Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carlyle Group Inc.CG · Entity 3316 | Director | May 01, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carlyle Group Inc.
Report date May 01, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,404 |
Reported balance
After 2023-05-01 transaction · row 1
1 source rowRow 1 · 2023-05-01 · Grant · Acquired 6,238 · Balance 33,404 F1: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2023 Filed May 3, 2023 17:05 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Stock | 6,238 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012100 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,404 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2022 Filed May 2, 2022 18:16 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Stock | 5,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016155 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,166 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 18:53 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 30,000 | $56.68 | $1,700,400.00 |
DisclosureSEC source: 0000899243-21-043052 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,930 F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $56.43 to $56.87, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 01, 2021 Filed May 3, 2021 21:32 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017951 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,930 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:47 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012094 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,945 F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. F2 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Dr. Robertson's continued service on the board of directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:11 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012045 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,534 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2020, subject to Dr. Robertson's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 19:06 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 5,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011397 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,680 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2019, subject to Dr. Robertson's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:06 UTC | Carlyle Group Inc. CG · Entity 3316 | GrantCommon Units | 5,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011664 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,854 F1 · shares: These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2018, subject to Dr. Robertson's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.