Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carlyle Group Inc.CG · Entity 3316 | Director · Co-Chief Executive Officer | August 03, 2020 | August 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carlyle Group Inc.
Report date August 03, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,172,695 |
Reported balance
After 2020-08-03 transaction · row 1
1 source rowRow 1 · 2020-08-03 · Sale · Disposed 13,871 · Balance 8,172,695 F1: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 142,857 |
Reported balance
Holding disclosure · report date 2020-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 142,857 F2: These securities are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
F2: These securities are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2020 Filed Aug 5, 2020 16:49 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 13,871 | $27.80 | $385,613.80 |
DisclosureSEC source: 0000899243-20-021475 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,172,695 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:45 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Stock | 24,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012092 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,186,566 F1 · shares: These securities are restricted stock unit awards. These securities will vest 100% on November 1, 2020, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:22 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004407 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,161,991 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:05 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCarlyle Holdings partnership units · Derivative | 142,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000285 · doc4.xml · derivative · entry 4 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Units Representing limited partnership interests · 142,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F1 · price: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · price: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F4 · derivative.exercise_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F4 · derivative.expiration_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F3 · ownership.nature: These securities are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:05 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCarlyle Holdings partnership units · Derivative | 5,528,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000285 · doc4.xml · derivative · entry 3 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units Representing limited partnership interests · 5,528,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F1 · price: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · price: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F4 · derivative.exercise_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F4 · derivative.expiration_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:05 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCommon Stock | 142,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000285 · doc4.xml · nonDerivative · entry 2 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 142,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F3 · ownership.nature: These securities are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:05 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCommon Stock | 5,528,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000285 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:26 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 7,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-026695 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333,760 F1 · shares: These securities are deferred restricted common unit awards. These securities will vest 100% on May 1, 2020, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:12 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 27,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012046 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326,281 F1 · shares: These securities are deferred restricted common unit awards. These securities will vest 100% on November 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 20:35 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 473,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003770 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,298,912 F1 · acquired: These common units were acquired upon the settlement of a performance-based deferred restricted common unit award previously granted to the reporting person. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:00 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 5,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011386 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825,578 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on November 1, 2018, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:25 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002946 · doc4.xml · nonDerivative · entry 3 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,819,721 F3 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:25 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002946 · doc4.xml · nonDerivative · entry 2 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813,918 F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 19:25 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002946 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,918 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 20% on February 1, 2019, an additional 20% on February 1, 2020, an additional 20% on February 1, 2021, an additional 20% on February 1, 2022 and the remaining 20% on February 1, 2023, subject to the terms and conditions set forth in such award agreement. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:06 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 6,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011665 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,918 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on November 1, 2017, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:16 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 8,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002728 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,448 F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2018, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.