Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CECO ENVIRONMENTAL CORPCECE · Entity 4034 | Director · CEO and President | December 23, 2016 | December 28, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CECO ENVIRONMENTAL CORP
Report date December 23, 2016 · Filed December 28, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,029 |
Ending reported balance
After 2016-12-28 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2016-12-23 · Exercise / conversion · Acquired 5,928 · Balance 151,957 Row 2 · 2016-12-23 · Sale · Disposed 5,928 · Balance 146,029 F1: Price reflects a weighted average price for multiple transactions that ranged from $14.30 to $14.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2016-12-27 · Exercise / conversion · Acquired 4,072 · Balance 150,101 Row 4 · 2016-12-27 · Sale · Disposed 4,072 · Balance 146,029 Row 5 · 2016-12-28 · Exercise / conversion · Acquired 10,000 · Balance 156,029 Row 6 · 2016-12-28 · Sale · Disposed 10,000 · Balance 146,029 F2: Price reflects a weighted average price for multiple transactions that ranged from $14.09 to $14.38 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2020-02-15 | Direct | 294,072 |
Reported balance
After 2016-12-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-23 · Exercise / conversion · Disposed 5,928 · Balance 294,072 F3: This option is fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2020-02-15 | Direct | 290,000 |
Reported balance
After 2016-12-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-27 · Exercise / conversion · Disposed 4,072 · Balance 290,000 F3: This option is fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2020-02-15 | Direct | 280,000 |
Reported balance
After 2016-12-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-12-28 · Exercise / conversion · Disposed 10,000 · Balance 280,000 F3: This option is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflects a weighted average price for multiple transactions that ranged from $14.30 to $14.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Price reflects a weighted average price for multiple transactions that ranged from $14.09 to $14.38 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · derivative · entry 9 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 10,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 28, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | SaleCommon Stock | 10,000 | $14.23 | $142,293.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 6 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 F2 · price: Price reflects a weighted average price for multiple transactions that ranged from $14.09 to $14.38 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 28, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionCommon Stock | 10,000 | $3.78 | $37,800.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 5 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionStock Option (right to buy) · Derivative | 4,072 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · derivative · entry 8 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 4,072 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | SaleCommon Stock | 4,072 | $14.30 | $58,229.60 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 4 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionCommon Stock | 4,072 | $3.78 | $15,392.16 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 3 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionStock Option (right to buy) · Derivative | 5,928 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · derivative · entry 7 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,072 Underlying: Common Stock · 5,928 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | SaleCommon Stock | 5,928 | $14.31 | $84,834.42 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 2 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $14.30 to $14.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 22:15 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionCommon Stock | 5,928 | $3.78 | $22,407.84 |
DisclosureSEC source: 0000899243-16-036361 · doc4.xml · nonDerivative · entry 1 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 16:48 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · derivative · entry 6 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 15,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 16:48 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | SaleCommon Stock | 15,000 | $14.35 | $215,250.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 4 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 16:48 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionCommon Stock | 15,000 | $3.78 | $56,700.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 3 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:48 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · derivative · entry 5 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,000 Underlying: Common Stock · 25,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:48 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | SaleCommon Stock | 25,000 | $14.39 | $359,692.50 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 2 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,029 F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $14.23 to $14.54 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:48 UTC | CECO ENVIRONMENTAL CORP CECE · Entity 4034 | Exercise / conversionCommon Stock | 25,000 | $3.78 | $94,500.00 |
DisclosureSEC source: 0000899243-16-036278 · doc4.xml · nonDerivative · entry 1 Lang Jeffrey · CIK 0001484378 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.