CDXS

SEC source: 0001567619-18-002972 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,817

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.20 to $18.80, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-002205 · doc1.xml · nonDerivative · entry 2

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,770

F2 · price: This transaction as executed in multiple trades in prices ranging from $17.00 to $17.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-002205 · doc1.xml · nonDerivative · entry 1

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,151

F1 · price: This transaction was executed in multiple trades in prices ranging from $16.95 to $17.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price with the range set forth in this footnote.

SEC source: 0001567619-18-002090 · doc1.xml · derivative · entry 3

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2019-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

SEC source: 0001567619-18-002090 · doc1.xml · nonDerivative · entry 2

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,668

F1 · price: This transaction was executed in multiple trades in prices ranging from $16.925 to $17.40, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-002090 · doc1.xml · nonDerivative · entry 1

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-18-001745 · doc1.xml · nonDerivative · entry 1

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,453

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 15, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.15 to $15.675, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-001582 · doc1.xml · derivative · entry 8

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,333 shares

Expires 2021-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 5

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,230

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.05 to $15.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 4

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-18-001582 · doc1.xml · derivative · entry 7

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Underlying: Common Stock · 1,667 shares

Expires 2021-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-001582 · doc1.xml · derivative · entry 6

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 3

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,230

F1 · price: This transaction was executed in multiple trades in prices ranging from $14.425 to $14.925, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 2

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-18-001507 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Patrick & Shu-O Yang TTEES

Disclosed balance after: 0

F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $14.45 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $14.45 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

F2 · balance_after: Shares in Column 5 reflect the Reporting Person's prior transfer of shares into his family trust.

SEC source: 0001567619-18-001317 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,269

Underlying: Common Stock · 2,400 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-001317 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $14.85 to $14.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-001317 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001567619-18-001317 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,669

Underlying: Common Stock · 11,859 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-001317 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.15 to $15.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-001317 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001140361-18-033065 · doc1.xml · nonDerivative · entry 2

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,157

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F3 · price: This transaction was executed in multiple trades in prices ranging from $15.25 to $15.75, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-033066 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,120

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.15 to $15.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-033065 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,157

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.10 to $15.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-032817 · doc1.xml · nonDerivative · entry 2

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,066

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 8, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $14.90 to $15.425, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-032740 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,593

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.15 to $15.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-032817 · doc1.xml · nonDerivative · entry 1

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,566

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 8, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.35 to $15.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-030191 · doc1.xml · nonDerivative · entry 2

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,093

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.525, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-18-030499 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,230

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 6, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $14.25 to $14.80, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-030191 · doc1.xml · nonDerivative · entry 1

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,593

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.15 to $15.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-18-029652 · doc1.xml · nonDerivative · entry 1

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,668

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $16.35 to $16.75, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-028288 · doc1.xml · nonDerivative · entry 2

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,230

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 6, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $14.30 to $14.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-028295 · doc1.xml · nonDerivative · entry 1

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,093

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028290 · doc1.xml · nonDerivative · entry 1

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,874

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028276 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,528

Underlying: Common Stock · 1,800 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001140361-18-028276 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $14.40 to $14.55, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-028276 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001140361-18-028289 · doc1.xml · nonDerivative · entry 1

Smith David V · CIK 0001229447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,923

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028288 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,177

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028294 · doc1.xml · nonDerivative · entry 1

Cheng Pam P. · CIK 0001623746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,642

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028293 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,593

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028292 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,120

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028287 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,157

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001140361-18-028276 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,328

Underlying: Common Stock · 7,207 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001140361-18-028276 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.30 to $15.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-028276 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001140361-18-025771 · doc1.xml · nonDerivative · entry 1

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,189

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 15, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $13.90 to $14.175, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-025405 · doc1.xml · nonDerivative · entry 3

Cheng Pam P. · CIK 0001623746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,719

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 11, 2017.

F4 · price: This transaction was executed in multiple trades in prices ranging from $14.00 to $14.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-18-025405 · doc1.xml · nonDerivative · entry 2

Cheng Pam P. · CIK 0001623746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,326

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 11, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $14.30 to $14.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.