Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 17:03 UTC |
HILL JANETDirector
|
GrantCommon Units | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012036 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,534 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2020, subject to Ms. Hill's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:08 UTC |
FITT LAWTON WDirector
|
GrantCommon Units | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012041 · doc4.xml · nonDerivative · entry 1 FITT LAWTON W · CIK 0001103725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,534 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2020, subject to Ms. Fitt's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:08 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Units | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012042 · doc4.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,599 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2020, subject to Mr. Hance's continued service to Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., (or its affiliates) on such vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:08 UTC |
SHAW WILLIAM JOSEPHDirector
|
GrantCommon Units | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012040 · doc4.xml · nonDerivative · entry 1 SHAW WILLIAM JOSEPH · CIK 0001252544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,534 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2020, subject to Mr. Shaw's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:03 UTC |
WELTERS ANTHONYDirector
|
GrantCommon Units | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012035 · doc4.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,957 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2020, subject to Mr. Welters's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:12 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
GrantCommon Units | 27,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012046 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326,281 F1 · shares: These securities are deferred restricted common unit awards. These securities will vest 100% on November 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 20:30 UTC |
LEE KEWSONGDirector · Co-Chief Executive Officer.
|
GrantCommon Units | 473,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003766 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Co-Chief Executive Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220,193 F1 · acquired: These common units were acquired upon the settlement of a performance-based deferred restricted common unit award previously granted to the reporting person. F2 · balance_after: Reflects common units contributed by the reporting person to a grantor retained annuity trust which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 20:35 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer.
|
GrantCommon Units | 473,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003770 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,298,912 F1 · acquired: These common units were acquired upon the settlement of a performance-based deferred restricted common unit award previously granted to the reporting person. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 01:26 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Units | 31,200 | $18.55 | $578,760.00 |
DisclosureSEC source: 0000899243-19-003762 · doc4.xml · nonDerivative · entry 2 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,709 F2 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 01:26 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Units | 85,867 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003762 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,909 F1 · acquired: These common units were acquired upon the settlement of a performance-based deferred restricted common unit award previously granted to the reporting person. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 01:02 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Units | 127,357 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002543 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,042 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2020, an additional 30% on August 1, 2021 and the remaining 30% on August 1, 2022, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 00:59 UTC |
Bentley Pamela LChief Accounting Officer
|
GrantCommon Units | 20,377 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002540 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,962 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2020, an additional 30% on August 1, 2021 and the remaining 30% on August 1, 2022, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 16:49 UTC |
HILL JANETDirector
|
PurchaseCommon Units | 5,000 | $20.19 | $100,953.50 |
DisclosureSEC source: 0000899243-18-028450 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,680 F1 · price: The price reported in column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $20.14 to $20.27, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 23:54 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Units | 45,107 | $24.30 | $1,096,100.10 |
DisclosureSEC source: 0000899243-18-021278 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,685 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 23:53 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Units | 14,179 | $24.30 | $344,549.70 |
DisclosureSEC source: 0000899243-18-021277 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,585 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 23:53 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Units | 19,911 | $24.30 | $483,837.30 |
DisclosureSEC source: 0000899243-18-021276 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,876 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| May 02, 2018 Filed May 3, 2018 23:02 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Units | 9,396 | $20.10 | $188,859.60 |
DisclosureSEC source: 0000899243-18-011389 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,764 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:06 UTC |
ROBERTSON THOMAS SDirector
|
GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011397 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,680 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Dr. Robertson's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:01 UTC |
HILL JANETDirector
|
GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011387 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,680 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Ms. Hill's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 23:05 UTC |
FITT LAWTON WDirector
|
GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011395 · doc4.xml · nonDerivative · entry 1 FITT LAWTON W · CIK 0001103725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,680 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Ms. Fitt's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 22:59 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011384 · doc4.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,745 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Mr. Hance's continued service to Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., (or its affiliates) on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 23:04 UTC |
WELTERS ANTHONYDirector
|
GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011393 · doc4.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,103 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Mr. Welters's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 23:05 UTC |
SHAW WILLIAM JOSEPHDirector
|
GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011396 · doc4.xml · nonDerivative · entry 1 SHAW WILLIAM JOSEPH · CIK 0001252544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,680 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Mr. Shaw's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:00 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
GrantCommon Units | 5,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011386 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825,578 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on November 1, 2018, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
