CELC

SEC source: 0001062993-23-022759 · form4.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 225,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.75, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

SEC source: 0001062993-23-022759 · form4.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 227,940

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.00, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

SEC source: 0001062993-23-022590 · form4.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 232,940

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

SEC source: 0001062993-23-022590 · form4.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 237,940

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.66, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

SEC source: 0001062993-23-022328 · form4.xml · nonDerivative · entry 2

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 240,000

F1 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

SEC source: 0001062993-23-022328 · form4.xml · nonDerivative · entry 1

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brightstone Venture Capital Fund, LP

Disclosed balance after: 245,000

F1 · ownership.nature: The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.

SEC source: 0001062993-23-021629 · form4.xml · derivative · entry 2

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001062993-23-021629 · form4.xml · nonDerivative · entry 1

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-019774 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,781

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.

F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-017414 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,131

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.

F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-017205 · form4.xml · derivative · entry 20

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2033-08-25

F11 · derivative.exercise_date: 45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.

SEC source: 0001062993-23-017209 · form4.xml · derivative · entry 16

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-08-25

F11 · derivative.exercise_date: 31,250 shares vest on 8/25/24; the remaining 93,750 shares vest 1/36th per month thereafter.

SEC source: 0001062993-23-017209 · form4.xml · derivative · entry 15

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires 2033-08-25

F10 · derivative.exercise_date: These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.

SEC source: 0001062993-23-017211 · form4.xml · derivative · entry 16

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-08-25

F12 · derivative.exercise_date: 15,000 shares vest on 8/25/24; the remaining 45,000 shares vest 1/36th per month thereafter.

SEC source: 0001062993-23-017211 · form4.xml · derivative · entry 15

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires 2033-08-25

F11 · derivative.exercise_date: These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.

SEC source: 0001062993-23-017124 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,481

F1 · kind: The sales reported in this Form 4 were effected pursuant to a trading arrangement adopted by the reporting person on May 20, 2022, which was intended to satisfy the requirements of the Rule 10b5-1 affirmative defense in place at that time.

F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-014057 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,781

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-012198 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,081

F1 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-011990 · form4.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,156

F1 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-012051 · form4.xml · nonDerivative · entry 1

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,250

SEC source: 0001062993-23-011990 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,256

SEC source: 0001062993-23-011365 · form4.xml · derivative · entry 6

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Stock · 8,733 shares

Expires 2033-05-15

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-011365 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,506

F1 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-011366 · form4.xml · derivative · entry 9

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,645

Underlying: Common Stock · 11,645 shares

Expires 2033-05-15

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-011380 · form4.xml · derivative · entry 13

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,645

Underlying: Common Stock · 11,645 shares

Expires 2033-05-15

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024 or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-011389 · form4.xml · derivative · entry 4

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,645

Underlying: Common Stock · 11,645 shares

Expires 2033-05-15

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-011375 · form4.xml · derivative · entry 12

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,645

Underlying: Common Stock · 11,645 shares

Expires 2033-05-15

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.

SEC source: 0001062993-23-009502 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001062993-23-004529 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,848

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001062993-23-004235 · form4.xml · derivative · entry 19

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,760

Underlying: Common Stock · 69,760 shares

Expires 2033-02-16

F12 · kind: These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

F12 · derivative.exercise_date: These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

SEC source: 0001062993-23-004232 · form4.xml · derivative · entry 14

Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,156

Underlying: Common Stock · 9,156 shares

Expires 2033-02-16

F11 · derivative.exercise_date: These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

SEC source: 0001062993-23-004238 · form4.xml · derivative · entry 14

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

Underlying: Common Stock · 5,069 shares

Expires 2033-02-16

F12 · derivative.exercise_date: These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.

SEC source: 0001062993-22-024287 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.235, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001062993-22-023796 · form4.xml · derivative · entry 20

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260,869 shares

Expires not disclosed

F14 · kind: To comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, the security was initially reported as the right to acquire shares of common stock pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The transactions contemplated by the securities purchase agreement closed on the reported Transaction Date.

