CFOR

SEC source: 0001079973-20-000835 · ownership.xml · derivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a four year vesting schedule, vesting 25% on the first anniversary of the date of grant and the remaining options vesting 6.25% on the quarterly anniversary of the first vesting date for a period of three years, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000849 · ownership.xml · derivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,000

Underlying: Common Stock · 630,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a four year vesting schedule, vesting 25% on the first anniversary of the date of grant and the remaining options vesting 6.25% on the quarterly anniversary of the first vesting date for a period of three years, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000837 · ownership.xml · derivative · entry 1

Crovetto Mario · CIK 0001808675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a one-year vesting schedule, vesting quarterly in equal installments on the first day of each three month period, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000847 · ownership.xml · derivative · entry 1

Rhodes William E. · CIK 0001532276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a one-year vesting schedule, vesting quarterly in equal installments on the first day of each three month period, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000843 · ownership.xml · derivative · entry 1

Fernandes Prabhavathi · CIK 0001540883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a one-year vesting schedule, vesting quarterly in equal installments on the first day of each three month period, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000841 · ownership.xml · derivative · entry 1

Elsey R Don · CIK 0001380742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a one-year vesting schedule, vesting quarterly in equal installments on the first day of each three month period, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000839 · ownership.xml · derivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a four year vesting schedule, vesting 25% on the first anniversary of the date of grant and the remaining options vesting 6.25% on the quarterly anniversary of the first vesting date for a period of three years, as long as the Reporting Person continues providing services to the Company on each such vesting date.

SEC source: 0001079973-20-000778 · ownership.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 23,482

F1 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.23 inclusive. The reporting person undertakes to provide to OpGen, Inc., any security holder of OpGen, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities are directly held by jVen Capital, LLC ("jVen Capital"). Mr. Jones is managing member of jVen Capital and may be deemed to have voting and dispositive power over the shares owned by jVen Capital

SEC source: 0001079973-20-000439 · ownership.xml · derivative · entry 2

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767

Underlying: Common Stock · 883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

F2 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in May 2019 that convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 17, 2019, the Reporting Person was granted 2,650 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant.

F3 · derivative.expiration_date: On May 17, 2019, the Reporting Person was granted 2,650 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant.

SEC source: 0001079973-20-000439 · ownership.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

SEC source: 0001079973-20-000437 · ownership.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

F2 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in May 2019 that convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 17, 2019, the Reporting Person was granted 1,750 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F3 · derivative.expiration_date: On May 17, 2019, the Reporting Person was granted 1,750 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

SEC source: 0001079973-20-000437 · ownership.xml · nonDerivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

SEC source: 0001140361-20-011262 · form4.xml · nonDerivative · entry 2

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001140361-20-011262 · form4.xml · nonDerivative · entry 1

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19

F1 · kind: The reporting person transferred 1,622,549 shares of common stock of the issuer to the shareholders of the reporting person pursuant to the dissolution of the reporting person.

F2 · price: The shares of common stock of the issuer were transferred to shareholders of the reporting person based on a reference price of $2.25.

SEC source: 0001140361-20-009641 · form4.xml · nonDerivative · entry 2

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622,568

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.14 to $2.25. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001140361-20-009641 · form4.xml · nonDerivative · entry 1

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,180

F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.23 to $2.27. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001140361-20-009398 · form4.xml · nonDerivative · entry 3

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,555

F3 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.24 to $2.50. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: The Common Stock held by the Reporting Person is expected to be transferred to the shareholders of the Reporting Person upon the dissolution of the Reporting Person, subject to the sale of a portion of such Common Stock (of up to 88,987 shares of Common Stock) as is necessary to satisfy remaining obligations and liabilities of the Reporting Person.

