Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carlyle Group Inc.CG · Entity 3316 | Director | November 12, 2024 | November 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carlyle Group Inc.
Report date November 12, 2024 · Filed November 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2024-11-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-11-12 · Sale · Disposed 434,230 · Balance 61,312 F1: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F3: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family. Row 2 · 2024-11-12 · Sale · Disposed 61,312 · Balance 0 F2: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F3: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family. |
| Common StockSEC Table I · non-derivative | Direct | 32,504,102 |
Reported balance
Holding disclosure · report date 2024-11-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 32,504,102 F4: Includes 17,000 shares of common stock that were transferred by Carlyle Group Management L.L.C. on July 10, 2024, which securities were previously reported as indirectly beneficially owned by the reporting person and the transfer of which was exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
F2: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
F3: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.
F4: Includes 17,000 shares of common stock that were transferred by Carlyle Group Management L.L.C. on July 10, 2024, which securities were previously reported as indirectly beneficially owned by the reporting person and the transfer of which was exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2024 Filed Nov 14, 2024 22:25 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 61,312 | $52.69 | $3,230,529.28 |
DisclosureSEC source: 0000950170-24-127229 · ownership.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 22:25 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 434,230 | $51.37 | $22,306,395.10 |
DisclosureSEC source: 0000950170-24-127229 · ownership.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 61,312 F1 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:30 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 1,400 | $59.10 | $82,740.00 |
DisclosureSEC source: 0000899243-21-046060 · doc4.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,487,102 F2 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $59.05 to $59.28, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:30 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 1,498,600 | $58.05 | $86,993,730.00 |
DisclosureSEC source: 0000899243-21-046060 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,488,502 F1 · balance_after: Due to administrative error, the shares reported as directly held by the reporting person on his last Form 4, filed on August 27, 2021, inadvertently included 512,542 shares that were held indirectly and resulted in over-reporting the shares held directly by such amount. This Form 4 reflects the corrected total beneficial ownership for the reporting person. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:30 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 5,000,000 | $47.10 | $235,500,000.00 |
DisclosureSEC source: 0000899243-21-034439 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,499,644 Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 22:23 UTC | Carlyle Group Inc. CG · Entity 3316 | SaleCommon Stock | 5,000,000 | $46.80 | $234,000,000.00 |
DisclosureSEC source: 0000899243-21-031966 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,987,102 Read SEC document |
| December 02, 2020 Filed Dec 5, 2020 02:06 UTC | Carlyle Group Inc. CG · Entity 3316 | GiftCommon Stock | 209,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-032809 · doc4.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder and Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 495,542 F1 · kind: Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family. F2 · ownership.nature: Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Read SEC document |
| December 02, 2020 Filed Dec 5, 2020 02:06 UTC | Carlyle Group Inc. CG · Entity 3316 | GiftCommon Stock | 209,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-032809 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder and Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,987,102 F1 · kind: Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:03 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCarlyle Holdings partnership units · Derivative | 285,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000280 · doc4.xml · derivative · entry 6 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder, Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Units Representing limited partnership interests · 285,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F1 · price: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · price: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F6 · derivative.exercise_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F6 · derivative.expiration_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F5 · ownership.nature: Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:03 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCarlyle Holdings partnership units · Derivative | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000280 · doc4.xml · derivative · entry 5 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder, Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Units Representing limited partnership interests · 17,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F3 · shares: Reflects a transfer of securities from the reporting person to a limited liability company exempt under Rule 16a-13. F1 · price: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · price: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F6 · derivative.exercise_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F6 · derivative.expiration_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F4 · ownership.nature: Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:03 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCarlyle Holdings partnership units · Derivative | 44,196,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-000280 · doc4.xml · derivative · entry 4 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder, Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units Representing limited partnership interests · 44,196,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F3 · shares: Reflects a transfer of securities from the reporting person to a limited liability company exempt under Rule 16a-13. F1 · price: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · price: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F6 · derivative.exercise_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. F6 · derivative.expiration_date: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:03 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCommon Stock | 285,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000280 · doc4.xml · nonDerivative · entry 3 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder, Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 285,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F5 · ownership.nature: Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:03 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000280 · doc4.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder, Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F3 · balance_after: Reflects a transfer of securities from the reporting person to a limited liability company exempt under Rule 16a-13. F4 · ownership.nature: Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:03 UTC | Carlyle Group Inc. CG · Entity 3316 | ConversionCommon Stock | 44,196,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000280 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director · Founder, Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,196,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F1 · kind: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). F2 · kind: Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. F3 · balance_after: Reflects a transfer of securities from the reporting person to a limited liability company exempt under Rule 16a-13. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.