F14 · derivative.exercise_date: To comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, the security was initially reported as the right to acquire shares of common stock pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The transactions contemplated by the securities purchase agreement closed on the reported Transaction Date.

F14 · derivative.expiration_date: To comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, the security was initially reported as the right to acquire shares of common stock pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The transactions contemplated by the securities purchase agreement closed on the reported Transaction Date.

SEC source: 0001062993-22-023796 · form4.xml · derivative · entry 19

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,340

Underlying: Common Stock · 104,340 shares

Expires 2027-12-09

F13 · kind: Acquired pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The issued warrants on the transaction date provide the right to purchase 104,340 shares of common stock at a price per share of $8.05 instead of 10,434 shares of Series A Preferred Stock at a price per share of $80.50 as noted in Note 11 above due the occurrence of a specified event provided in the securities purchase agreement.

F13 · derivative.exercise_date: Acquired pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The issued warrants on the transaction date provide the right to purchase 104,340 shares of common stock at a price per share of $8.05 instead of 10,434 shares of Series A Preferred Stock at a price per share of $80.50 as noted in Note 11 above due the occurrence of a specified event provided in the securities purchase agreement.

SEC source: 0001062993-22-023796 · form4.xml · derivative · entry 18

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Preferred Stock · 10,434 shares

Expires not disclosed

F12 · kind: To comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, the security was initially reported as the right to acquire warrants to purchase 10,434 shares of Series A Preferred Stock at a price per share of $80.50 pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The Series A Preferred Stock underlying such securities was convertible into 104,340 shares of common stock. The transactions contemplated by the securities purchase agreement closed on the reported Transaction Date.

F12 · derivative.exercise_date: To comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, the security was initially reported as the right to acquire warrants to purchase 10,434 shares of Series A Preferred Stock at a price per share of $80.50 pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The Series A Preferred Stock underlying such securities was convertible into 104,340 shares of common stock. The transactions contemplated by the securities purchase agreement closed on the reported Transaction Date.

F12 · derivative.expiration_date: To comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, the security was initially reported as the right to acquire warrants to purchase 10,434 shares of Series A Preferred Stock at a price per share of $80.50 pursuant to a securities purchase agreement entered into with the Company on May 15, 2022. The Series A Preferred Stock underlying such securities was convertible into 104,340 shares of common stock. The transactions contemplated by the securities purchase agreement closed on the reported Transaction Date.

SEC source: 0001062993-22-023796 · form4.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016,643

F1 · kind: Acquired pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · shares: Acquired pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

SEC source: 0001062993-22-023426 · form4.xml · derivative · entry 2

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2022-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001062993-22-023426 · form4.xml · nonDerivative · entry 1

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-022722 · form4.xml · nonDerivative · entry 1

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.6500 to $9.7000 inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001062993-22-021055 · form4.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,448

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001437749-22-022425 · rdgdoc.xml · derivative · entry 2

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Common Stock · 16,300 shares

Expires 2032-09-12

F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001437749-22-022425 · rdgdoc.xml · derivative · entry 1

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-09-12

F1 · derivative.exercise_date: 2,500 shares vest on each of 9/12/23, 9/12/24, 9/12/25 and 9/12/26.

SEC source: 0001437749-22-022339 · rdgdoc.xml · nonDerivative · entry 1

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,032

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.615 to $9.08, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

SEC source: 0001437749-22-021668 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,748

F1 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001437749-22-021453 · rdgdoc.xml · nonDerivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

F1 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001437749-22-021453 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,998

SEC source: 0001437749-22-021193 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.72 to $9.375, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

F3 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001437749-22-016081 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,498

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

SEC source: 0001437749-22-013641 · rdgdoc.xml · nonDerivative · entry 1

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,032