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Nasdaq · USD

CELC

Celcuity Inc.

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3991
SEC CIK
0001603454
Parsed reports
187

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202601
Feb 202600
Mar 202602
Apr 202600
May 202607
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2022 Filed Apr 22, 2022 16:13 UTC SaleCommon Stock 300 $7.34 $2,202.00
Disclosure

SEC source: 0001437749-22-009524 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,525

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021.

F2 · balance_after: Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 18:40 UTC SaleCommon Stock 250 $15.55 $3,886.25
Disclosure

SEC source: 0001437749-21-027332 · rdgdoc.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,825

F1 · balance_after: Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 18:40 UTC SaleCommon Stock 250 $16.15 $4,037.50
Disclosure

SEC source: 0001437749-21-027332 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075

F1 · balance_after: Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:45 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 6,569 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0000914190-21-000381 · edgar.xml · derivative · entry 16

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

Underlying: Common Stock · 6,569 shares

Expires 2031-10-27

F10 · derivative.exercise_date: 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:46 UTC
Laing Lance G.Director · Chief Science Officer
GrantStock Option (right to buy) · Derivative 1,877 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0000914190-21-000382 · edgar.xml · derivative · entry 12

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877

Underlying: Common Stock · 1,877 shares

Expires 2031-10-27

F10 · derivative.exercise_date: 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:47 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 821 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0000914190-21-000383 · edgar.xml · derivative · entry 12

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 821 shares

Expires 2031-10-27

F11 · derivative.exercise_date: 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000258 · edgar.xml · derivative · entry 15

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-11

F9 · derivative.exercise_date: 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000258 · edgar.xml · derivative · entry 14

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-11

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC
Laing Lance G.Director · Chief Science Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000259 · edgar.xml · derivative · entry 11

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-11

F9 · derivative.exercise_date: 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:01 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000257 · edgar.xml · derivative · entry 11

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-11

F11 · derivative.exercise_date: 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.

Read SEC document
May 12, 2021 Filed May 14, 2021 17:02 UTC GrantStock Option (right to buy) · Derivative 2,310 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0000914190-21-000156 · edgar.xml · derivative · entry 4

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
May 12, 2021 Filed May 14, 2021 17:02 UTC GrantCommon Stock 1,482 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000156 · edgar.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

F1 · shares: Represents 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:02 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 2,310 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0000914190-21-000157 · edgar.xml · derivative · entry 7

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:02 UTC
Dalvey DavidDirector
GrantCommon Stock 1,482 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000157 · edgar.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

F1 · shares: Represents 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:03 UTC GrantStock Option (right to buy) · Derivative 4,619 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0000914190-21-000159 · edgar.xml · derivative · entry 7

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock · 4,619 shares

Expires 2031-05-12

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:03 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 4,619 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0000914190-21-000158 · edgar.xml · derivative · entry 10

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock · 4,619 shares

Expires 2031-05-12

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:46 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 13,509 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0000914190-21-000117 · edgar.xml · derivative · entry 13

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

Underlying: Common Stock · 13,509 shares

Expires 2031-04-12

F8 · derivative.exercise_date: 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:47 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 6,754 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0000914190-21-000118 · edgar.xml · derivative · entry 10

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,754

Underlying: Common Stock · 6,754 shares

Expires 2031-04-12

F8 · derivative.exercise_date: 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:47 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 3,806 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0000914190-21-000119 · edgar.xml · derivative · entry 10

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

Underlying: Common Stock · 3,806 shares

Expires 2031-04-12

F9 · derivative.exercise_date: 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:24 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 11,889 $0.00 Strike: $15.92 $0.00
Disclosure

SEC source: 0000914190-21-000086 · edgar.xml · derivative · entry 12

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,889

Underlying: Common Stock · 11,889 shares

Expires 2031-03-18

F7 · derivative.exercise_date: 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:24 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 2,973 $0.00 Strike: $15.92 $0.00
Disclosure

SEC source: 0000914190-21-000087 · edgar.xml · derivative · entry 9

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 2,973 shares

Expires 2031-03-18

F7 · derivative.exercise_date: 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:25 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,204 $0.00 Strike: $15.92 $0.00
Disclosure

SEC source: 0000914190-21-000088 · edgar.xml · derivative · entry 9

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 1,204 shares

Expires 2031-03-18

F8 · derivative.exercise_date: 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:55 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 12,859 $0.00 Strike: $14.84 $0.00
Disclosure

SEC source: 0000914190-21-000029 · edgar.xml · derivative · entry 11

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,859

Underlying: Common Stock · 12,859 shares

Expires 2031-02-02

F6 · derivative.exercise_date: 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:12 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 3,215 $0.00 Strike: $14.84 $0.00
Disclosure

SEC source: 0000914190-21-000030 · edgar.xml · derivative · entry 8

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

Underlying: Common Stock · 3,215 shares

Expires 2031-02-02

F6 · derivative.exercise_date: 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:13 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,301 $0.00 Strike: $14.84 $0.00
Disclosure

