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Dorgan Byron L

Disclosed activity across 1 company

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89928
SEC CIK
0001513219

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CODEXIS, INC.CDXS · Entity 6428DirectorJune 11, 2024June 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CODEXIS, INC.

Report date June 11, 2024 · Filed June 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect223,581 Reported balance After 2024-06-11 transaction · row 1
1 source row

Row 1 · 2024-06-11 · Grant · Acquired 30,120 · Balance 223,581

F1: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2024 Filed Jun 13, 2024 22:25 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 30,120 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001715 · form4.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,581

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:14 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 20,000 $2.11 $42,168.00
Disclosure

SEC source: 0000905148-23-001486 · form4.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,461

F1 · price: This transaction was executed in multiple trades in prices ranging from $2.07 to $2.14, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:09 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 34,602 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000161 · form4.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,461

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:10 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 11,273 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012971 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,859

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

Read SEC document
May 26, 2022 Filed May 27, 2022 20:13 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.62 $0.00
Disclosure

SEC source: 0001567619-22-011827 · doc1.xml · derivative · entry 2

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2022 Filed May 27, 2022 20:13 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 20,000 $3.62 $72,400.00
Disclosure

SEC source: 0001567619-22-011827 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:22 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 2,600 $28.53 $74,178.00
Disclosure

SEC source: 0001567619-21-018452 · doc1.xml · nonDerivative · entry 2

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,586

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:22 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 17,400 $27.86 $484,683.96
Disclosure

SEC source: 0001567619-21-018452 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,186

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.

F2 · price: This transaction was executed in multiple trades in prices ranging from $27.31 to $28.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:16 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 4,796 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012319 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,586

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 00:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001567619-21-001351 · doc1.xml · derivative · entry 6

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 00:29 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 25,000 $25.17 $629,195.00
Disclosure

SEC source: 0001567619-21-001351 · doc1.xml · nonDerivative · entry 4

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,790

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

F3 · price: The transaction was executed in multiple trades in prices ranging from $24.78 to $25.57, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 00:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 25,000 $10.63 $265,750.00
Disclosure

SEC source: 0001567619-21-001351 · doc1.xml · nonDerivative · entry 3

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 00:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001567619-21-001351 · doc1.xml · derivative · entry 5

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 00:29 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 25,000 $26.75 $668,657.50
Disclosure

SEC source: 0001567619-21-001351 · doc1.xml · nonDerivative · entry 2

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,790

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $26.46 to $27.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 00:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 25,000 $10.63 $265,750.00
Disclosure

SEC source: 0001567619-21-001351 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:04 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001567619-20-017752 · doc1.xml · derivative · entry 6

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:04 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 25,000 $13.54 $338,527.50
Disclosure

SEC source: 0001567619-20-017752 · doc1.xml · nonDerivative · entry 4

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,790

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

F3 · price: The transaction was executed in multiple trades in prices ranging from $13.32 to $13.77, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:04 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 25,000 $10.63 $265,750.00
Disclosure

SEC source: 0001567619-20-017752 · doc1.xml · nonDerivative · entry 3

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:04 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001567619-20-017752 · doc1.xml · derivative · entry 5

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:04 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 25,000 $13.49 $337,315.00
Disclosure

SEC source: 0001567619-20-017752 · doc1.xml · nonDerivative · entry 2

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,790

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

F2 · price: The transaction was executed in multiple trades in prices ranging from $12.94 to $13.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:04 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 25,000 $10.63 $265,750.00
Disclosure

SEC source: 0001567619-20-017752 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:14 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 8,952 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012370 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,790

F1 · shares: Restricted stock. The shares vest on the earlier of June 16, 2021 or the date of the Issuer's 2021 annual meeting of stockholders.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:02 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 16,702 $14.02 $234,192.10
Disclosure

SEC source: 0001567619-20-004839 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 12, 2019.

F2 · price: This transaction was executed in multiple trades in prices ranging from $14.00 to $14.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:10 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 25,000 $15.64 $390,972.50
Disclosure

SEC source: 0001567619-19-023067 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,540

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.40 to $15.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:12 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 4,947 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013333 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,540

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 22:37 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 10,000 $15.49 $154,880.00
Disclosure

SEC source: 0001140361-18-032740 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,593

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.15 to $15.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 01:03 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 5,923 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028293 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,593

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 22:48 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 17,894 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025419 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,670

F1 · shares: Restricted stock. The shares vest on the earlier of June 14, 2018 or the date of the Issuer's 2017 annual meeting of stockholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.