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person · Reporting owner

Buller Richard E

Disclosed activity across 2 companies

Tapewire entity
38735
SEC CIK
0001688319

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991DirectorJune 10, 2026June 12, 2026
Inspyr Therapeutics, Inc.NSPX · Entity 173805DirectorOctober 13, 2016October 24, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2035-05-19Direct0 Reported balance After 2026-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-10 · Gift · Disposed 12,503 · Balance 0

F1: 100% vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2035-05-19IndirectBy Trust12,503 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Gift · Acquired 12,503 · Balance 12,503

F1: 100% vested.

F2: The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust.

Filing footnotes · ownership attribution and instrument terms

F1: 100% vested.

F2: The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust.

Inspyr Therapeutics, Inc.

Report date October 13, 2016 · Filed October 24, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.14 · Expires 2021-10-13DirectNot disclosed Reported balance Holding disclosure · report date 2016-10-13 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Represents compensatory stock option grant for director services upon joining the Board of Directors. The options vest fully on November 1, 2017, subject to Dr. Buller continuously providing services to the Company during such vesting period.

Filing footnotes · ownership attribution and instrument terms

F1: Represents compensatory stock option grant for director services upon joining the Board of Directors. The options vest fully on November 1, 2017, subject to Dr. Buller continuously providing services to the Company during such vesting period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 16:17 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 12,503 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001688319-26-000010 · form4-06122026_080636.xml · derivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 12,503

Underlying: Common Stock · 12,503 shares

Expires 2035-05-19

F1 · derivative.exercise_date: 100% vested.

F2 · ownership.nature: The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:17 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 12,503 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001688319-26-000010 · form4-06122026_080636.xml · derivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,503 shares

Expires 2035-05-19

F1 · derivative.exercise_date: 100% vested.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 18:22 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001688319-26-000008 · form4-06092026_100610.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,530

F1 · shares: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Read SEC document
May 19, 2026 Filed May 20, 2026 16:58 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 1,029 $0.00 $0.00
Disclosure

SEC source: 0001688319-26-000006 · form4-05202026_080520.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,789

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 19, 2026 Filed May 20, 2026 16:58 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 1,029 $0.00 $0.00
Disclosure

SEC source: 0001688319-26-000006 · form4-05202026_080520.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · derivative · entry 9

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 654

Underlying: Common Stock · 9,000 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F8 · derivative.exercise_date: 100% vested.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 365 $143.24 $52,281.80
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 7

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 6,760

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F7 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $143.20 to $143.46, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 2,825 $142.04 $401,251.14
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 6

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 7,125

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F6 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $141.59 to $142.50, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 2,301 $141.03 $324,503.36
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 5

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 9,950

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $140.50 to $141.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 1,670 $139.58 $233,103.94
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 4

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 12,251

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $139.40 to $140.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 550 $139.00 $76,447.53
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 13,921

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $138.255 to $139.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 1,289 $137.00 $176,593.00
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 14,471

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 16:30 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionCommon Stock 9,000 $5.10 $45,900.00
Disclosure

SEC source: 0001688319-26-000004 · form4-05062026_080511.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 15,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 16:05 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001688319-26-000002 · form4-04022026_080410.xml · derivative · entry 5

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 9,654

Underlying: Common Stock · 3,000 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F5 · derivative.exercise_date: 100% vested.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 16:05 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 675 $110.83 $74,808.09
Disclosure

SEC source: 0001688319-26-000002 · form4-04022026_080410.xml · nonDerivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 6,760

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $110.50 to $111.36, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 16:05 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 2,325 $110.11 $255,995.75
Disclosure

SEC source: 0001688319-26-000002 · form4-04022026_080410.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 7,435

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $109.505 to $110.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 16:05 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionCommon Stock 3,000 $5.10 $15,300.00
Disclosure

SEC source: 0001688319-26-000002 · form4-04022026_080410.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 9,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025.

F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 16:23 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001688319-25-000013 · form4-12092025_091225.xml · derivative · entry 5

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,555

Underlying: Common Stock · 3,000 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% vested.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 16:23 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 1,510 $106.04 $160,113.30
Disclosure

SEC source: 0001688319-25-000013 · form4-12092025_091225.xml · nonDerivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 6,760

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $106.00 to $106.45, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 16:23 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 1,490 $105.34 $156,956.30
Disclosure

SEC source: 0001688319-25-000013 · form4-12092025_091225.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,270

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $105.00 to $105.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 16:23 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionCommon Stock 3,000 $5.50 $16,500.00
Disclosure

SEC source: 0001688319-25-000013 · form4-12092025_091225.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 9,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 16:09 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001688319-25-000010 · form4-12032025_091250.xml · nonDerivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 6,760

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:09 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionStock Option (right to buy) · Derivative 1,100 $0.00 Strike: $14.83 $0.00
Disclosure

SEC source: 0001688319-25-000010 · form4-12032025_091250.xml · derivative · entry 5

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,522

Underlying: Common Stock · 1,100 shares

Expires 2034-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% vested.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:09 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 1,100 $98.13 $107,948.39
Disclosure

SEC source: 0001688319-25-000010 · form4-12032025_091250.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,260

