Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2021 Filed May 4, 2021 01:27 UTC |
FITT LAWTON WDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017939 · doc4.xml · nonDerivative · entry 1 FITT LAWTON W · CIK 0001103725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,930 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2021 Filed May 4, 2021 01:28 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017941 · doc4.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,375 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date. Read SEC document |
| May 01, 2021 Filed May 4, 2021 01:28 UTC |
WELTERS ANTHONYDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017942 · doc4.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,353 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2021 Filed May 4, 2021 01:27 UTC |
SHAW WILLIAM JOSEPHDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017938 · doc4.xml · nonDerivative · entry 1 SHAW WILLIAM JOSEPH · CIK 0001252544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,930 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2021 Filed May 4, 2021 01:26 UTC |
Rice Derica WDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017932 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,985 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:09 UTC |
Rubenstein David M.Director · 10% owner
|
SaleCommon Stock | 3,000,000 | $35.80 | $107,400,000.00 |
DisclosureSEC source: 0000899243-21-011440 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,249,644 Read SEC document |
| March 03, 2021 Filed May 3, 2021 21:32 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
GiftCommon Stock | 283,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017950 · doc4.xml · nonDerivative · entry 3 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 283,563 F4 · acquired: Reflects a transfer made between a grantor retained annuity trust and a trust for the benefit of the reporting person's family. F6 · ownership.nature: Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities. Read SEC document |
| March 03, 2021 Filed May 3, 2021 21:32 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
GiftCommon Stock | 283,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017950 · doc4.xml · nonDerivative · entry 2 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,283,407 F4 · acquired: Reflects a transfer made between a grantor retained annuity trust and a trust for the benefit of the reporting person's family. F3 · balance_after: Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: Such shares of common stock are held in a grantor retained annuity trust. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 19:34 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
SaleCommon Stock | 140,701 | $36.60 | $5,149,656.60 |
DisclosureSEC source: 0000899243-21-005764 · doc4.xml · nonDerivative · entry 2 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818,896 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 19:34 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
GrantCommon Stock | 287,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-005764 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959,597 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:37 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Stock | 14,236 | $36.60 | $521,037.60 |
DisclosureSEC source: 0000899243-21-005769 · doc4.xml · nonDerivative · entry 2 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,411 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:37 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 31,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-005769 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,647 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:36 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Stock | 33,215 | $36.60 | $1,215,669.00 |
DisclosureSEC source: 0000899243-21-005768 · doc4.xml · nonDerivative · entry 2 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,129 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:36 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Stock | 73,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-005768 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,344 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:36 UTC |
Finn ChristopherChief Operating Officer
|
SaleCommon Stock | 35,572 | $36.60 | $1,301,935.20 |
DisclosureSEC source: 0000899243-21-005767 · doc4.xml · nonDerivative · entry 2 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,180 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 00:36 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 73,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-005767 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,752 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 02:29 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Stock | 116,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004883 · doc4.xml · nonDerivative · entry 2 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,780 F2 · acquired: These securities are restricted stock unit awards and will vest 20% on each of February 1, 2022, 2023 and 2024 and the remaining 40% on February 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 02:23 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 116,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004874 · doc4.xml · nonDerivative · entry 2 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,188 F2 · acquired: These securities are restricted stock unit awards and will vest 20% on each of February 1, 2022, 2023 and 2024 and the remaining 40% on February 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 02:23 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 77,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004875 · doc4.xml · nonDerivative · entry 2 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,119 F2 · acquired: These securities are restricted stock unit awards and will vest 20% on each of February 1, 2022, 2023 and 2024 and the remaining 40% on February 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:22 UTC |
CLARE PETER JDirector · See Remarks
|
SaleCommon Stock | 60,829 | $32.06 | $1,950,177.74 |
DisclosureSEC source: 0000899243-21-004872 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,909,753 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:19 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
SaleCommon Stock | 123,532 | $32.06 | $3,960,435.92 |
DisclosureSEC source: 0000899243-21-004865 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672,597 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. F2 · balance_after: Reflects a transfer made between a grantor retained annuity trust and the reporting person. Such transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:29 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Stock | 65,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004883 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,775 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2022, an additional 30% on August 1, 2023 and the remaining 30% on August 1, 2024, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:23 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 65,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004874 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,183 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2022, an additional 30% on August 1, 2023 and the remaining 30% on August 1, 2024, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:23 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 28,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004875 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,782 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2022, an additional 30% on August 1, 2023 and the remaining 30% on August 1, 2024, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:23 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 9,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004873 · doc4.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,492 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2022, an additional 30% on August 1, 2023 and the remaining 30% on August 1, 2024, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 23:02 UTC |
Rubenstein David M.Director · See Remarks · 10% owner
|
SaleCommon Stock | 750,000 | $29.05 | $21,787,500.00 |
DisclosureSEC source: 0000899243-20-033599 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,249,644 F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $29.05 to $29.76, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2020 Filed Dec 5, 2020 02:06 UTC |
