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Hahne Vicky

Disclosed activity across 1 company

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22049
SEC CIK
0001716043

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991Chief Financial OfficerAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,808 Reported balance After 2026-08-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 16,000 · Balance 37,808

F1: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

F2: Includes 2,948 shares acquired pursuant to the Celcuity Inc. (the "Company") employee stock purchase plan.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect10,000 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Grant · Acquired 10,000 · Balance 10,000

F3: Each performance stock unit represents a contingent right to receive one share of the Company's common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

F2: Includes 2,948 shares acquired pursuant to the Celcuity Inc. (the "Company") employee stock purchase plan.

F3: Each performance stock unit represents a contingent right to receive one share of the Company's common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 20:17 UTC Celcuity Inc. CELC · Entity 3991 GrantPerformance Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001716043-26-000002 · form4-08182026_080833.xml · derivative · entry 2

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Company's common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Company's common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

F3 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Company's common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:17 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001716043-26-000002 · form4-08182026_080833.xml · nonDerivative · entry 1

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,808

F1 · shares: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

F2 · balance_after: Includes 2,948 shares acquired pursuant to the Celcuity Inc. (the "Company") employee stock purchase plan.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:30 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $51.57 $0.00
Disclosure

SEC source: 0001415889-25-022448 · form4-08202025_040805.xml · derivative · entry 1

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-08-18

F1 · derivative.exercise_date: 20,000 shares vest on 8/18/2026; the remaining 60,000 shares vest 1/36th per month thereafter.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:18 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 11,328 $0.00 Strike: $13.13 $0.00
Disclosure

SEC source: 0001415889-25-000752 · form4-01062025_090143.xml · derivative · entry 2

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,328

Underlying: Common Stock · 11,328 shares

Expires 2035-01-02

F2 · derivative.exercise_date: Stock options vest and become exercisable in 12 equal installments on the last day of each month following the grant date, beginning on January 31, 2025 and ending on December 31, 2025.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:22 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $17.04 $0.00
Disclosure

SEC source: 0001062993-24-015558 · form4.xml · derivative · entry 18

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2034-08-20

F12 · derivative.exercise_date: 20,000 shares vest on 8/20/25; the remaining 60,000 shares vest 1/36th per month thereafter.

Read SEC document
August 20, 2024 Filed Aug 26, 2024 21:40 UTC Amendment Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $17.04 $0.00
Disclosure

SEC source: 0001062993-24-015670 · form4a.xml · derivative · entry 1

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: 20,000 shares vest on 8/20/25; the remaining 60,000 shares vest 1/36th per month thereafter.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:25 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 5,530 $0.00 Strike: $15.03 $0.00
Disclosure

SEC source: 0001062993-24-003329 · form4.xml · derivative · entry 17

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,530

Underlying: Common Stock · 5,530 shares

Expires 2034-02-13

F12 · derivative.exercise_date: These shares vest in equal amounts on the first day of each month over twelve (12) months, beginning March 1, 2024

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:45 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001062993-23-017211 · form4.xml · derivative · entry 16

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-08-25

F12 · derivative.exercise_date: 15,000 shares vest on 8/25/24; the remaining 45,000 shares vest 1/36th per month thereafter.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:45 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 21,250 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001062993-23-017211 · form4.xml · derivative · entry 15

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires 2033-08-25

F11 · derivative.exercise_date: These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:27 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 5,069 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001062993-23-004238 · form4.xml · derivative · entry 14

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

Underlying: Common Stock · 5,069 shares

Expires 2033-02-16

F12 · derivative.exercise_date: These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (Right to Buy) · Derivative 31,930 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 22

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,930

Underlying: Common Stock · 31,930 shares

Expires 2032-05-17

F13 · derivative.exercise_date: These shares vest in equal amounts over fourteen (14) months, beginning June 1, 2022.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 821 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 21

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 821 shares

Expires 2031-10-27

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F12 · derivative.exercise_date: 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 821 Not disclosed Strike: $17.19 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 20

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 821 shares

Expires 2031-10-27

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F12 · derivative.exercise_date: 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 19