CLARE PETER JDirector · Co-Chief Investment Officer
|
GrantCommon Units | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002949 · doc4.xml · nonDerivative · entry 3 CLARE PETER J · CIK 0001259080 · Director · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,184 F3 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
CLARE PETER JDirector · Co-Chief Investment Officer
|
GrantCommon Units | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002949 · doc4.xml · nonDerivative · entry 2 CLARE PETER J · CIK 0001259080 · Director · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,381 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
CLARE PETER JDirector · Co-Chief Investment Officer
|
GrantCommon Units | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002949 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,381 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 25% on February 1, 2019, an additional 25% on February 1, 2020, an additional 25% on February 1, 2021 and the remaining 25% on February 1, 2022, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:28 UTC |
LEE KEWSONGDirector · Co-Chief Executive Officer
|
GrantCommon Units | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002951 · doc4.xml · nonDerivative · entry 3 LEE KEWSONG · CIK 0001220640 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370,097 F3 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:28 UTC |
LEE KEWSONGDirector · Co-Chief Executive Officer
|
GrantCommon Units | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002951 · doc4.xml · nonDerivative · entry 2 LEE KEWSONG · CIK 0001220640 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,364,294 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:28 UTC |
LEE KEWSONGDirector · Co-Chief Executive Officer
|
GrantCommon Units | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002951 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,264,294 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 20% on February 1, 2019, an additional 20% on February 1, 2020, an additional 20% on February 1, 2021, an additional 20% on February 1, 2022 and the remaining 20% on February 1, 2023, subject to the terms and conditions set forth in such award agreement. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:25 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
GrantCommon Units | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002946 · doc4.xml · nonDerivative · entry 3 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,819,721 F3 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:25 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
GrantCommon Units | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002946 · doc4.xml · nonDerivative · entry 2 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813,918 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:25 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
GrantCommon Units | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002946 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,918 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 20% on February 1, 2019, an additional 20% on February 1, 2020, an additional 20% on February 1, 2021, an additional 20% on February 1, 2022 and the remaining 20% on February 1, 2023, subject to the terms and conditions set forth in such award agreement. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Units | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002948 · doc4.xml · nonDerivative · entry 2 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,792 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Units | 113,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002948 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,989 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Units | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002947 · doc4.xml · nonDerivative · entry 2 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,787 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:25 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Units | 68,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002947 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,984 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:24 UTC |
Bentley Pamela LChief Accounting Officer
|
GrantCommon Units | 2,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002945 · doc4.xml · nonDerivative · entry 2 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,160 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:24 UTC |
Bentley Pamela LChief Accounting Officer
|
GrantCommon Units | 13,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002945 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,548 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 16:28 UTC |
Mathias Edward JDirector
|
SaleCommon Units | 17,133 | $21.21 | $363,390.93 |
DisclosureSEC source: 0000899243-17-027162 · doc4.xml · nonDerivative · entry 1 Mathias Edward J · CIK 0001245933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,981 F1 · price: The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $21.15 to $21.30, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 21:30 UTC |
Mathias Edward JDirector
|
SaleCommon Units | 6,593 | $21.25 | $140,101.25 |
DisclosureSEC source: 0000899243-17-019616 · doc4.xml · nonDerivative · entry 1 Mathias Edward J · CIK 0001245933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,114 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 01:32 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Units | 16,692 | $21.25 | $354,705.00 |
DisclosureSEC source: 0000899243-17-019619 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,956 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 01:31 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Units | 17,760 | $21.25 | $377,400.00 |
DisclosureSEC source: 0000899243-17-019617 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,942 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 01:30 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Units | 20,968 | $21.25 | $445,570.00 |
DisclosureSEC source: 0000899243-17-019615 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,610 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| May 03, 2017 Filed May 4, 2017 23:56 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Units | 9,928 | $17.40 | $172,747.20 |
DisclosureSEC source: 0000899243-17-011929 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,702 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:06 UTC |
ROBERTSON THOMAS SDirector
|
GrantCommon Units | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011664 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,854 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2018, subject to Dr. Robertson's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:08 UTC |
HILL JANETDirector
|
GrantCommon Units | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011667 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,854 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2018, subject to Ms. Hill's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:04 UTC |
FITT LAWTON WDirector
|
GrantCommon Units | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011662 · doc4.xml · nonDerivative · entry 1 FITT LAWTON W · CIK 0001103725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,854 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2018, subject to Ms. Fitt's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:04 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Units | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011661 · doc4.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,919 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2018, subject to Mr. Hance's continued service to Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., (or its affiliates) on such vesting date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:04 UTC |
SHAW WILLIAM JOSEPHDirector
|
GrantCommon Units | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011660 · doc4.xml · nonDerivative · entry 1 SHAW WILLIAM JOSEPH · CIK 0001252544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,854 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2018, subject to Mr. Shaw's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.