D'Aniello Daniel A.Director · Founder and Chairman Emeritus · 10% owner
|
GiftCommon Stock | 209,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-032809 · doc4.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder and Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 495,542 F1 · kind: Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family. F2 · ownership.nature: Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Read SEC document |
| December 02, 2020 Filed Dec 5, 2020 02:06 UTC |
D'Aniello Daniel A.Director · Founder and Chairman Emeritus · 10% owner
|
GiftCommon Stock | 209,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-032809 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder and Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,987,102 F1 · kind: Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 22:29 UTC |
Rubenstein David M.Director · See Remarks · 10% owner
|
SaleCommon Stock | 2,000,000 | $27.30 | $54,600,000.00 |
DisclosureSEC source: 0000899243-20-032047 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,999,644 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 21:43 UTC |
Rubenstein David M.Director · See Remarks · 10% owner
|
SaleCommon Stock | 2,000,000 | $27.32 | $54,640,000.00 |
DisclosureSEC source: 0000899243-20-030734 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,999,644 Read SEC document |
| November 01, 2020 Filed Nov 2, 2020 21:54 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
GrantCommon Stock | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030146 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,878 F1 · shares: These securities are restricted stock unit awards. These securities will vest 100% on May 1, 2021, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:30 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Stock | 24,510 | $25.51 | $625,250.10 |
DisclosureSEC source: 0000899243-20-024911 · doc4.xml · nonDerivative · entry 2 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,969 F2 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $25.38 to $25.63, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:30 UTC |
Bentley Pamela LChief Accounting Officer
|
OtherCommon Stock | 4,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-024911 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,479 F1 · kind: Reflects a transfer of shares of common stock of The Carlyle Group Inc. pursuant to a property settlement agreement. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 16:47 UTC |
LEE KEWSONGDirector · Co-Chief Executive Officer
|
SaleCommon Stock | 73,365 | $27.80 | $2,039,547.00 |
DisclosureSEC source: 0000899243-20-021474 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,578,389 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 16:49 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
SaleCommon Stock | 13,871 | $27.80 | $385,613.80 |
DisclosureSEC source: 0000899243-20-021475 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,172,695 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:45 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Stock | 22,861 | $27.80 | $635,535.80 |
DisclosureSEC source: 0000899243-20-021472 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,522 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:43 UTC |
Finn ChristopherChief Operating Officer
|
SaleCommon Stock | 60,733 | $27.80 | $1,688,377.40 |
DisclosureSEC source: 0000899243-20-021471 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,244 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:41 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Stock | 58,203 | $27.80 | $1,618,043.40 |
DisclosureSEC source: 0000899243-20-021468 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,836 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:36 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Stock | 8,332 | $27.80 | $231,629.60 |
DisclosureSEC source: 0000899243-20-021462 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,333 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| May 22, 2020 Filed May 26, 2020 19:38 UTC |
CONWAY WILLIAM E JRDirector · See Remarks
|
GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014236 · doc4.xml · nonDerivative · entry 1 CONWAY WILLIAM E JR · CIK 0001196635 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,499,644 F1 · kind: Reflects a charitable donation by the Reporting Person. Read SEC document |
| May 06, 2020 Filed May 6, 2020 20:07 UTC |
CONWAY WILLIAM E JRDirector · See Remarks · 10% owner
|
GiftCommon Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012190 · doc4.xml · nonDerivative · entry 1 CONWAY WILLIAM E JR · CIK 0001196635 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,499,644 F1 · kind: Reflects a charitable donation by the Reporting Person. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:47 UTC |
ROBERTSON THOMAS SDirector
|
GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012094 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,945 F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. F2 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Dr. Robertson's continued service on the board of directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:50 UTC |
HILL JANETDirector
|
GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012099 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,945 F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. F2 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Ms. Hill's continued service on the board of directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:40 UTC |
FITT LAWTON WDirector
|
GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012089 · doc4.xml · nonDerivative · entry 1 FITT LAWTON W · CIK 0001103725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,945 F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. F2 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Ms. Fitt's continued service on the board of directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:50 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012098 · doc4.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,390 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Mr. Hance's continued service to The Carlyle Group Inc. (or its affiliates) on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:48 UTC |
WELTERS ANTHONYDirector
|
GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012097 · doc4.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,368 F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. F2 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Mr. Welters's continued service on the board of directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:56 UTC |
SHAW WILLIAM JOSEPHDirector
|
GrantCommon Stock | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012101 · doc4.xml · nonDerivative · entry 1 SHAW WILLIAM JOSEPH · CIK 0001252544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,945 F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. F2 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Mr. Shaw's continued service on the board of directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:45 UTC |
Youngkin Glenn A.Director · Co-Chief Executive Officer
|
GrantCommon Stock | 24,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012092 · doc4.xml · nonDerivative · entry 1 Youngkin Glenn A. · CIK 0001512671 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,186,566 F1 · shares: These securities are restricted stock unit awards. These securities will vest 100% on November 1, 2020, subject to the reporting person's continued service at the company on the vesting date. Read SEC document |
| March 05, 2020 Filed Mar 7, 2020 00:07 UTC |
Bentley Pamela LChief Accounting Officer
|
SaleCommon Stock | 20,000 | $28.44 | $568,800.00 |
DisclosureSEC source: 0000899243-20-007526 · doc4.xml · nonDerivative · entry 1 Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,665 F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $28.38 to $28.53, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F2 · balance_after: The amount of shares of common stock beneficially owned following the reported transaction has been adjusted to correct a clerical error in the reporting person's Form 4 filed on February 4, 2020. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 19:17 UTC |
CONWAY WILLIAM E JRDirector · See Remarks · 10% owner
|
GiftCommon Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005362 · doc4.xml · nonDerivative · entry 1 CONWAY WILLIAM E JR · CIK 0001196635 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,499,644 F1 · kind: Reflects a charitable donation by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.