SEC source: 0001140361-20-009398 · form4.xml · nonDerivative · entry 2

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807,164

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.25 to $2.50. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001140361-20-009398 · form4.xml · nonDerivative · entry 1

Curetis N.V. in Liquidation · CIK 0001809183 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,862,306

F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.40 to $2.61. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001079973-19-000584 · ownership.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 26,211

F1 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.29 to $1.375 inclusive. The reporting person undertakes to provide to OpGen, Inc., any security holder of OpGen, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: The securities are directly held by jVen Capital, LLC ("jVen Capital"). Mr. Jones is managing member of jVen Capital and may be deemed to have voting and dispositive power over the shares owned by jVen Capital.

F2 · ownership.nature: The securities are directly held by jVen Capital, LLC ("jVen Capital"). Mr. Jones is managing member of jVen Capital and may be deemed to have voting and dispositive power over the shares owned by jVen Capital.

SEC source: 0001079973-19-000581 · ownership.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Cheif Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On November 10, 2019, one-fourth of a restricted stock unit award granted on November 10, 2015 vested and was earned.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments from the date of grant, with acceleration of vesting in certain circumstances associated with a change of control.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments from the date of grant, with acceleration of vesting in certain circumstances associated with a change of control.

SEC source: 0001079973-19-000581 · ownership.xml · nonDerivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Cheif Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On November 10, 2019, one-fourth of a restricted stock unit award granted on November 10, 2015 vested and was earned.

SEC source: 0001553350-19-000908 · ownership.xml · nonDerivative · entry 1

Nova Tina Susan · CIK 0001302605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2020 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company. The number of restricted stock units and shares reflects the twenty-for-one reverse stock split effected by OpGen, Inc. on August 28, 2019.

SEC source: 0001553350-19-000907 · ownership.xml · nonDerivative · entry 1

Ushio Misti · CIK 0001397963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2020 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company. The number of restricted stock units and shares reflects the twenty-for-one reverse stock split effected by OpGen, Inc. on August 28, 2019.

SEC source: 0001079973-19-000316 · ownership.xml · derivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units are subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F2 · derivative.expiration_date: The restricted stock units are subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

SEC source: 0001079973-19-000321 · ownership.xml · derivative · entry 1

Sapiro Vadim M. · CIK 0001723126 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units are subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F2 · derivative.expiration_date: The restricted stock units are subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

SEC source: 0001079973-19-000319 · ownership.xml · derivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one share of Common Stock

F2 · derivative.exercise_date: The restricted stock units are subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F2 · derivative.expiration_date: The restricted stock units are subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

SEC source: 0001079973-19-000256 · ownership.xml · nonDerivative · entry 1

Elsey R Don · CIK 0001380742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Represents an award of restricted stock units vesting in three equal installments on the first three anniversaries of the date of grant.

SEC source: 0001567619-19-007942 · doc1.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 644,138

F1 · ownership.nature: Purchase by jVen Capital, LLC in public offering. Mr. Jones is the managing member of jVen Capital, LLC.

SEC source: 0001140361-18-028814 · doc1.xml · derivative · entry 1

Harris Timothy J.R. · CIK 0001419958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

F1 · derivative.exercise_date: The option vests 25% on each of July 1, 2018, October 1, 2018, January 1, 2019 and April 1, 2019.

SEC source: 0001140361-18-028815 · doc1.xml · derivative · entry 1

Nova Tina Susan · CIK 0001302605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

F1 · derivative.exercise_date: The option vests 25% on each of July 1, 2018, October 1, 2018, January 1, 2019 and April 1, 2019.

SEC source: 0001140361-18-028816 · doc1.xml · derivative · entry 1

Ushio Misti · CIK 0001397963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

F1 · derivative.exercise_date: The option vests 25% on each of July 1, 2018, October 1, 2018, January 1, 2019 and April 1, 2019.

SEC source: 0001140361-18-028813 · doc1.xml · derivative · entry 1

D'Andrea Harry J · CIK 0001381642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-06-13

F1 · derivative.exercise_date: The option vests 25% on each of July 1, 2018, October 1, 2018, January 1, 2019 and April 1, 2019.

