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Laing Lance G.

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22254
SEC CIK
0001716041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991Director · Chief Science OfficerAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,271,000 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 20,000 · Balance 1,271,000

F1: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect10,000 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Grant · Acquired 10,000 · Balance 10,000

F2: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

F2: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 20:19 UTC Celcuity Inc. CELC · Entity 3991 GrantPerformance Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001716041-26-000004 · form4-08182026_080858.xml · derivative · entry 2

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:19 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001716041-26-000004 · form4-08182026_080858.xml · nonDerivative · entry 1

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,271,000

F1 · shares: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:52 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001716041-26-000002 · form4-06042026_080657.xml · derivative · entry 2

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 1,000 shares

Expires 2033-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:52 UTC Celcuity Inc. CELC · Entity 3991 Exercise / conversionCommon Stock 1,000 $9.89 $9,890.00
Disclosure

SEC source: 0001716041-26-000002 · form4-06042026_080657.xml · nonDerivative · entry 1

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,251,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:30 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $51.57 $0.00
Disclosure

SEC source: 0001415889-25-022447 · form4-08202025_040804.xml · derivative · entry 1

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-08-18

F1 · derivative.exercise_date: 25,000 shares vest on 8/18/2026; the remaining 75,000 shares vest 1/36th per month thereafter.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:02 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 10,962 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001415889-25-004378 · form4-02182025_090255.xml · derivative · entry 1

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,962

Underlying: Common Stock · 10,962 shares

Expires 2035-02-13

F1 · derivative.exercise_date: These shares vest in full on February 21, 2025.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:25 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $17.04 $0.00
Disclosure

SEC source: 0001062993-24-015559 · form4.xml · derivative · entry 18

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-08-20

F11 · derivative.exercise_date: 25,000 shares vest on 8/20/25; the remaining 75,000 shares vest 1/36th per month thereafter.

Read SEC document
August 20, 2024 Filed Aug 26, 2024 21:41 UTC Amendment Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $17.04 $0.00
Disclosure

SEC source: 0001062993-24-015671 · form4a.xml · derivative · entry 1

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-08-20

F1 · derivative.exercise_date: 25,000 shares vest on 8/20/25; the remaining 75,000 shares vest 1/36th per month thereafter.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:24 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 7,765 $0.00 Strike: $15.03 $0.00
Disclosure

SEC source: 0001062993-24-003326 · form4.xml · derivative · entry 17

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,765

Underlying: Common Stock · 7,765 shares

Expires 2034-02-13

F11 · derivative.exercise_date: These shares vest in equal amounts on the first day of each month over twelve (12) months, beginning March 1, 2024.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:42 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001062993-23-017209 · form4.xml · derivative · entry 16

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-08-25

F11 · derivative.exercise_date: 31,250 shares vest on 8/25/24; the remaining 93,750 shares vest 1/36th per month thereafter.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:42 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 21,250 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001062993-23-017209 · form4.xml · derivative · entry 15

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires 2033-08-25

F10 · derivative.exercise_date: These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:24 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 9,156 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001062993-23-004232 · form4.xml · derivative · entry 14

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,156

Underlying: Common Stock · 9,156 shares

Expires 2033-02-16

F11 · derivative.exercise_date: These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (Right to Buy) · Derivative 38,412 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 22

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,412

Underlying: Common Stock · 38,412 shares

Expires 2032-05-17

F12 · derivative.exercise_date: These shares vest in equal amounts over fourteen (14) months, beginning June 1, 2022.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,877 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 21

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877

Underlying: Common Stock · 1,877 shares

Expires 2031-10-27

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F11 · derivative.exercise_date: 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 1,877 Not disclosed Strike: $17.19 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 20

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,877 shares

Expires 2031-10-27

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F11 · derivative.exercise_date: 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 19

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-11

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F10 · derivative.exercise_date: 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $20.04 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 18

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2031-08-11

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F10 · derivative.exercise_date: 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 6,754 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 17

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,754

Underlying: Common Stock · 6,754 shares

Expires 2031-04-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F9 · derivative.exercise_date: 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 6,754 Not disclosed Strike: $27.94 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 16

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,754 shares

Expires 2031-04-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F9 · derivative.exercise_date: 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 2,973 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 15

