Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2024 Filed Dec 3, 2024 23:11 UTC |
Furcht LeoDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 250 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001415889-24-028189 · form4-12032024_111255.xml · derivative · entry 2 Furcht Leo · CIK 0001775749 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250 shares Expires 2024-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 23:11 UTC |
Furcht LeoDirector
|
Exercise / conversionCommon Stock | 250 | $3.60 | $900.00 |
DisclosureSEC source: 0001415889-24-028189 · form4-12032024_111255.xml · nonDerivative · entry 1 Furcht Leo · CIK 0001775749 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 16:15 UTC |
Buller Richard EDirector
|
SaleCommon Stock | 350 | $16.25 | $5,687.50 |
DisclosureSEC source: 0001062993-24-017950 · form4.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 6,681 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F3 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 16:13 UTC |
Buller Richard EDirector
|
SaleCommon Stock | 350 | $16.95 | $5,932.50 |
DisclosureSEC source: 0001062993-24-015738 · form4.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 7,031 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F3 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:27 UTC |
Sullivan Brian F.Director · Chief Executive Officer
|
GrantStock Option (performance) · Derivative | 150,000 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001062993-24-015560 · form4.xml · derivative · entry 26 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2034-08-20 F12 · derivative.exercise_date: Option vests in 1/4th increments upon Celcuity's common stock achieving certain stock price performance milestones. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:27 UTC |
Sullivan Brian F.Director · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001062993-24-015560 · form4.xml · derivative · entry 25 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2034-08-20 F11 · derivative.exercise_date: 62,500 shares vest on 8/20/25; the remaining 187,500 shares vest 1/36th per month thereafter. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:27 UTC |
Sullivan Brian F.Director · Chief Executive Officer
|
GiftCommon Stock | 189,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015560 · form4.xml · nonDerivative · entry 2 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,342,374 Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:27 UTC |
Sullivan Brian F.Director · Chief Executive Officer
|
GiftCommon Stock | 189,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015560 · form4.xml · nonDerivative · entry 1 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:25 UTC |
Laing Lance G.Director · Chief Science Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001062993-24-015559 · form4.xml · derivative · entry 18 Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-08-20 F11 · derivative.exercise_date: 25,000 shares vest on 8/20/25; the remaining 75,000 shares vest 1/36th per month thereafter. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 20:22 UTC |
Hahne VickyChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001062993-24-015558 · form4.xml · derivative · entry 18 Hahne Vicky · CIK 0001716043 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2034-08-20 F12 · derivative.exercise_date: 20,000 shares vest on 8/20/25; the remaining 60,000 shares vest 1/36th per month thereafter. Read SEC document |
| August 20, 2024 Filed Aug 26, 2024 21:41 UTC Amendment |
Laing Lance G.Director · Chief Science Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001062993-24-015671 · form4a.xml · derivative · entry 1 Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-08-20 F1 · derivative.exercise_date: 25,000 shares vest on 8/20/25; the remaining 75,000 shares vest 1/36th per month thereafter. Read SEC document |
| August 20, 2024 Filed Aug 26, 2024 21:40 UTC Amendment |
Hahne VickyChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001062993-24-015670 · form4a.xml · derivative · entry 1 Hahne Vicky · CIK 0001716043 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2034-08-20 F1 · derivative.exercise_date: 20,000 shares vest on 8/20/25; the remaining 60,000 shares vest 1/36th per month thereafter. Read SEC document |
| June 24, 2024 Filed May 29, 2025 20:21 UTC |
Murphy Polly A.Director
|
GiftStock Option (right to buy) · Derivative | 11,645 | $0.00 Strike: $9.58 | $0.00 |
DisclosureSEC source: 0001415889-25-014864 · form4-05292025_080514.xml · derivative · entry 4 Murphy Polly A. · CIK 0001829248 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 11,645 Underlying: Common Stock · 11,645 shares Expires 2033-05-15 F1 · derivative.exercise_date: 100% vested. F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| June 24, 2024 Filed May 29, 2025 20:21 UTC |
Murphy Polly A.Director
|
GiftStock Option (right to buy) · Derivative | 11,645 | $0.00 Strike: $9.58 | $0.00 |
DisclosureSEC source: 0001415889-25-014864 · form4-05292025_080514.xml · derivative · entry 3 Murphy Polly A. · CIK 0001829248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,645 shares Expires 2033-05-15 F1 · derivative.exercise_date: 100% vested. Read SEC document |
| June 24, 2024 Filed May 29, 2025 20:21 UTC |
Murphy Polly A.Director
|
GiftStock Option (right to buy) · Derivative | 16,300 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001415889-25-014864 · form4-05292025_080514.xml · derivative · entry 2 Murphy Polly A. · CIK 0001829248 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 16,300 Underlying: Common Stock · 16,300 shares Expires 2032-09-12 F1 · derivative.exercise_date: 100% vested. F2 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| June 24, 2024 Filed May 29, 2025 20:21 UTC |
Murphy Polly A.Director
|
GiftStock Option (right to buy) · Derivative | 16,300 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001415889-25-014864 · form4-05292025_080514.xml · derivative · entry 1 Murphy Polly A. · CIK 0001829248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,300 shares Expires 2032-09-12 F1 · derivative.exercise_date: 100% vested. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 16:19 UTC |
