Last 12 months
Inside the activity.
3 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2017 Filed Nov 10, 2017 02:34 UTC |
Liner David BDirector
|
PurchaseCommon Stock | 4,000 | $5.76 | $23,040.00 |
DisclosureSEC source: 0000899243-17-025906 · doc4.xml · nonDerivative · entry 1 Liner David B · CIK 0001334937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,642 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $5.75 to $5.77 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:34 UTC |
Mannarino Claudio ADirector
|
PurchaseCommon Stock | 2,000 | $5.80 | $11,600.00 |
DisclosureSEC source: 0000899243-17-025905 · doc4.xml · nonDerivative · entry 1 Mannarino Claudio A · CIK 0001378778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,346 Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:33 UTC |
Sadlowski DennisDirector · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $5.54 | $22,160.00 |
DisclosureSEC source: 0000899243-17-025903 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,981 Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:30 UTC |
DEZWIREK JASONDirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $5.80 | $290,000.00 |
DisclosureSEC source: 0000899243-17-025900 · doc4.xml · nonDerivative · entry 1 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,616 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $5.46 to $6.00 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:29 UTC |
SACHS VALERIE GENTILEDirector
|
PurchaseCommon Stock | 5,000 | $5.49 | $27,450.00 |
DisclosureSEC source: 0000899243-17-025898 · doc4.xml · nonDerivative · entry 1 SACHS VALERIE GENTILE · CIK 0001228169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,470 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $5.46 to $5.50 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:28 UTC |
Pollack JonathanDirector
|
PurchaseCommon Stock | 8,900 | $5.87 | $52,243.00 |
DisclosureSEC source: 0000899243-17-025897 · doc4.xml · nonDerivative · entry 1 Pollack Jonathan · CIK 0001403564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,200 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $5.84 to $5.89 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc. Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:27 UTC |
RUDIN SETHDirector
|
PurchaseCommon Stock | 1,000 | $5.81 | $5,810.00 |
DisclosureSEC source: 0000899243-17-025895 · doc4.xml · nonDerivative · entry 1 RUDIN SETH · CIK 0001576177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,546 Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 22:02 UTC |
Pollack JonathanDirector
|
PurchaseCommon Stock | 6,800 | $7.31 | $49,708.00 |
DisclosureSEC source: 0000899243-17-020517 · doc4.xml · nonDerivative · entry 1 Pollack Jonathan · CIK 0001403564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,300 F1 · ownership.direct: These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc. F1 · ownership.nature: These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 22:05 UTC Amendment |
DEZWIREK JASONDirector · 10% owner
|
PurchaseCommon Stock | 25,000 | $7.24 | $181,000.00 |
DisclosureSEC source: 0000899243-17-020522 · doc4a.xml · nonDerivative · entry 2 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Icarus Investment Corp. Disclosed balance after: 2,734,546 F2 · price: Price reflects a weighted average price for multiple transactions that ranged from $7.15 to $7.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: The original Form 4 filed on August 16, 2017 is being amended by this Form 4/A to provide the transaction details for the shares purchased by Icarus Investment Corp. No other changes have been made to the original Form 4. F4 · ownership.nature: Filer is an officer of Icarus Investment Corp. and disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 22:05 UTC Amendment |
DEZWIREK JASONDirector · 10% owner
|
PurchaseCommon Stock | 25,000 | $7.27 | $181,750.00 |
DisclosureSEC source: 0000899243-17-020522 · doc4a.xml · nonDerivative · entry 1 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,616 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $7.19 to $7.35 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 12:09 UTC |
DEZWIREK JASONDirector · 10% owner
|
PurchaseCommon Stock | 25,000 | $7.27 | $181,750.00 |
DisclosureSEC source: 0000899243-17-020412 · doc4.xml · nonDerivative · entry 1 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,616 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $7.19 to $7.35 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 18:42 UTC |
Sadlowski DennisDirector · Chief Executive Officer
|
GrantPerformance Units · Derivative | 1,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016200 · doc4.xml · derivative · entry 2 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · shares: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · derivative.exercise_date: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · derivative.expiration_date: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · derivative.underlying_shares: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · balance_after: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 18:42 UTC |
Sadlowski DennisDirector · Chief Executive Officer
|
GrantCommon Stock | 23,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016200 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,981 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:59 UTC |
