Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carlyle Group Inc.CG · Entity 3316 | Director | November 20, 2017 | November 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carlyle Group Inc.
Report date November 20, 2017 · Filed November 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 16,981 |
Reported balance
After 2017-11-20 transaction · row 1
1 source rowRow 1 · 2017-11-20 · Sale · Disposed 17,133 · Balance 16,981 F1: The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $21.15 to $21.30, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $21.15 to $21.30, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 21, 2017 16:28 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Units | 17,133 | $21.21 | $363,390.93 |
DisclosureSEC source: 0000899243-17-027162 · doc4.xml · nonDerivative · entry 1 Mathias Edward J · CIK 0001245933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,981 F1 · price: The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $21.15 to $21.30, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 21:30 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Units | 6,593 | $21.25 | $140,101.25 |
DisclosureSEC source: 0000899243-17-019616 · doc4.xml · nonDerivative · entry 1 Mathias Edward J · CIK 0001245933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,114 F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:17 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 2,617 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002729 · doc4.xml · nonDerivative · entry 1 Mathias Edward J · CIK 0001245933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,707 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2018, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.