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person · Reporting owner

Glaub Kathleen Sereda

Disclosed activity across 3 companies

Tapewire entity
78796
SEC CIK
0001619612

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aligos Therapeutics, Inc.ALGS · Entity 7352DirectorOctober 15, 2020October 15, 2020
CODEXIS, INC.CDXS · Entity 6428DirectorJune 11, 2019June 13, 2019
IO Biotech, Inc.IOBT · Entity 8764DirectorJune 05, 2025June 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aligos Therapeutics, Inc.

Report date October 15, 2020 · Filed October 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect59,550 Reported balance Holding disclosure · report date 2020-10-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 59,550

F1: Reflects a 1-for-9.3197 reverse stock split of the Issuer's outstanding securities effected prior to the effectiveness of the Issuer's S-1 Registration Statement.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a 1-for-9.3197 reverse stock split of the Issuer's outstanding securities effected prior to the effectiveness of the Issuer's S-1 Registration Statement.

CODEXIS, INC.

Report date June 11, 2019 · Filed June 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect68,481 Reported balance After 2019-06-11 transaction · row 1
1 source row

Row 1 · 2019-06-11 · Grant · Acquired 4,947 · Balance 68,481

F1: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders.

IO Biotech, Inc.

Report date June 05, 2025 · Filed June 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2035-06-05Direct35,144 Reported balance After 2025-06-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-05 · Grant · Acquired 35,144 · Balance 35,144

F1: These options vest on June 5, 2026, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: These options vest on June 5, 2026, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2025 Filed Jun 6, 2025 20:26 UTC IO Biotech, Inc. IOBT · Entity 8764 GrantStock Option (Right to Buy) · Derivative 35,144 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0000905148-25-002031 · form4.xml · derivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,144

Underlying: Common Stock · 35,144 shares

Expires 2035-06-05

F1 · derivative.exercise_date: These options vest on June 5, 2026, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:16 UTC IO Biotech, Inc. IOBT · Entity 8764 GrantStock Option (Right to Buy) · Derivative 45,642 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000905148-24-001684 · form4.xml · derivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,642

Underlying: Common Stock · 45,642 shares

Expires 2034-06-06

F1 · derivative.exercise_date: These options vest on June 6, 2025, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

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June 08, 2023 Filed Jun 13, 2023 23:54 UTC IO Biotech, Inc. IOBT · Entity 8764 GrantStock Option (Right to Buy) · Derivative 41,533 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001140361-23-029695 · form4.xml · derivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,533

Underlying: Common Stock · 41,533 shares

Expires 2033-06-08

F1 · derivative.exercise_date: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:39 UTC IO Biotech, Inc. IOBT · Entity 8764 GrantStock Option (Right to Buy) · Derivative 23,885 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001567619-22-011961 · doc1.xml · derivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,885

Underlying: Common Stock · 23,885 shares

Expires 2032-05-26

F1 · derivative.exercise_date: These options vest on May 26, 2023, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 23:39 UTC IO Biotech, Inc. IOBT · Entity 8764 GrantStock Option (Right to Buy) · Derivative 21,295 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001140361-21-037044 · form4.xml · derivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,295

Underlying: Common Stock · 21,295 shares

Expires 2031-11-04

F1 · derivative.exercise_date: These options vest annually over three years from the vesting commencement date of November 4, 2021, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

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June 11, 2019 Filed Jun 13, 2019 20:12 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 4,947 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013334 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2020 or the date of the Issuer's 2020 annual meeting of stockholders.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:18 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 14,492 $18.83 $272,816.25
Disclosure

SEC source: 0001567619-18-003227 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,534

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.50 to $18.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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September 19, 2018 Filed Sep 20, 2018 22:40 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 20,094 $17.94 $360,389.91
Disclosure

SEC source: 0001567619-18-002973 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,026

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $17.65 to $18.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 18, 2018 Filed Jul 20, 2018 22:37 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 10,000 $15.34 $153,400.00
Disclosure

SEC source: 0001140361-18-033066 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,120

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.15 to $15.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 11, 2018 Filed Jun 13, 2018 01:02 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 5,923 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028292 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,120

F1 · shares: Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 22:46 UTC CODEXIS, INC. CDXS · Entity 6428 GrantCommon Stock 17,894 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025417 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,197

F1 · shares: Restricted stock. The shares vest on the earlier of June 14, 2018 or the date of the Issuer's 2017 annual meeting of stockholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.