Mannarino Claudio ADirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013759 · doc4.xml · nonDerivative · entry 1 Mannarino Claudio A · CIK 0001378778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,346 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:58 UTC |
Pollack JonathanDirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013758 · doc4.xml · nonDerivative · entry 1 Pollack Jonathan · CIK 0001403564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,146 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:58 UTC |
SACHS VALERIE GENTILEDirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013757 · doc4.xml · nonDerivative · entry 1 SACHS VALERIE GENTILE · CIK 0001228169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,470 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:58 UTC |
RUDIN SETHDirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013756 · doc4.xml · nonDerivative · entry 1 RUDIN SETH · CIK 0001576177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,546 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC |
Liner David BDirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013754 · doc4.xml · nonDerivative · entry 1 Liner David B · CIK 0001334937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:55 UTC |
DEZWIREK JASONDirector · 10% owner
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013749 · doc4.xml · nonDerivative · entry 1 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,616 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:54 UTC |
GOLDBERG ERIC MICHAELDirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013748 · doc4.xml · nonDerivative · entry 1 GOLDBERG ERIC MICHAEL · CIK 0001501757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,846 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:53 UTC |
Sadlowski DennisDirector · Interim CEO
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013746 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,470 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:52 UTC |
WRIGHT DONALDDirector
|
GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013744 · doc4.xml · nonDerivative · entry 1 WRIGHT DONALD · CIK 0001194112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,246 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:52 UTC |
Gohr Paul MChief Accounting Officer
|
GrantCommon Stock | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013743 · doc4.xml · nonDerivative · entry 1 Gohr Paul M · CIK 0001706761 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,459 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:52 UTC |
Prajzner Edward JEVP of Corp. Dev.
|
GrantStock Option (right to buy) · Derivative | 12,403 | $0.00 Strike: $9.16 | $0.00 |
DisclosureSEC source: 0000899243-17-013742 · doc4.xml · derivative · entry 2 Prajzner Edward J · CIK 0001361681 · EVP of Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,403 Underlying: Common Stock · 12,403 shares Expires 2027-05-16 F1 · derivative.expiration_date: The option vests in four equal installments on the anniversary date of the grant, commencing May 16, 2018. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:52 UTC |
Prajzner Edward JEVP of Corp. Dev.
|
GrantCommon Stock | 8,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013742 · doc4.xml · nonDerivative · entry 1 Prajzner Edward J · CIK 0001361681 · EVP of Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,906 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 16:40 UTC |
Mannarino Claudio ADirector
|
PurchaseCommon Stock | 1,500 | $10.24 | $15,360.00 |
DisclosureSEC source: 0000899243-17-007567 · doc4.xml · nonDerivative · entry 1 Mannarino Claudio A · CIK 0001378778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,704 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $10.23 to $10.24 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC |
Sadlowski DennisDirector · Interim CEO
|
PurchaseCommon Stock | 4,000 | $10.46 | $41,840.00 |
DisclosureSEC source: 0000899243-17-007282 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,828 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $10.38 to $10.50 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:07 UTC |
Eckl MatthewChief Financial Officer
|
PurchaseCommon Stock | 500 | $10.46 | $5,230.00 |
DisclosureSEC source: 0000899243-17-007280 · doc4.xml · nonDerivative · entry 1 Eckl Matthew · CIK 0001694654 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 15:23 UTC |
Eckl MatthewChief Financial Officer
|
GrantCommon Stock | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-001230 · doc4.xml · nonDerivative · entry 1 Eckl Matthew · CIK 0001694654 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| December 28, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · derivative · entry 9 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 10,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 28, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
SaleCommon Stock | 10,000 | $14.23 | $142,293.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 6 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 F2 · price: Price reflects a weighted average price for multiple transactions that ranged from $14.09 to $14.38 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 28, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionCommon Stock | 10,000 | $3.78 | $37,800.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 5 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,072 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · derivative · entry 8 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 4,072 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
