Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CECO ENVIRONMENTAL CORPCECE · Entity 4034 | VP Controller | November 18, 2016 | November 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CECO ENVIRONMENTAL CORP
Report date November 18, 2016 · Filed November 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Ending reported balance
After 2016-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-18 · Exercise / conversion · Acquired 10,000 · Balance 15,000 Row 2 · 2016-11-18 · Sale · Disposed 10,000 · Balance 5,000 F1: Price reflects a weighted average price for multiple transactions that ranged from $12.71 to $12.85 per share. The Reporting person undertakes to provide, upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.09 · Expires 2017-01-16 | Direct | 0 |
Reported balance
After 2016-11-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-18 · Exercise / conversion · Disposed 10,000 · Balance 0 F2: The option vested in four equal annual installments on the anniversary of the grant date commencing January 16, 2008. |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflects a weighted average price for multiple transactions that ranged from $12.71 to $12.85 per share. The Reporting person undertakes to provide, upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The option vested in four equal annual installments on the anniversary of the grant date commencing January 16, 2008.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 17:20 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0000899243-16-034083 · doc4.xml · derivative · entry 3 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments on the anniversary of the grant date commencing January 16, 2008. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:20 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | SaleCommon Stock | 10,000 | $12.78 | $127,800.00 |
DisclosureSEC source: 0000899243-16-034083 · doc4.xml · nonDerivative · entry 2 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $12.71 to $12.85 per share. The Reporting person undertakes to provide, upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:20 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionCommon Stock | 10,000 | $11.09 | $110,900.00 |
DisclosureSEC source: 0000899243-16-034083 · doc4.xml · nonDerivative · entry 1 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 12, 2016 13:20 UTC Amendment | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028789 · doc4a.xml · nonDerivative · entry 1 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| September 07, 2016 Filed Sep 12, 2016 12:11 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Grantv | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028786 · doc4.xml · nonDerivative · entry 1 Cook Benton Lowell · CIK 0001531469 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.