Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CapForce Inc.OPGN · Entity 9776 | Director · Chief Executive Officer | March 31, 2023 | March 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CapForce Inc.
Report date March 31, 2023 · Filed March 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,719 |
Reported balance
After 2023-03-31 transaction · row 1
1 source rowRow 1 · 2023-03-31 · Exercise / conversion · Acquired 12,469 · Balance 19,719 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-31 · Exercise / conversion · Disposed 12,469 · Balance 0 F1: Represents vesting of restricted stock units ("RSUs") granted to Reporting Person on March 31, 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split. F2: On March 31, 2022, the Reporting Person was granted 12,469 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions lapsed on the first anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for minor child | 250 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 250 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of restricted stock units ("RSUs") granted to Reporting Person on March 31, 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
F2: On March 31, 2022, the Reporting Person was granted 12,469 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions lapsed on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Mar 31, 2023 16:30 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionRestricted Stock Units · Derivative | 12,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000408 · ownership.xml · derivative · entry 3 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted to Reporting Person on March 31, 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split. F2 · derivative.exercise_date: On March 31, 2022, the Reporting Person was granted 12,469 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions lapsed on the first anniversary of the date of grant. F2 · derivative.expiration_date: On March 31, 2022, the Reporting Person was granted 12,469 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions lapsed on the first anniversary of the date of grant. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 16:30 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionCommon Stock | 12,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000408 · ownership.xml · nonDerivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 17:15 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionRestricted Stock Units · Derivative | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000290 · ownership.xml · derivative · entry 4 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 Underlying: Common Stock · 1,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split. F2 · derivative.exercise_date: On March 3, 2021, the Reporting Person was granted 3,875 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. F2 · derivative.expiration_date: On March 3, 2021, the Reporting Person was granted 3,875 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 17:15 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000290 · ownership.xml · nonDerivative · entry 2 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 17:15 UTC | CapForce Inc. OPGN · Entity 9776 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000290 · ownership.xml · derivative · entry 6 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of OpGen common stock. F6 · derivative.exercise_date: RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023. F6 · derivative.expiration_date: RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 17:15 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000290 · ownership.xml · derivative · entry 5 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in March 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split. F4 · derivative.exercise_date: On March 2, 2022, the Reporting Person was granted 3,750 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. F4 · derivative.expiration_date: On March 2, 2022, the Reporting Person was granted 3,750 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 17:15 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000290 · ownership.xml · nonDerivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 06:18 UTC | CapForce Inc. OPGN · Entity 9776 | GrantRestricted Stock Units · Derivative | 249,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000392 · ownership.xml · derivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,390 Underlying: Common Stock · 249,390 shares Expires 2032-03-31 F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to Reporting Person in lieu of a cash bonus earned in the amount of $187,068 on March 31, 2022. Each RSU represents a contingent right to receive one share of OpGen common stock. F2 · derivative.exercise_date: On March 31, 2022, the Reporting Person was granted 249,390 RSUs with an aggregate value of $187,068 based on OpGen's closing stock price on March 31, 2022 of $0.7501. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse upon the first anniversary of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 11:01 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionRestricted Stock Units · Derivative | 38,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000214 · ownership.xml · derivative · entry 3 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 Underlying: Common Stock · 38,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. F2 · derivative.expiration_date: On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 11:01 UTC | CapForce Inc. OPGN · Entity 9776 | Exercise / conversionCommon Stock | 38,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000214 · ownership.xml · nonDerivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 11:01 UTC | CapForce Inc. OPGN · Entity 9776 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000214 · ownership.xml · derivative · entry 5 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of OpGen common stock. F6 · derivative.exercise_date: RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023. F6 · derivative.expiration_date: RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 11:01 UTC | CapForce Inc. OPGN · Entity 9776 | GrantStock Option Award · Derivative | 75,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001079973-22-000214 · ownership.xml · derivative · entry 4 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2032-03-02 F3 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant. F4 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 08:48 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 10,000 | $1.50 | $14,960.00 |
DisclosureSEC source: 0001553350-21-001066 · ownership.xml · nonDerivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The shares of Common Stock were purchased in a series of trades at prices ranging from $1.49 per share to $1.50 per share having a weighted average of $1.496 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 16:21 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 5,000 | $3.08 | $15,400.00 |
DisclosureSEC source: 0001079973-21-000916 · ownership.xml · nonDerivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 5,000 | $2.24 | $11,185.00 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 7 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for minor son. Disclosed balance after: 5,000 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 720 | $2.25 | $1,620.00 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 6 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 100 | $2.25 | $224.50 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 5 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,280 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 7,280 | $2.24 | $16,307.20 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 4 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 3,800 | $2.23 | $8,474.00 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 3 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 1,700 | $2.23 | $3,782.50 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 2 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:29 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 1,400 | $2.22 | $3,108.00 |
DisclosureSEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 16:33 UTC | CapForce Inc. OPGN · Entity 9776 | GrantRestricted Stock Units · Derivative | 77,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000156 · ownership.xml · derivative · entry 2 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OpGen common stock. F4 · derivative.exercise_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan. F4 · derivative.expiration_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 16:33 UTC | CapForce Inc. OPGN · Entity 9776 | GrantStock Option Awards · Derivative | 77,500 | $0.00 Strike: $1.91 | $0.00 |
DisclosureSEC source: 0001079973-21-000156 · ownership.xml · derivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires 2031-03-03 F1 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant. F2 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 3, 2022. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:44 UTC | CapForce Inc. OPGN · Entity 9776 | GrantStock Option Award · Derivative | 630,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001079973-20-000849 · ownership.xml · derivative · entry 1 Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,000 Underlying: Common Stock · 630,000 shares Expires 2030-09-30 F1 · derivative.exercise_date: The grant of stock options have a four year vesting schedule, vesting 25% on the first anniversary of the date of grant and the remaining options vesting 6.25% on the quarterly anniversary of the first vesting date for a period of three years, as long as the Reporting Person continues providing services to the Company on each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.