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Dalvey David

Disclosed activity across 1 company

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40002
SEC CIK
0001296457

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991DirectorJune 05, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,530 Reported balance After 2026-06-05 transaction · row 1
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 1,530 · Balance 1,530

F1: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Common StockSEC Table I · non-derivativeIndirectBy Brightstone Venture Capital Fund, LP65,000 Reported balance Holding disclosure · report date 2026-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 65,000

F2: The reporting person is the General Partner of Brightstone.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

F2: The reporting person is the General Partner of Brightstone.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2026 Filed Jun 9, 2026 22:24 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001296457-26-000008 · form4-06092026_100607.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,530

F1 · shares: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Read SEC document
May 04, 2026 Filed May 6, 2026 20:31 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 25,000 $140.68 $3,517,000.00
Disclosure

SEC source: 0001296457-26-000006 · form4-05062026_080550.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 65,000

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Brightstone Venture Capital Fund, LP ("Brightstone") on August 19, 2025.

F2 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 21:31 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 20,000 $120.03 $2,400,538.00
Disclosure

SEC source: 0001296457-26-000003 · form4-01292026_090151.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 90,000

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Brightstone Venture Capital Fund, LP ("Brightstone") on August 19, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.315, inclusive. The reporting person undertakes to provide Celcuity Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 21:07 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 15,000 $100.00 $1,500,016.50
Disclosure

SEC source: 0001296457-25-000004 · form4-11242025_091156.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 110,000

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Brightstone Venture Capital Fund, LP ("Brightstone") on August 19, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.03, inclusive. The reporting person undertakes to provide Celcuity Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 4,141 $46.05 $190,693.05
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 7

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 125,000

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F6 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 16,438 $45.29 $744,454.01
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 6

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 129,141

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.99 to $45.76, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 22,377 $44.36 $992,598.97
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 5

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 145,579

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.97 to $44.96, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 57,044 $43.30 $2,469,856.89
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 4

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 167,956

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.94 to $43.90, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The reporting person is the General Partner of Brightstone.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 2,025 $46.05 $93,251.45
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 3

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.05 to $46.06, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 4,163 $45.24 $188,343.69
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,025

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.855, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:15 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 3,137 $44.36 $139,171.75
Disclosure

SEC source: 0001415889-25-020570 · form4-07302025_080741.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,188

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.99 to $44.96, inclusive. The reporting person undertakes to provide Celcuity Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC") upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:49 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 14,048 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001415889-25-013950 · form4-05212025_080532.xml · derivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,048

Underlying: Common Stock · 14,048 shares

Expires 2035-05-19

F1 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2026, or if earlier, the date of the Company's 2026 Annual Meeting of Stockholders.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:18 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 8,153 $0.00 Strike: $14.83 $0.00
Disclosure

SEC source: 0001062993-24-012040 · form4.xml · derivative · entry 10

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,153

Underlying: Common Stock · 8,153 shares

Expires 2034-06-04

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:43 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 2,940 $14.57 $42,847.27
Disclosure

SEC source: 0001062993-23-022759 · form4.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 225,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.75, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:43 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 5,000 $14.75 $73,751.50
Disclosure

SEC source: 0001062993-23-022759 · form4.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 227,940

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.00, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 23:05 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 5,000 $14.50 $72,500.00
Disclosure

SEC source: 0001062993-23-022590 · form4.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 232,940

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 23:05 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 2,060 $14.61 $30,089.18
Disclosure

SEC source: 0001062993-23-022590 · form4.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 237,940

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.66, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:19 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001062993-23-022328 · form4.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 240,000

F1 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:19 UTC Celcuity Inc. CELC · Entity 3991 SaleCommon Stock 5,000 $14.85 $74,250.00
Disclosure

SEC source: 0001062993-23-022328 · form4.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 245,000

F1 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:18 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 11,645 $0.00 Strike: $9.58 $0.00
Disclosure

SEC source: 0001062993-23-011366 · form4.xml · derivative · entry 9

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,645

Underlying: Common Stock · 11,645 shares

Expires 2033-05-15

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 24,449 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 12

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449

Underlying: Common Stock · 24,449 shares

Expires 2032-05-17

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 2,310 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 11

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 2,310 Not disclosed Strike: $26.99 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 10

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 8

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $22.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 7

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,201 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 6

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 3,201 shares

Expires 2028-05-14

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 3,201 Not disclosed Strike: $19.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 5

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2028-05-14

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 8,200 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 4

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 8,200 Not disclosed Strike: $16.23 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 3

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:02 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 2,310 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0000914190-21-000157 · edgar.xml · derivative · entry 7

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

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May 12, 2021 Filed May 14, 2021 21:02 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 1,482 $0.00 $0.00
Disclosure

SEC source: 0000914190-21-000157 · edgar.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

F1 · shares: Represents 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.

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May 14, 2020 Filed May 18, 2020 20:27 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 12,654 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000914190-20-000176 · edgar.xml · derivative · entry 6

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,654

Underlying: Common Stock · 12,654 shares

Expires 2030-05-14

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

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May 14, 2020 Filed May 18, 2020 20:27 UTC Celcuity Inc. CELC · Entity 3991 GrantCommon Stock 7,843 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000176 · edgar.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,843

F1 · shares: Represents 7,843 shares of restricted stock for which risks of forfeiture lapse on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders.

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May 16, 2019 Filed May 20, 2019 20:04 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 5,054 $0.00 Strike: $22.45 $0.00
Disclosure

SEC source: 0000914190-19-000178 · edgar.xml · derivative · entry 4

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders.

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May 14, 2018 Filed May 16, 2018 20:48 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,201 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0000914190-18-000204 · edgar.xml · derivative · entry 3

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 3,201 shares

Expires 2028-05-14

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2019, or if earlier, the date of the Company's 2019 Annual Meeting of Stockholders.

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October 19, 2017 Filed Oct 23, 2017 20:20 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 8,200 $0.00 Strike: $16.23 $0.00
Disclosure

SEC source: 0000914190-17-000332 · edgar.xml · derivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.