SEC source: 0001140361-18-010551 · doc1.xml · derivative · entry 2

Sapiro Vadim M. · CIK 0001723126 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a one-for-twenty-five reverse stock split effected on January 17, 2018.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one share of common stock.

F3 · derivative.exercise_date: Represents lapse of forfeiture of restricted stock units granted in August 2017 upon achievement of a milestone event.

F3 · derivative.expiration_date: Represents lapse of forfeiture of restricted stock units granted in August 2017 upon achievement of a milestone event.

SEC source: 0001140361-18-010551 · doc1.xml · nonDerivative · entry 1

Sapiro Vadim M. · CIK 0001723126 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a one-for-twenty-five reverse stock split effected on January 17, 2018.

SEC source: 0001140361-18-010542 · doc1.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a one-for-twenty-five reverse stock split effected on January 17, 2018.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one share of common stock.

F3 · derivative.exercise_date: Represents lapse of forfeiture of restricted stock units granted in August 2017 upon achievement of a milestone event.

F3 · derivative.expiration_date: Represents lapse of forfeiture of restricted stock units granted in August 2017 upon achievement of a milestone event.

SEC source: 0001140361-18-010542 · doc1.xml · nonDerivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a one-for-twenty-five reverse stock split effected on January 17, 2018.

SEC source: 0001140361-18-003236 · doc1.xml · derivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: The options vest 25% on January 23, 2019 and 6.25% on the quarterly anniversary of the first vesting date for a period of three years.

SEC source: 0001140361-18-003238 · doc1.xml · derivative · entry 1

Sapiro Vadim M. · CIK 0001723126 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: The options vest 25% on January 23, 2019 and 6.25% on the quarterly anniversary of the first vesting date for a period of three years.

SEC source: 0001140361-18-003235 · doc1.xml · derivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: The options vest 25% on January 23, 2019 and 6.25% on the quarterly anniversary of the first vesting date for a period of three years.

SEC source: 0001140361-17-042839 · doc1.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On November 10, 2017, one-fourth of a restricted stock unit award granted on November 10, 2015 vested and was earned.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments from the date of grant, with acceleration of vesting in certain circumstances associated with a change of control.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments from the date of grant, with acceleration of vesting in certain circumstances associated with a change of control.

SEC source: 0001140361-17-042839 · doc1.xml · nonDerivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On November 10, 2017, one-fourth of a restricted stock unit award granted on November 10, 2015 vested and was earned.

SEC source: 0001140361-17-033575 · doc1.xml · nonDerivative · entry 1

Harris Timothy J.R. · CIK 0001419958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,408

F1 · security: Represents an award of restricted stock units vesting on October 1, 2017.

SEC source: 0001140361-17-033576 · doc1.xml · nonDerivative · entry 1

Ushio Misti · CIK 0001397963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,292

F1 · security: Represents an award of restricted stock units vesting on October 1, 2017.

SEC source: 0001140361-17-033574 · doc1.xml · nonDerivative · entry 1

D'Andrea Harry J · CIK 0001381642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,292

F1 · security: Represents an award of restricted stock units vesting on October 1, 2017.

SEC source: 0001140361-17-031408 · doc1.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of OpGen, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest upon the successful launch of OpGen, Inc.'s cUTI RUO mAST.

F2 · derivative.expiration_date: The restricted stock units vest upon the successful launch of OpGen, Inc.'s cUTI RUO mAST.

SEC source: 0001140361-17-031408 · doc1.xml · derivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2027-08-09

SEC source: 0001140361-17-028093 · doc1.xml · derivative · entry 2

jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner

JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,000

Underlying: Common Stock · 1,875,000 shares

Expires 2022-07-18

F1 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and warrants to purchase Common Stock owned by jVen Capital, LLC.

SEC source: 0001140361-17-028093 · doc1.xml · nonDerivative · entry 1

jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner

JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,680,604

F1 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and warrants to purchase Common Stock owned by jVen Capital, LLC.

SEC source: 0001140361-17-028091 · doc1.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2022-07-18