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 2,973 shares

Expires 2031-03-18

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F8 · derivative.exercise_date: 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 2,973 Not disclosed Strike: $15.92 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 14

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,973 shares

Expires 2031-03-18

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F8 · derivative.exercise_date: 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,215 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 13

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

Underlying: Common Stock · 3,215 shares

Expires 2031-02-02

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F7 · derivative.exercise_date: 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 3,215 Not disclosed Strike: $14.84 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 12

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,215 shares

Expires 2031-02-02

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F7 · derivative.exercise_date: 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 2,771 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 11

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771

Underlying: Common Stock · 2,771 shares

Expires 2030-12-28

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F6 · derivative.exercise_date: 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 2,771 Not disclosed Strike: $10.35 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 10

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,771 shares

Expires 2030-12-28

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F6 · derivative.exercise_date: 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 8

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $19.72 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 7

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,834 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 6

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834

Underlying: Common Stock · 1,834 shares

Expires 2019-10-17

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 458 shares vest on 10/17/19; the remaining 1,376 shares vest 1/36th per month thereafter.

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May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 1,834 Not disclosed Strike: $25.77 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 5

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,834 shares

Expires 2028-10-17

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 458 shares vest on 10/17/19; the remaining 1,376 shares vest 1/36th per month thereafter.

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May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 4,110 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 4

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Common Stock · 4,110 shares

Expires 2027-09-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

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May 17, 2022 Filed May 20, 2022 00:37 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 4,110 Not disclosed Strike: $9.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013127 · rdgdoc.xml · derivative · entry 3

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,110 shares

Expires 2027-09-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

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October 27, 2021 Filed Oct 29, 2021 20:46 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,877 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0000914190-21-000382 · edgar.xml · derivative · entry 12

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877

Underlying: Common Stock · 1,877 shares

Expires 2031-10-27

F10 · derivative.exercise_date: 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.

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August 11, 2021 Filed Aug 13, 2021 20:02 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000259 · edgar.xml · derivative · entry 11

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-11

F9 · derivative.exercise_date: 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

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April 12, 2021 Filed Apr 14, 2021 21:47 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 6,754 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0000914190-21-000118 · edgar.xml · derivative · entry 10

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,754

Underlying: Common Stock · 6,754 shares

Expires 2031-04-12

F8 · derivative.exercise_date: 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.

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March 18, 2021 Filed Mar 22, 2021 20:24 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 2,973 $0.00 Strike: $15.92 $0.00
Disclosure

SEC source: 0000914190-21-000087 · edgar.xml · derivative · entry 9

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 2,973 shares

Expires 2031-03-18

F7 · derivative.exercise_date: 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.

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February 02, 2021 Filed Feb 4, 2021 22:12 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,215 $0.00 Strike: $14.84 $0.00
Disclosure

SEC source: 0000914190-21-000030 · edgar.xml · derivative · entry 8

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

Underlying: Common Stock · 3,215 shares

Expires 2031-02-02

F6 · derivative.exercise_date: 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.

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December 28, 2020 Filed Dec 30, 2020 22:38 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 2,771 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000914190-20-000468 · edgar.xml · derivative · entry 7

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771

Underlying: Common Stock · 2,771 shares

Expires 2030-12-28

F5 · derivative.exercise_date: 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.

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August 12, 2020 Filed Aug 14, 2020 20:20 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000297 · edgar.xml · derivative · entry 6

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-08-12

F4 · derivative.exercise_date: 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.

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August 12, 2019 Filed Aug 14, 2019 20:10 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000300 · edgar.xml · derivative · entry 5

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F3 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

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October 17, 2018 Filed Oct 19, 2018 21:20 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 1,834 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001144204-18-054600 · tv505120_4.xml · derivative · entry 4

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834

Underlying: Common Stock · 1,834 shares

Expires 2028-10-17

F2 · derivative.exercise_date: 458 shares vest on 10/17/19; the remaining 1,376 shares vest 1/36th per month thereafter.

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September 19, 2017 Filed Oct 16, 2017 20:26 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 4,110 $0.00 Strike: $9.50 $0.00
Disclosure

SEC source: 0000914190-17-000312 · edgar.xml · derivative · entry 3

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Common Stock · 4,110 shares

Expires 2027-09-19

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.