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $98.010 to $98.505, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:09 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionCommon Stock 1,100 $14.83 $16,313.00
Disclosure

SEC source: 0001688319-25-000010 · form4-12032025_091250.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 16:14 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionStock Option (right to buy) · Derivative 3,900 $0.00 Strike: $14.83 $0.00
Disclosure

SEC source: 0001688319-25-000007 · form4-11212025_091128.xml · derivative · entry 5

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,622

Underlying: Common Stock · 3,900 shares

Expires 2034-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% vested.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 16:14 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 3,900 $96.73 $377,254.80
Disclosure

SEC source: 0001688319-25-000007 · form4-11212025_091128.xml · nonDerivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,260

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the issuer were traded in multiple transactions at prices ranging from $96.465 to $96.920, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 16:14 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionCommon Stock 3,900 $14.83 $57,837.00
Disclosure

SEC source: 0001688319-25-000007 · form4-11212025_091128.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 11,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 16:14 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001688319-25-000007 · form4-11212025_091128.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,260

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
May 28, 2025 Filed May 29, 2025 16:22 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 6,522 $0.00 Strike: $14.83 $0.00
Disclosure

SEC source: 0001415889-25-014865 · form4-05292025_080532.xml · derivative · entry 4

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires 2034-06-04

F2 · derivative.exercise_date: 100% vested.

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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May 28, 2025 Filed May 29, 2025 16:22 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 6,522 $0.00 Strike: $14.83 $0.00
Disclosure

SEC source: 0001415889-25-014865 · form4-05292025_080532.xml · derivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,522 shares

Expires 2034-06-04

F2 · derivative.exercise_date: 100% vested.

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May 27, 2025 Filed May 29, 2025 16:22 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014865 · form4-05292025_080532.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 7,760

F1 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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May 27, 2025 Filed May 29, 2025 16:22 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014865 · form4-05292025_080532.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029

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May 19, 2025 Filed May 21, 2025 16:48 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 12,503 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001415889-25-013949 · form4-05212025_080534.xml · derivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,503

Underlying: Common Stock · 12,503 shares

Expires 2035-05-19

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2026, or if earlier, the date of the Company's 2026 Annual Meeting of Stockholders.

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May 19, 2025 Filed May 21, 2025 16:48 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 1,029 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013949 · form4-05212025_080534.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,108

F1 · shares: Represents 1,029 shares of restricted stock for which risk of forfeiture lapses on April 30, 2026, or if earlier, the date of the Company's 2026 Annual Meeting of Stockholders.

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October 23, 2024 Filed Oct 25, 2024 16:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 350 $16.25 $5,687.50
Disclosure

SEC source: 0001062993-24-017950 · form4.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 6,681

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.

F3 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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August 23, 2024 Filed Aug 27, 2024 16:13 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 350 $16.95 $5,932.50
Disclosure

SEC source: 0001062993-24-015738 · form4.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 7,031

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.

F3 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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June 21, 2024 Filed Jun 25, 2024 16:19 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 350 $15.68 $5,488.00
Disclosure

SEC source: 0001062993-24-013012 · form4.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 7,381

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.

F4 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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June 04, 2024 Filed Jun 6, 2024 16:17 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 6,522 $0.00 Strike: $14.83 $0.00
Disclosure

SEC source: 0001062993-24-012036 · form4.xml · derivative · entry 8

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires 2034-06-04

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders.

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June 04, 2024 Filed Jun 6, 2024 16:17 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012036 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,852

F1 · balance_after: Includes 1,079 shares of restricted stock for which risks of forfeiture lapse on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders.

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May 22, 2024 Filed May 24, 2024 17:32 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 1,958 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011257 · form4.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,958

F1 · ownership.direct: On May 22, 2024, the Reporting Person transferred shares held directly to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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May 22, 2024 Filed May 24, 2024 17:32 UTC Celcuity Inc. CELC · Entity 3991 GiftCommon Stock 1,958 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011257 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,773

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April 24, 2024 Filed Apr 26, 2024 16:55 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 350 $17.06 $5,971.00
Disclosure

SEC source: 0001062993-24-008888 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,731

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.

F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

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April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 19,558 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 9

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 19,558

Underlying: Common Stock · 19,558 shares

Expires 2032-05-17

F2 · derivative.exercise_date: 100% vested.

F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 19,558 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 8

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,558 shares

Expires 2032-05-17

F2 · derivative.exercise_date: 100% vested.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 2,310 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 7

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F2 · derivative.exercise_date: 100% vested.

F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 2,310 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 6

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F2 · derivative.exercise_date: 100% vested.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 12,654 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 5

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 12,654

Underlying: Common Stock · 12,654 shares

Expires 2030-05-14

F2 · derivative.exercise_date: 100% vested.

F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 12,654 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 4

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,654 shares

Expires 2030-05-14

F2 · derivative.exercise_date: 100% vested.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:38 UTC Celcuity Inc. CELC · Entity 3991 GiftStock Option (right to buy) · Derivative 4,555 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001062993-24-008275 · form4.xml · derivative · entry 3

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 100% vested.

F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.