Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CapForce Inc.OPGN · Entity 9776 | Director · Chairman and CEO · 10% owner | July 05, 2017 | July 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CapForce Inc.
Report date July 05, 2017 · Filed July 25, 2017 · Amendment
Jointly reported with JONES EVAN/ FA
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.69 · Expires 2022-07-05 | Direct | 158,730 |
Reported balance
After 2017-07-05 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-07-05 · Purchase · Acquired 158,730 · Balance 158,730 F1: Issuance of warrants pursuant to that certain Amended & Restated Note Purchase Agreement dated July 10, 2017. F2: The purpose of this Form 4/A is to correct the exercise price and expiration date for this warrant issuance. F3: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuance of warrants pursuant to that certain Amended & Restated Note Purchase Agreement dated July 10, 2017.
F2: The purpose of this Form 4/A is to correct the exercise price and expiration date for this warrant issuance.
F3: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2017 Filed Jul 18, 2017 20:22 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseWarrants to purchase Common Stock · Derivative | 1,875,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001140361-17-028093 · doc1.xml · derivative · entry 2 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875,000 Underlying: Common Stock · 1,875,000 shares Expires 2022-07-18 F1 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and warrants to purchase Common Stock owned by jVen Capital, LLC. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 20:22 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseCommon Stock | 1,875,000 | $0.40 | $750,000.00 |
DisclosureSEC source: 0001140361-17-028093 · doc1.xml · nonDerivative · entry 1 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,680,604 F1 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and warrants to purchase Common Stock owned by jVen Capital, LLC. Read SEC document |
| July 05, 2017 Filed Jul 10, 2017 23:53 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseWarrants to purchase Common Stock · Derivative | 158,730 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001140361-17-027562 · doc1.xml · derivative · entry 1 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,730 Underlying: Common Stock · 158,730 shares Expires 2023-07-05 F1 · security: Issuance of warrants pursuant to that certain Amended & Restated Note Purchase Agreement dated July 10, 2017. F2 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC. Read SEC document |
| July 05, 2017 Filed Jul 25, 2017 21:53 UTC Amendment | CapForce Inc. OPGN · Entity 9776 | PurchaseWarrants to purchase Common Stock · Derivative | 158,730 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001140361-17-028657 · doc1.xml · derivative · entry 1 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,730 Underlying: Common Stock · 158,730 shares Expires 2022-07-05 F1 · security: Issuance of warrants pursuant to that certain Amended & Restated Note Purchase Agreement dated July 10, 2017. F2 · derivative.exercise_price: The purpose of this Form 4/A is to correct the exercise price and expiration date for this warrant issuance. F2 · derivative.expiration_date: The purpose of this Form 4/A is to correct the exercise price and expiration date for this warrant issuance. F3 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC. Read SEC document |
| June 28, 2017 Filed Jul 6, 2017 20:38 UTC | CapForce Inc. OPGN · Entity 9776 | PurchaseWarrants to purchase Common Stock · Derivative | 70,423 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001140361-17-027360 · doc1.xml · derivative · entry 1 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,423 Underlying: Common Stock · 70,423 shares Expires 2022-06-28 F1 · security: Issuance of warrants pursuant to that certain Note Purchase Agreement dated May 31, 2017. F2 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock and derivative securities owned by jVen Capital, LLC. Read SEC document |
| June 28, 2017 Filed Jul 10, 2017 23:44 UTC Amendment | CapForce Inc. OPGN · Entity 9776 | PurchaseWarrants to purchase Common Stock · Derivative | 149,788 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001140361-17-027561 · doc1.xml · derivative · entry 1 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,788 Underlying: Common Stock · 149,788 shares Expires 2022-06-28 F1 · security: The purpose of this Form 4/A is to report an increase in the number of Warrants to purchase Common Stock issued to jVen Capital, LLC pursuant to an amendment and restatement of that certain Note Purchase Agreement dated May 31, 2017. F2 · security: Issuance of warrants pursuant to that certain amended and restated Note Purchase Agreement dated July 10, 2017. F3 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC. Read SEC document |
| June 28, 2017 Filed Jul 25, 2017 21:51 UTC Amendment | CapForce Inc. OPGN · Entity 9776 | PurchaseWarrants to purchase Common Stock · Derivative | 140,845 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001140361-17-028656 · doc1.xml · derivative · entry 1 jVen Capital, LLC · CIK 0001641611 · Director · Chairman and CEO · 10% owner JONES EVAN/ FA · CIK 0001020741 · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,845 Underlying: Common Stock · 140,845 shares Expires 2022-06-28 F1 · security: The purpose of this Form 4/A is to report the correct increase in the number of Warrants to purchase Common Stock issued to jVen Capital, LLC pursuant to an amendment and restatement of that certain Note Purchase Agreement dated May 31, 2017. F2 · security: Issuance of warrants pursuant to that certain amended and restated Note Purchase Agreement dated July 10, 2017. F3 · ownership.direct: Evan Jones, the Chairman of the Board and the Chief Executive Officer of OpGen, Inc. (the "Company"), is the managing member of jVen Capital, LLC and is the indirect beneficial owner of all shares of the Company's Common Stock owned by jVen Capital, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.