SEC source: 0000914190-21-000031 · edgar.xml · derivative · entry 8

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301

Underlying: Common Stock · 1,301 shares

Expires 2031-02-02

F7 · derivative.exercise_date: 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:44 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 11,081 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000914190-20-000471 · edgar.xml · derivative · entry 10

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,081

Underlying: Common Stock · 11,081 shares

Expires 2030-12-28

F5 · derivative.exercise_date: 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:38 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 2,771 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000914190-20-000468 · edgar.xml · derivative · entry 7

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771

Underlying: Common Stock · 2,771 shares

Expires 2030-12-28

F5 · derivative.exercise_date: 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,122 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000914190-20-000469 · edgar.xml · derivative · entry 7

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 1,122 shares

Expires 2030-12-28

F7 · derivative.exercise_date: 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:19 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 17,281 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000296 · edgar.xml · derivative · entry 9

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,281

Underlying: Common Stock · 17,281 shares

Expires 2030-08-12

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:19 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000296 · edgar.xml · derivative · entry 8

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-08-12

F4 · derivative.exercise_date: 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:20 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000297 · edgar.xml · derivative · entry 6

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-08-12

F4 · derivative.exercise_date: 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:22 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000298 · edgar.xml · derivative · entry 6

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-08-12

F6 · derivative.exercise_date: 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.

Read SEC document
May 14, 2020 Filed May 18, 2020 16:25 UTC GrantStock Option (right to buy) · Derivative 12,654 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000914190-20-000174 · edgar.xml · derivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,654

Underlying: Common Stock · 12,654 shares

Expires 2030-05-14

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

Read SEC document
May 14, 2020 Filed May 18, 2020 16:25 UTC GrantCommon Stock 7,843 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000174 · edgar.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,843

F1 · shares: Represents 7,843 shares of restricted stock for which risks of forfeiture lapse on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:27 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 12,654 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000914190-20-000176 · edgar.xml · derivative · entry 6

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,654

Underlying: Common Stock · 12,654 shares

Expires 2030-05-14

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:27 UTC
Dalvey DavidDirector
GrantCommon Stock 7,843 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000176 · edgar.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,843

F1 · shares: Represents 7,843 shares of restricted stock for which risks of forfeiture lapse on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:28 UTC GrantStock Option (right to buy) · Derivative 25,308 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000914190-20-000177 · edgar.xml · derivative · entry 6

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,308

Underlying: Common Stock · 25,308 shares

Expires 2030-05-14

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:27 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 25,308 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000914190-20-000175 · edgar.xml · derivative · entry 9

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,308

Underlying: Common Stock · 25,308 shares

Expires 2030-05-14

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 16:18 UTC GrantStock Option (right to buy) · Derivative 4,555 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0000914190-19-000457 · edgar.xml · derivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:10 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 4,985 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000301 · edgar.xml · derivative · entry 7

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

Underlying: Common Stock · 4,985 shares

Expires 2029-08-12

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:10 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000301 · edgar.xml · derivative · entry 6

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F3 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:10 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000300 · edgar.xml · derivative · entry 5

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F3 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

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August 12, 2019 Filed Aug 14, 2019 20:09 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000299 · edgar.xml · derivative · entry 5

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-08-12

F5 · derivative.exercise_date: 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.

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May 16, 2019 Filed May 20, 2019 20:04 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 5,054 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0000914190-19-000178 · edgar.xml · derivative · entry 4

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders.

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May 16, 2019 Filed May 20, 2019 20:03 UTC GrantStock Option (right to buy) · Derivative 5,054 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0000914190-19-000176 · edgar.xml · derivative · entry 5

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders.

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May 16, 2019 Filed May 20, 2019 20:05 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 5,054 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0000914190-19-000180 · edgar.xml · derivative · entry 8

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders.

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May 16, 2019 Filed May 20, 2019 20:04 UTC GrantStock Option (right to buy) · Derivative 5,054 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0000914190-19-000177 · edgar.xml · derivative · entry 2

Cronin Maureen Therese · CIK 0001716105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F1 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders.

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October 17, 2018 Filed Oct 19, 2018 21:21 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 14,675 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001144204-18-054601 · tv505122_4.xml · derivative · entry 5

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Common Stock · 14,675 shares

Expires 2028-10-17

F2 · derivative.exercise_date: 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter.

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October 17, 2018 Filed Oct 19, 2018 21:20 UTC
Laing Lance G.Director · Chief Science Officer · 10% owner
GrantStock Option (right to buy) · Derivative 1,834 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001144204-18-054600 · tv505120_4.xml · derivative · entry 4

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834

Underlying: Common Stock · 1,834 shares

Expires 2028-10-17

F2 · derivative.exercise_date: 458 shares vest on 10/17/19; the remaining 1,376 shares vest 1/36th per month thereafter.

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October 17, 2018 Filed Oct 19, 2018 21:21 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 932 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001144204-18-054602 · tv505125_4.xml · derivative · entry 3

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 932 shares

Expires 2028-10-17

F3 · derivative.exercise_date: 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.