SaleCommon Stock | 4,072 | $14.30 | $58,229.60 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 4 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionCommon Stock | 4,072 | $3.78 | $15,392.16 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 3 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,928 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · derivative · entry 7 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,072 Underlying: Common Stock · 5,928 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
SaleCommon Stock | 5,928 | $14.31 | $84,834.42 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 2 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $14.30 to $14.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 22:15 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionCommon Stock | 5,928 | $3.78 | $22,407.84 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 1 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 16:48 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · derivative · entry 6 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 15,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 16:48 UTC |
Lang JeffreyDirector · CEO and President
|
SaleCommon Stock | 15,000 | $14.35 | $215,250.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 4 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 16:48 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionCommon Stock | 15,000 | $3.78 | $56,700.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 3 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:48 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · derivative · entry 5 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,000 Underlying: Common Stock · 25,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:48 UTC |
Lang JeffreyDirector · CEO and President
|
SaleCommon Stock | 25,000 | $14.39 | $359,692.50 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 2 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $14.23 to $14.54 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:48 UTC |
Lang JeffreyDirector · CEO and President
|
Exercise / conversionCommon Stock | 25,000 | $3.78 | $94,500.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 1 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 12:31 UTC |
DEZWIREK JASONDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 250,000 | $0.00 Strike: $9.07 | $0.00 |
DisclosureSEC source: 0000899243-16-035194 · doc4.xml · derivative · entry 4 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Icarus Investment Corp. Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2016-12-28 F1 · ownership.nature: Filer is an officer of Icarus Investment Corp. ("Icarus") and disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 12:31 UTC |
DEZWIREK JASONDirector · 10% owner
|
Disposition to issuerCommon Stock | 160,360 | $14.14 | $2,267,490.40 |
DisclosureSEC source: 0000899243-16-035194 · doc4.xml · nonDerivative · entry 3 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Icarus Investment Corp. Disclosed balance after: 2,709,546 F2 · kind: On December 8, 2016, Icarus exercised in full a warrant to purchase 250,000 shares of common stock of CECO Environmental Corp. ("CECO") for $9.07 per share. Icarus paid the exercise price on a cashless basis pursuant to the terms of the warrant agreement governing the warrant, resulting in CECO's withholding of 160,360 of the warrant shares to pay the exercise price and issuing to Icarus the remaining 89,640 of the warrant shares. The payment of the exercise price of the warrant on a cashless basis was previously approved by the Compensation Committee of the Board of Directors of CECO for purposes of Rule 16b-3(e) under the Securities Exchange Act of 1934. F1 · ownership.nature: Filer is an officer of Icarus Investment Corp. ("Icarus") and disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 12:31 UTC |
DEZWIREK JASONDirector · 10% owner
|
OtherCommon Stock | 250,000 | $9.07 | $2,267,500.00 |
DisclosureSEC source: 0000899243-16-035194 · doc4.xml · nonDerivative · entry 2 DEZWIREK JASON · CIK 0000946589 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Icarus Investment Corp. Disclosed balance after: 2,869,906 F1 · ownership.nature: Filer is an officer of Icarus Investment Corp. ("Icarus") and disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:20 UTC |
Cook Benton LowellVP Controller
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0000899243-16-034083 · doc4.xml · derivative · entry 3 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments on the anniversary of the grant date commencing January 16, 2008. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:20 UTC |
Cook Benton LowellVP Controller
|
SaleCommon Stock | 10,000 | $12.78 | $127,800.00 |
DisclosureSEC source: 0000899243-16-034083 · doc4.xml · nonDerivative · entry 2 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $12.71 to $12.85 per share. The Reporting person undertakes to provide, upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:20 UTC |
Cook Benton LowellVP Controller
|
Exercise / conversionCommon Stock | 10,000 | $11.09 | $110,900.00 |
DisclosureSEC source: 0000899243-16-034083 · doc4.xml · nonDerivative · entry 1 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.