Buller Richard EDirector
|
SaleCommon Stock | 350 | $15.68 | $5,488.00 |
DisclosureSEC source: 0001062993-24-013012 · form4.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 7,381 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F4 · ownership.nature: The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:19 UTC |
NIGON RICHARDDirector
|
OtherWarrants (right to buy) · Derivative | 5,061 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0001062993-24-012489 · form4.xml · derivative · entry 2 NIGON RICHARD · CIK 0001213869 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,061 shares Expires 2024-09-22 F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:19 UTC |
NIGON RICHARDDirector
|
OtherCommon Stock | 5,061 | $9.50 | $48,079.50 |
DisclosureSEC source: 0001062993-24-012489 · form4.xml · nonDerivative · entry 1 NIGON RICHARD · CIK 0001213869 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,093 Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 16:17 UTC |
Buller Richard EDirector
|
GrantStock Option (right to buy) · Derivative | 6,522 | $0.00 Strike: $14.83 | $0.00 |
DisclosureSEC source: 0001062993-24-012036 · form4.xml · derivative · entry 8 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,522 Underlying: Common Stock · 6,522 shares Expires 2034-06-04 F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 16:17 UTC |
Buller Richard EDirector
|
GrantCommon Stock | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012036 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,852 F1 · balance_after: Includes 1,079 shares of restricted stock for which risks of forfeiture lapse on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:18 UTC |
Dalvey DavidDirector
|
GrantStock Option (right to buy) · Derivative | 8,153 | $0.00 Strike: $14.83 | $0.00 |
DisclosureSEC source: 0001062993-24-012040 · form4.xml · derivative · entry 10 Dalvey David · CIK 0001296457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,153 Underlying: Common Stock · 8,153 shares Expires 2034-06-04 F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:16 UTC |
NIGON RICHARDDirector
|
GrantStock Option (right to buy) · Derivative | 8,153 | $0.00 Strike: $14.83 | $0.00 |
DisclosureSEC source: 0001062993-24-012034 · form4.xml · derivative · entry 14 NIGON RICHARD · CIK 0001213869 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,153 Underlying: Common Stock · 8,153 shares Expires 2034-06-04 F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025 or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:16 UTC |
Furcht LeoDirector
|
GrantStock Option (right to buy) · Derivative | 8,153 | $0.00 Strike: $14.83 | $0.00 |
DisclosureSEC source: 0001062993-24-012035 · form4.xml · derivative · entry 12 Furcht Leo · CIK 0001775749 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,153 Underlying: Common Stock · 8,153 shares Expires 2034-06-04 F2 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:16 UTC |
Murphy Polly A.Director
|
GrantStock Option (right to buy) · Derivative | 8,153 | $0.00 Strike: $14.83 | $0.00 |
DisclosureSEC source: 0001062993-24-012032 · form4.xml · derivative · entry 5 Murphy Polly A. · CIK 0001829248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,153 Underlying: Common Stock · 8,153 shares Expires 2034-06-04 F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. Read SEC document |
| May 22, 2024 Filed May 24, 2024 17:32 UTC |
Buller Richard EDirector
|
GiftCommon Stock | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011257 · form4.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,958 F1 · ownership.direct: On May 22, 2024, the Reporting Person transferred shares held directly to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| May 22, 2024 Filed May 24, 2024 17:32 UTC |
Buller Richard EDirector
|
GiftCommon Stock | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011257 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,773 Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:18 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 45,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009051 · form4.xml · nonDerivative · entry 3 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust #1 Disclosed balance after: 908,372 F1 · ownership.direct: The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:18 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 45,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009051 · form4.xml · nonDerivative · entry 1 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,153,271 Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 16:55 UTC |
Buller Richard EDirector
|
SaleCommon Stock | 350 | $17.06 | $5,971.00 |
DisclosureSEC source: 0001062993-24-008888 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,731 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 19,558 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 9 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 19,558 Underlying: Common Stock · 19,558 shares Expires 2032-05-17 F2 · derivative.exercise_date: 100% vested. F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 19,558 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 8 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,558 shares Expires 2032-05-17 F2 · derivative.exercise_date: 100% vested. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 2,310 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 7 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 2,310 Underlying: Common Stock · 2,310 shares Expires 2031-05-12 F2 · derivative.exercise_date: 100% vested. F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 2,310 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 6 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,310 shares Expires 2031-05-12 F2 · derivative.exercise_date: 100% vested. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 12,654 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 5 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 12,654 Underlying: Common Stock · 12,654 shares Expires 2030-05-14 F2 · derivative.exercise_date: 100% vested. F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 12,654 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 4 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,654 shares Expires 2030-05-14 F2 · derivative.exercise_date: 100% vested. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 4,555 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 3 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 4,555 Underlying: Common Stock · 4,555 shares Expires 2029-12-03 F2 · derivative.exercise_date: 100% vested. F3 · ownership.direct: On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC |
Buller Richard EDirector
|
GiftStock Option (right to buy) · Derivative | 4,555 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,555 shares Expires 2029-12-03 F2 · derivative.exercise_date: 100% vested. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:14 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 765,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006878 · form4.xml · nonDerivative · entry 4 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust #2 Disclosed balance after: 765,897 F1 · ownership.direct: The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:14 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 765,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006878 · form4.xml · nonDerivative · entry 2 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 189,103 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:43 UTC |
Buller Richard EDirector
|
SaleCommon Stock | 350 | $14.15 | $4,952.50 |
DisclosureSEC source: 0001062993-24-004281 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,081 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 22:24 UTC |
Laing Lance G.Director · Chief Science Officer
|
GrantStock Option (right to buy) · Derivative | 7,765 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001062993-24-003326 · form4.xml · derivative · entry 17 Laing Lance G. · CIK 0001716041 · Director · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,765 Underlying: Common Stock · 7,765 shares Expires 2034-02-13 F11 · derivative.exercise_date: These shares vest in equal amounts on the first day of each month over twelve (12) months, beginning March 1, 2024. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 22:25 UTC |
Hahne VickyChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 5,530 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001062993-24-003329 · form4.xml · derivative · entry 17 Hahne Vicky · CIK 0001716043 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,530 Underlying: Common Stock · 5,530 shares Expires 2034-02-13 F12 · derivative.exercise_date: These shares vest in equal amounts on the first day of each month over twelve (12) months, beginning March 1, 2024 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 23:02 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-001753 · form4.xml · nonDerivative · entry 2 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 955,000 F1 · ownership.direct: 85,000 shares have been gifted to the Reporting Person's spouse for estate planning purposes. The Reporting Person remains the beneficial owner of the securities. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 23:02 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-001753 · form4.xml · nonDerivative · entry 1 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,198,296 F1 · shares: 85,000 shares have been gifted to the Reporting Person's spouse for estate planning purposes. The Reporting Person remains the beneficial owner of the securities. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:11 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 84,000 | $0.00 Strike: $14.78 | $0.00 |
DisclosureSEC source: 0001062993-24-000420 · form4.xml · derivative · entry 23 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2034-01-02 F14 · derivative.exercise_date: 21,000 shares vest on 8/25/24; the remaining 63,000 shares vest 1/36th per month thereafter. Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:17 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 863,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023236 · form4.xml · nonDerivative · entry 3 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust #1 Disclosed balance after: 863,347 F2 · ownership.direct: 863,347 shares have been gifted to an irrevocable family trust for estate planning purposes. The Reporting Person holds all voting and dispositive power with respect to the securities held by the trust and remains the beneficial owner of such securities. Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:17 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 870,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023236 · form4.xml · nonDerivative · entry 2 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 870,000 F1 · ownership.direct: 870,000 shares have been gifted to the Reporting Person's spouse for estate planning purposes. The Reporting Person remains the beneficial owner of the securities. Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:17 UTC |
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 1,733,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023236 · form4.xml · nonDerivative · entry 1 Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,296 F1 · shares: 870,000 shares have been gifted to the Reporting Person's spouse for estate planning purposes. The Reporting Person remains the beneficial owner of the securities. F2 · shares: 863,347 shares have been gifted to an irrevocable family trust for estate planning purposes. The Reporting Person holds all voting and dispositive power with respect to the securities held by the trust and remains the beneficial owner of such securities. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 16:09 UTC |
Buller Richard EDirector
|
SaleCommon Stock | 350 | $14.37 | $5,029.50 |
DisclosureSEC source: 0001062993-23-023080 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,431 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.