CCL

SEC source: 0001127602-21-022066 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,272

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.89 to $23.25. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-022065 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,668

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020.

SEC source: 0001127602-21-014229 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,409.3245

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014228 · form4.xml · nonDerivative · entry 1

GLASIER RICHARD · CIK 0001239605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,647.416

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014227 · form4.xml · nonDerivative · entry 1

WEIL LAURA A · CIK 0001191885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,066.835

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014225 · form4.xml · nonDerivative · entry 1

PARKER SIR JOHN · CIK 0001243487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,126.8954

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014226 · form4.xml · nonDerivative · entry 1

SUBOTNICK STUART · CIK 0001052438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,870.2727

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014224 · form4.xml · nonDerivative · entry 1

Lahey Katie · CIK 0001764958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,301

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014223 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,313

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014222 · form4.xml · nonDerivative · entry 1

Deeble Helen · CIK 0001677805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,759

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014220 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,950.905

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014221 · form4.xml · nonDerivative · entry 1

cahilly jason glen · CIK 0001712087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,050

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014097 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,605.3245

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.50 to $27.515. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-013802 · form4.xml · nonDerivative · entry 2

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,605.3245

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.30 to $27.535. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-013802 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,605.3245

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.00 to $28.525. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-006093 · form4.xml · nonDerivative · entry 2

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,535.3442

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-006093 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,295.3442

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-21-006092 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,515.36

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-006092 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,901.36

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-21-006091 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,934

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-006091 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,610

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-21-006090 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,090

F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units granted April 9, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-004801 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,684

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.42 to $21.43. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-002225 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,916

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.93 to $21.005. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-002227 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,535.3442

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-21-002226 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,330.36

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-21-002225 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,212

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-21-002224 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,868

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-21-001929 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,357.3442

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units.

SEC source: 0001127602-21-001913 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,371.36

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units.

SEC source: 0001127602-21-001912 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,156

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units.

SEC source: 0001127602-21-001911 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,494

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020.

SEC source: 0000950142-20-002654 · es200116368_4-ma1994b.xml · nonDerivative · entry 2

MA 1994 B SHARES LP · CIK 0001251586 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,736,445

F2 · price: The transaction was executed in multiple trades at prices ranging from $21.25 to $21.91. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950142-20-002654 · es200116368_4-ma1994b.xml · nonDerivative · entry 1

MA 1994 B SHARES LP · CIK 0001251586 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,607,684

F1 · price: The transaction was executed in multiple trades at prices ranging from $20.16 to $20.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950142-20-002652 · es200116360_4-marison.xml · nonDerivative · entry 2

ARISON MICKY MEIR · CIK 0001142244 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MA 1994 B Shares, L.P.

Disclosed balance after: 80,736,445

F2 · price: The transaction was executed in multiple trades at prices ranging from $21.25 to $21.91. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950142-20-002652 · es200116360_4-marison.xml · nonDerivative · entry 1

ARISON MICKY MEIR · CIK 0001142244 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MA 1994 B Shares, L.P.

Disclosed balance after: 81,607,684

F1 · price: The transaction was executed in multiple trades at prices ranging from $20.16 to $20.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001127602-20-027019 · form4.xml · nonDerivative · entry 1

GLASIER RICHARD · CIK 0001239605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard J Glasier Revocable Living Trust

Disclosed balance after: 23,792

SEC source: 0001127602-20-024542 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,679.3442

F1 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares.

SEC source: 0001127602-20-024540 · form4.xml · nonDerivative · entry 1

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,642.728

F1 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares.

SEC source: 0001127602-20-024537 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,472.363

F1 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares.

SEC source: 0001127602-20-024538 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,328.36

F1 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares.

SEC source: 0001127602-20-020304 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,509

F2 · kind: The grant, requested by the reporting person, is in lieu of his Boards of Directors retainer and committees fees for April to June 2020.

F3 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-020304 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,763

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on April 9, 2023.

SEC source: 0001127602-20-013639 · form4.xml · nonDerivative · entry 2

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,367.3245

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-013639 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,442.3245

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013638 · form4.xml · nonDerivative · entry 2

WEIL LAURA A · CIK 0001191885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,262.835

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-013638 · form4.xml · nonDerivative · entry 1

WEIL LAURA A · CIK 0001191885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,048.835

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013635 · form4.xml · nonDerivative · entry 2

SUBOTNICK STUART · CIK 0001052438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,066.2727

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-013635 · form4.xml · nonDerivative · entry 1

SUBOTNICK STUART · CIK 0001052438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,248.2727

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013633 · form4.xml · nonDerivative · entry 2

PARKER SIR JOHN · CIK 0001243487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,322.8954

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.