Buser Curtis L.

SEC source: 0001549803-26-000003 · ownership.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730.078

F1 · kind: Represents an award of Class E Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of VistaOne, L.P. The unit award fully vests on May 12, 2027.

SEC source: 0001193125-25-222275 · ownership.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,755.095

F1 · date: As of September 1, 2025, the subscription to purchase Class A-I Limited Partnership Units was accepted by the Issuer. On September 26, 2025, the number of units being purchased was fixed when the purchase price per unit was determined by the Issuer.

F3 · ownership.nature: Represents units held by trust for the benefit of the Reporting Person's grandchildren, and for which the Reporting Person's spouse is trustee.

SEC source: 0001193125-25-222275 · ownership.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,755.095

F1 · date: As of September 1, 2025, the subscription to purchase Class A-I Limited Partnership Units was accepted by the Issuer. On September 26, 2025, the number of units being purchased was fixed when the purchase price per unit was determined by the Issuer.

F2 · ownership.nature: Represents units held by trust for the benefit of the Reporting Person's children, and for which the Reporting Person is trustee.

SEC source: 0000950170-25-099703 · ownership.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,071.908

F1 · date: On July 1, 2025, the Reporting Person's subscription to purchase Class A-I Limited Partnership Units was accepted. On July 28, 2025, the number of units being purchased by the Reporting Person was fixed when the purchase price per unit was determined by the Issuer.

SEC source: 0000950170-25-080386 · ownership.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955.921

F1 · kind: Represents an award of Class E Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of VistaOne, L.P. The unit award fully vests on May 12, 2026.

SEC source: 0000950170-23-038187 · ownership.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221,416

F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window.

SEC source: 0000899243-23-004473 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,244

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.

SEC source: 0000899243-23-004473 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,645

F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.

SEC source: 0000899243-23-003904 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,060

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-23-003904 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,455

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-22-027434 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,484

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-005689 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,374

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.

SEC source: 0000899243-22-005689 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205,177

F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.

SEC source: 0000899243-22-004648 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,098

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-004648 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,328

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-21-031422 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,457

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-21-005768 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,129

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.

SEC source: 0000899243-21-005768 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,344

F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

SEC source: 0000899243-21-004883 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,780

F2 · acquired: These securities are restricted stock unit awards and will vest 20% on each of February 1, 2022, 2023 and 2024 and the remaining 40% on February 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-21-004883 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,775

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2022, an additional 30% on August 1, 2023 and the remaining 30% on August 1, 2024, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-20-021468 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,836

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-20-004408 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,039

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.

SEC source: 0000899243-20-004408 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,812

F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

SEC source: 0000899243-20-003024 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,116

F1 · acquired: These securities are restricted stock unit awards. These securities will vest 40% on August 1, 2021, an additional 30% on August 1, 2022 and the remaining 30% on August 1, 2023, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-20-000299 · doc4.xml · derivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units Representing limited partnership interests · 260,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.

F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").

F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis.

F1 · price: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").

F2 · price: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.

F3 · derivative.expiration_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.

SEC source: 0000899243-20-000299 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").

F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").

F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis.

SEC source: 0000899243-19-021051 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,328

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-19-003762 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,709

F2 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units.

SEC source: 0000899243-19-003762 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,909

F1 · acquired: These common units were acquired upon the settlement of a performance-based deferred restricted common unit award previously granted to the reporting person.

SEC source: 0000899243-19-002543 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,042

F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2020, an additional 30% on August 1, 2021 and the remaining 30% on August 1, 2022, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-18-021278 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,685

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-18-002948 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,792

F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date.

SEC source: 0000899243-18-002948 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,989

F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-17-019615 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,610

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-17-002727 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,578

F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2018, subject to the reporting person's continued service at the company on the vesting date.

SEC source: 0000899243-17-002727 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,019

F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2018, an additional 30% on August 1, 2019 and the remaining 30% on August 1, 2020, subject to the reporting person's continued service at the company on the applicable vesting date