Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CODEXIS, INC.CDXS · Entity 6428 | Director | November 21, 2025 | November 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CODEXIS, INC.
Report date November 21, 2025 · Filed November 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,951 |
Reported balance
After 2025-11-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-21 · Sale · Disposed 8,952 · Balance 138,951 F1: This transaction was executed in multiple trades in prices ranging from $1.55 to $1.615, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 40,983 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades in prices ranging from $1.55 to $1.615, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: Includes 40,983 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2025 Filed Nov 25, 2025 16:18 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 8,952 | $1.56 | $13,988.40 |
DisclosureSEC source: 0001610717-25-000386 · form4.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,951 F1 · price: This transaction was executed in multiple trades in prices ranging from $1.55 to $1.615, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,983 restricted stock units. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 19:30 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 40,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002135 · form4.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,903 F1 · shares: The restricted stock units vest as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 18:28 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 30,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001720 · form4.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,920 F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 34,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001610717-23-000162 · form4.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,800 F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:12 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 11,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012974 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,198 F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 16:08 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 4,000 | $20.49 | $81,944.40 |
DisclosureSEC source: 0001567619-22-007532 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,925 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades in prices ranging from $20.17 to $20.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 16:28 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 2,404 | $29.27 | $70,353.54 |
DisclosureSEC source: 0001567619-21-022399 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,925 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This transaction was executed in multiple trades in prices ranging from $28.99 to $29.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 16:28 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 2,596 | $28.43 | $73,801.68 |
DisclosureSEC source: 0001567619-21-022399 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,329 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades in prices ranging from $27.92 to $28.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 16:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 100 | $28.78 | $2,878.00 |
DisclosureSEC source: 0001567619-21-018391 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,925 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 16:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 5,900 | $28.30 | $166,940.50 |
DisclosureSEC source: 0001567619-21-018391 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,025 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades in prices ranging from $27.75 to $28.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:18 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 4,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-012323 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,925 F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 16:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 4,858 | $20.82 | $101,161.05 |
DisclosureSEC source: 0001567619-21-007124 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,129 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F3 · price: This transaction was executed in multiple trades in prices ranging from $20.56 to $21.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 16:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 5,142 | $20.07 | $103,189.66 |
DisclosureSEC source: 0001567619-21-007124 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,987 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F2 · price: This transaction was executed in multiple trades in prices ranging from $19.55 to $20.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 16:08 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 10,000 | $19.99 | $199,874.00 |
DisclosureSEC source: 0001567619-20-021487 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,129 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F2 · price: This transaction was executed in multiple trades in prices ranging from $19.46 to $20.38, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 16:03 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 10,000 | $11.68 | $116,845.00 |
DisclosureSEC source: 0001567619-20-017140 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,129 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F2 · price: This transaction was executed in multiple trades in prices ranging from $11.51 to $11.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 16:18 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 10,000 | $10.97 | $109,694.00 |
DisclosureSEC source: 0001567619-20-012620 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,129 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F2 · price: This transaction was executed in multiple trades in prices ranging from $10.56 to $11.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:12 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 8,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012368 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,129 F1 · shares: Restricted stock. The shares vest on the earlier of June 16, 2021 or the date of the Issuer's 2021 annual meeting of stockholders. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:42 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 600 | $11.22 | $6,730.02 |
DisclosureSEC source: 0001567619-20-007118 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,177 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F3 · price: This transaction was executed in multiple trades in prices ranging from $10.96 to $11.33, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:42 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 9,400 | $10.33 | $97,055.00 |
DisclosureSEC source: 0001567619-20-007118 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,777 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. F2 · price: This transaction was executed in multiple trades in prices ranging from $9.94 to $10.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 17:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.62 | $0.00 |
DisclosureSEC source: 0001567619-19-023482 · doc1.xml · derivative · entry 3 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 17:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 20,000 | $16.22 | $324,384.00 |
DisclosureSEC source: 0001567619-19-023482 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,177 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades in prices ranging from $15.92 to $16.52, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 17:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionCommon Stock | 20,000 | $3.62 | $72,400.00 |
DisclosureSEC source: 0001567619-19-023482 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 16:14 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 4,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013339 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,177 F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 16:07 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 9,000 | $21.96 | $197,640.00 |
DisclosureSEC source: 0001567619-19-005477 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,230 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $21.81 to $22.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 20:17 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 9,000 | $15.83 | $142,425.00 |
DisclosureSEC source: 0001567619-18-008812 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,230 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $15.51 to $16.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 19:46 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 9,000 | $19.17 | $172,521.90 |
DisclosureSEC source: 0001567619-18-003292 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,230 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades in prices ranging from $18.90 to $19.55, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,333 | $0.00 Strike: $10.51 | $0.00 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · derivative · entry 8 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,333 shares Expires 2021-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 18,333 | $15.24 | $279,404.09 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 5 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,230 F2 · price: This transaction was executed in multiple trades in prices ranging from $15.05 to $15.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionCommon Stock | 18,333 | $10.51 | $192,679.83 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 4 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,667 | $0.00 Strike: $10.51 | $0.00 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · derivative · entry 7 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 Underlying: Common Stock · 1,667 shares Expires 2021-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,666 | $0.00 Strike: $10.92 | $0.00 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · derivative · entry 6 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 18,333 | $14.71 | $269,612.43 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 3 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,230 F1 · price: This transaction was executed in multiple trades in prices ranging from $14.425 to $14.925, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionCommon Stock | 1,667 | $10.51 | $17,520.17 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:10 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionCommon Stock | 16,666 | $10.92 | $181,992.72 |
DisclosureSEC source: 0001567619-18-001582 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 18:59 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 9,000 | $14.47 | $130,210.20 |
DisclosureSEC source: 0001140361-18-030499 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,230 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 6, 2017. F2 · price: This transaction was executed in multiple trades in prices ranging from $14.25 to $14.80, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 12, 2018 Filed Jun 12, 2018 21:00 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 8,947 | $14.41 | $128,966.53 |
DisclosureSEC source: 0001140361-18-028288 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,230 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 6, 2017. F3 · price: This transaction was executed in multiple trades in prices ranging from $14.30 to $14.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 21:00 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 5,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028288 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,177 F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 12:27 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 12,500 | $11.14 | $139,300.00 |
DisclosureSEC source: 0001140361-18-015385 · doc1.xml · nonDerivative · entry 3 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,254 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.85 to $11.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 12:27 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionStock Option (right to buy) · Derivative | 16,666 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001140361-18-015385 · doc1.xml · derivative · entry 4 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2019-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 12:27 UTC | CODEXIS, INC. CDXS · Entity 6428 | SaleCommon Stock | 29,166 | $11.15 | $325,084.24 |
DisclosureSEC source: 0001140361-18-015385 · doc1.xml · nonDerivative · entry 2 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,754 F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 12:27 UTC | CODEXIS, INC. CDXS · Entity 6428 | Exercise / conversionCommon Stock | 16,666 | $7.46 | $124,328.36 |
DisclosureSEC source: 0001140361-18-015385 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 18:45 UTC | CODEXIS, INC. CDXS · Entity 6428 | GrantCommon Stock | 17,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025415 · doc1.xml · nonDerivative · entry 1 WOLF DENNIS P · CIK 0001227560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,254 F1 · shares: Restricted stock. The shares vest on the earlier of June 14, 2018 or the date of the Issuer's 2017 annual meeting of stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.