person · Reporting owner

Cheng Pam P.

Disclosed activity across 1 company

Tapewire entity: 156746
SEC CIK: 0001623746

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CODEXIS, INC.CDXS · Entity 6428	Director	June 11, 2019	June 13, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CODEXIS, INC.

Report date June 11, 2019 · Filed June 13, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	69,589	Reported balance After 2019-06-11 transaction · row 1 1 source row Row 1 · 2019-06-11 · Grant · Acquired 4,947 · Balance 69,589 F1: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 11, 2019 Filed Jun 13, 2019 20:11 UTC	CODEXIS, INC. CDXS · Entity 6428	GrantCommon Stock	4,947	$0.00	$0.00	Disclosure SEC source: 0001567619-19-013332 · doc1.xml · nonDerivative · entry 1 Cheng Pam P. · CIK 0001623746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,589 F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document
June 11, 2018 Filed Jun 13, 2018 01:03 UTC	CODEXIS, INC. CDXS · Entity 6428	GrantCommon Stock	5,923	$0.00	$0.00	Disclosure SEC source: 0001140361-18-028294 · doc1.xml · nonDerivative · entry 1 Cheng Pam P. · CIK 0001623746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,642 F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document
May 22, 2018 Filed May 23, 2018 22:04 UTC	CODEXIS, INC. CDXS · Entity 6428	SaleCommon Stock	19,607	$14.17	$277,764.53	Disclosure SEC source: 0001140361-18-025405 · doc1.xml · nonDerivative · entry 3 Cheng Pam P. · CIK 0001623746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,719 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 11, 2017. F4 · price: This transaction was executed in multiple trades in prices ranging from $14.00 to $14.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document
May 21, 2018 Filed May 23, 2018 22:04 UTC	CODEXIS, INC. CDXS · Entity 6428	SaleCommon Stock	2,030	$14.31	$29,041.59	Disclosure SEC source: 0001140361-18-025405 · doc1.xml · nonDerivative · entry 2 Cheng Pam P. · CIK 0001623746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,326 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 11, 2017. F3 · price: This transaction was executed in multiple trades in prices ranging from $14.30 to $14.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document
May 21, 2018 Filed May 23, 2018 22:04 UTC	CODEXIS, INC. CDXS · Entity 6428	SaleCommon Stock	17,578	$13.82	$242,975.42	Disclosure SEC source: 0001140361-18-025405 · doc1.xml · nonDerivative · entry 1 Cheng Pam P. · CIK 0001623746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,356 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 11, 2017. F2 · price: This transaction was executed in multiple trades in prices ranging from $13.30 to $14.275, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document
June 14, 2017 Filed Jun 16, 2017 22:48 UTC	CODEXIS, INC. CDXS · Entity 6428	GrantCommon Stock	17,894	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025420 · doc1.xml · nonDerivative · entry 1 Cheng Pam P. · CIK 0001623746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,934 F1 · shares: Restricted stock. The shares vest on the earlier of June 14, 2018 or the date of the Issuer's 2017 annual meeting of stockholders. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.