The price is expressed in Canadian dollars, rounded to the nearest one hundredth.

F2 · balance_after: Includes 441 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 15, 2022.

SEC source: 0000899243-22-024245 · doc4.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,272

F1 · shares: The shares reported herein were granted on June 8, 2022, in the form of restricted stock units. The restricted stock units vest in three equal installments on June 30, 2022, September 30, 2022, and December 31, 2022

SEC source: 0000899243-22-024243 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,860

F1 · shares: The shares reported herein were granted on June 8, 2022, in the form of restricted stock units. The restricted stock units vest in three equal installments on June 30, 2022, September 30, 2022, and December 31, 2022

SEC source: 0000899243-22-024249 · doc4.xml · nonDerivative · entry 1

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,379

F1 · shares: The shares reported herein were granted on June 8, 2022, in the form of restricted stock units. The restricted stock units vest in three equal installments on June 30, 2022, September 30, 2022, and December 31, 2022

SEC source: 0000899243-22-027030 · doc4a.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,272

F1 · shares: The shares reported herein were granted on June 8, 2022, in the form of restricted stock units. The restricted stock units vest in four equal installments on June 30, 2022, September 30, 2022, December 31, 2022, and February 28, 2023.

F2 · shares: On June 27, 2022, the reporting person filed a Form 4 which incorrectly described the vesting of the restricted stock units reported therein. The footnote in this amended report reflects the correct vesting period.

SEC source: 0000899243-22-027028 · doc4a.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,860

F1 · shares: The shares reported herein were granted on June 8, 2022, in the form of restricted stock units. The restricted stock units vest in four equal installments on June 30, 2022, September 30, 2022, December 31, 2022, and February 28, 2023.

F2 · shares: On June 27, 2022, the reporting person filed a Form 4 which incorrectly described the vesting of the restricted stock units reported therein. The footnote in this amended report reflects the correct vesting period.

SEC source: 0000899243-22-027029 · doc4a.xml · nonDerivative · entry 1

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,379

F1 · shares: The shares reported herein were granted on June 8, 2022, in the form of restricted stock units. The restricted stock units vest in four equal installments on June 30, 2022, September 30, 2022, December 31, 2022, and February 28, 2023.

F2 · shares: On June 27, 2022, the reporting person filed a Form 4 which incorrectly described the vesting of the restricted stock units reported therein. The footnote in this amended report reflects the correct vesting period.

SEC source: 0000899243-22-020641 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,077

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

F3 · balance_after: Includes 646 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan, on February 11, 2022

SEC source: 0000899243-22-013236 · doc4.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,486

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-22-013237 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-22-012828 · doc4.xml · nonDerivative · entry 2

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,028

F3 · balance_after: Includes 296 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on August 10, 2021

SEC source: 0000899243-22-012848 · doc4.xml · nonDerivative · entry 1

Hong Judy Eun Joo · CIK 0001896728 · Chief Financial Officer (Int)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-22-012828 · doc4.xml · nonDerivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,161

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The prices are expressed in Canadian dollars.

SEC source: 0000899243-22-012850 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,407

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

F3 · balance_after: Includes 262 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on August 10, 2021

SEC source: 0000899243-22-000540 · doc4.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-22-000520 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,747

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-21-047119 · doc4.xml · derivative · entry 1

Hong Judy Eun Joo · CIK 0001896728 · Chief Financial Officer (Int)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,117

Underlying: Common Shares · 53,117 shares

Expires 2027-12-03

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of December 3, 2021.

SEC source: 0000899243-21-047152 · doc4.xml · derivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,513

Underlying: Common Shares · 41,513 shares

Expires 2027-12-03

F1 · derivative.exercise_price: The price is expressed in Canadian dollars

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of December 3, 2021

SEC source: 0000899243-21-044295 · doc4.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,826

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-21-044297 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,149

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-21-044306 · doc4.xml · nonDerivative · entry 1

Shaer Phillip Stephen · CIK 0001806345 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,073

F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-21-026797 · doc4.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,496

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-21-026785 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,821

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

SEC source: 0000899243-21-023372 · doc4.xml · nonDerivative · entry 1

Yanofsky Theresa · CIK 0001808511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

F1 · shares: The shares reported herein were granted on June 9, 2021 in the form of restricted stock units. One-fourth of the restricted stock units vested on June 9, 2021. The remaining restricted stock units vest in three equal installments on June 30, 2021, September 30, 2021 and December 31, 2021.

SEC source: 0000899243-21-023377 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,126

F1 · shares: The shares reported herein were granted on June 9, 2021, in the form of restricted stock units, One-fourth of the restricted stock units vested on June 9, 2021. The remaining restricted stock units vest in three equal installments on June 30, 2021, September 30, 2021 and December 31, 2021.

SEC source: 0000899243-21-023321 · doc4.xml · derivative · entry 2

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

Underlying: Common Shares · 3,207 shares

Expires 2027-06-09

F2 · derivative.exercise_price: The price is expressed in Canadian dollars

F3 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

SEC source: 0000899243-21-023321 · doc4.xml · nonDerivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,529

F1 · shares: The shares reported herein were granted on June 9, 2021, in the form of restricted stock units, which will vest equally in three annual installments on the first, second and third anniversaries of the grant date.

SEC source: 0000899243-21-023315 · doc4.xml · derivative · entry 1

Lee Michael Alan · CIK 0001806340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,814

Underlying: Common Shares · 54,814 shares

Expires 2027-06-09

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

SEC source: 0000899243-21-023314 · doc4.xml · derivative · entry 1

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,352

Underlying: Common Shares · 22,352 shares

Expires 2027-06-09

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

SEC source: 0000899243-21-023319 · doc4.xml · derivative · entry 1

Kovacevic Rade Nikola · CIK 0001806397 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,767

Underlying: Common Shares · 59,767 shares

Expires 2027-06-09

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

SEC source: 0000899243-21-023374 · doc4.xml · nonDerivative · entry 1

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

F1 · shares: The shares reported herein were granted on June 9, 2021 in the form of restricted stock units. One-fourth of the restricted stock units vested on June 9, 2021. The remaining restricted stock units vest in three equal installments on June 30, 2021, September 30, 2021 and December 31, 2021.

SEC source: 0000899243-21-023318 · doc4.xml · derivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,488

Underlying: Common Shares · 139,488 shares

Expires 2027-06-09

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

SEC source: 0000899243-21-023677 · doc4.xml · derivative · entry 1

Grant Julious C. JR · CIK 0001832605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,454

Underlying: Common Shares · 31,454 shares

Expires 2027-06-09

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

SEC source: 0000899243-21-022334 · doc4.xml · nonDerivative · entry 1

Stewart Thomas Carlton · CIK 0001806585 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

F3 · balance_after: Includes 293 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021.

SEC source: 0000899243-21-022342 · doc4.xml · nonDerivative · entry 1

Lee Michael Alan · CIK 0001806340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,368

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

F3 · balance_after: Includes 602 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021.

SEC source: 0000899243-21-022341 · doc4.xml · nonDerivative · entry 1

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,266

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

F3 · balance_after: Includes 384 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021.

SEC source: 0000899243-21-022333 · doc4.xml · nonDerivative · entry 1

Kovacevic Rade Nikola · CIK 0001806397 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,527

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

SEC source: 0000899243-21-022340 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,543

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

F3 · balance_after: Includes 269 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021.