Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CECO ENVIRONMENTAL CORPCECE · Entity 4034 | Director · Chief Executive Officer | May 20, 2020 | June 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CECO ENVIRONMENTAL CORP
Report date May 20, 2020 · Filed June 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,700 |
Reported balance
After 2020-05-20 transaction · row 1
1 source rowRow 1 · 2020-05-20 · Grant · Acquired 24,000 · Balance 136,700 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 500 |
Reported balance
Holding disclosure · report date 2020-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 500 |
| Common StockSEC Table I · non-derivative | IndirectBy First Son | 500 |
Reported balance
Holding disclosure · report date 2020-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500 |
| Common StockSEC Table I · non-derivative | IndirectBy Second Son | 500 |
Reported balance
Holding disclosure · report date 2020-05-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 500 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed Jun 15, 2020 21:05 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016542 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,700 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 15:51 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 2,000 | $7.00 | $14,000.00 |
DisclosureSEC source: 0000899243-19-021909 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,700 Read SEC document |
| March 28, 2019 Filed Mar 28, 2019 21:02 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 4,000 | $7.23 | $28,920.00 |
DisclosureSEC source: 0000899243-19-009174 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,700 Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:39 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantCommon Stock | 20,719 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-007250 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,700 F1 · balance_after: Includes 28 shares of common stock acquired on April 3, 2017 under the CECO Environmental Corp. Dividend Reinvestment Plan that were previously unreported. Read SEC document |
| December 28, 2018 Filed Dec 29, 2018 02:26 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 1,000 | $6.59 | $6,590.00 |
DisclosureSEC source: 0000899243-18-031959 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,953 Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 21:42 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 4 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Second Son Disclosed balance after: 500 Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 21:42 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 3 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By First Son Disclosed balance after: 500 Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 21:42 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 2 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 500 Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 21:42 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,953 Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 12:30 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 1,500 | $7.53 | $11,295.00 |
DisclosureSEC source: 0000899243-18-030697 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,453 Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 20:18 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 2,872 | $8.10 | $23,263.20 |
DisclosureSEC source: 0000899243-18-021931 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,953 Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 23:19 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010602 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,081 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 19:04 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 4,100 | $4.85 | $19,885.00 |
DisclosureSEC source: 0000899243-17-028810 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,081 Read SEC document |
| November 09, 2017 Filed Nov 10, 2017 02:33 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 4,000 | $5.54 | $22,160.00 |
DisclosureSEC source: 0000899243-17-025903 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,981 Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 18:42 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantPerformance Units · Derivative | 1,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016200 · doc4.xml · derivative · entry 2 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · shares: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · derivative.exercise_date: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · derivative.expiration_date: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · derivative.underlying_shares: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. F1 · balance_after: Reflects the maximum number of Performance Units that could be earned under this award. Each Performance Unit represents the equivalent of $1.00. In general, from 0% to 100% of the maximum award will vest on June 10, 2020, based on the extent to which stock price performance goals (based on the highest average market value per share of the Issuer's Common Stock during any period of 30 consecutive trading days) are achieved from June 10, 2018 to June 10, 2020, subject to continuous employment through the vesting date. Vested Performance Units will be paid in Issuer Common Stock based on the highest stock price performance hurdle achieved during the performance period, as set forth in the applicable award agreement. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 18:42 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantCommon Stock | 23,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016200 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,981 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:53 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantCommon Stock | 7,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013746 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,470 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | PurchaseCommon Stock | 4,000 | $10.46 | $41,840.00 |
DisclosureSEC source: 0000899243-17-007282 · doc4.xml · nonDerivative · entry 1 Sadlowski Dennis · CIK 0001675027 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,828 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $10.38 to $10.50 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.