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-11

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F11 · derivative.exercise_date: 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $20.04 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 18

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2031-08-11

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F11 · derivative.exercise_date: 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,806 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 17

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

Underlying: Common Stock · 3,806 shares

Expires 2031-04-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F10 · derivative.exercise_date: 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 3,806 Not disclosed Strike: $27.94 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 16

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,806 shares

Expires 2031-04-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F10 · derivative.exercise_date: 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,204 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 15

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 1,204 shares

Expires 2031-03-18

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F9 · derivative.exercise_date: 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 1,204 Not disclosed Strike: $15.92 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 14

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,204 shares

Expires 2031-03-18

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F9 · derivative.exercise_date: 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,301 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 13

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301

Underlying: Common Stock · 1,301 shares

Expires 2031-02-02

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F8 · derivative.exercise_date: 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 1,301 Not disclosed Strike: $14.84 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 12

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,301 shares

Expires 2031-02-02

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F8 · derivative.exercise_date: 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,122 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 11

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 1,122 shares

Expires 2030-12-28

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F7 · derivative.exercise_date: 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 1,122 Not disclosed Strike: $10.35 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 10

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,122 shares

Expires 2030-12-28

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F7 · derivative.exercise_date: 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 8

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-08-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F5 · derivative.exercise_date: 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $19.72 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 7

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2029-08-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F5 · derivative.exercise_date: 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 932 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 6

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 932 shares

Expires 2028-10-17

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 932 Not disclosed Strike: $25.77 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 5

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 932 shares

Expires 2028-10-17

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.

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May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 4

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-07-05

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.

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May 17, 2022 Filed May 20, 2022 00:39 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $23.48 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 3

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2028-07-05

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.

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October 27, 2021 Filed Oct 29, 2021 20:47 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 821 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0000914190-21-000383 · edgar.xml · derivative · entry 12

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 821 shares

Expires 2031-10-27

F11 · derivative.exercise_date: 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

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August 11, 2021 Filed Aug 13, 2021 20:01 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000257 · edgar.xml · derivative · entry 11

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-11

F11 · derivative.exercise_date: 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.

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April 12, 2021 Filed Apr 14, 2021 21:47 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,806 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0000914190-21-000119 · edgar.xml · derivative · entry 10

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

Underlying: Common Stock · 3,806 shares

Expires 2031-04-12

F9 · derivative.exercise_date: 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.

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March 18, 2021 Filed Mar 22, 2021 20:25 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,204 $0.00 Strike: $15.92 $0.00
Disclosure

SEC source: 0000914190-21-000088 · edgar.xml · derivative · entry 9

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 1,204 shares

Expires 2031-03-18

F8 · derivative.exercise_date: 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.

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February 02, 2021 Filed Feb 4, 2021 22:13 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,301 $0.00 Strike: $14.84 $0.00
Disclosure

SEC source: 0000914190-21-000031 · edgar.xml · derivative · entry 8

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301

Underlying: Common Stock · 1,301 shares

Expires 2031-02-02

F7 · derivative.exercise_date: 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.

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December 28, 2020 Filed Dec 30, 2020 22:39 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,122 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000914190-20-000469 · edgar.xml · derivative · entry 7

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 1,122 shares

Expires 2030-12-28

F7 · derivative.exercise_date: 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.

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August 12, 2020 Filed Aug 14, 2020 20:22 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000298 · edgar.xml · derivative · entry 6

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-08-12

F6 · derivative.exercise_date: 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.

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August 12, 2019 Filed Aug 14, 2019 20:09 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000299 · edgar.xml · derivative · entry 5

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-08-12

F5 · derivative.exercise_date: 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.

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October 17, 2018 Filed Oct 19, 2018 21:21 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 932 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001144204-18-054602 · tv505125_4.xml · derivative · entry 3

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 932 shares

Expires 2028-10-17

F3 · derivative.exercise_date: 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.

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July 05, 2018 Filed Jul 9, 2018 20:06 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0000914190-18-000275 · edgar.xml · derivative · entry 2

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-07-05

F2 · derivative.exercise_date: 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.