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CCL

Carnival Corp Ltd.

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3136
SEC CIK
0000815097
Parsed reports
305

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202601
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2024 Filed Apr 10, 2024 16:33 UTC
deynes bettina alejandraChief Human Resources Officer
GrantCommon Stock 17,465 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012737 · form4.xml · nonDerivative · entry 1

deynes bettina alejandra · CIK 0001995112 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,277

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:30 UTC GrantCommon Stock 12,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012735 · form4.xml · nonDerivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,141

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:29 UTC GrantCommon Stock 12,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012734 · form4.xml · nonDerivative · entry 1

cahilly jason glen · CIK 0001712087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,388

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:28 UTC
burke william richardChief Maritime Officer
GrantCommon Stock 9,993 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012733 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,600.9565

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:26 UTC GrantCommon Stock 57,440 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012732 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,421

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:25 UTC GrantCommon Stock 12,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012731 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,288.905

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027.

F2 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:15 UTC
weinstein joshua ianDirector · President & CEO
Tax withholdingCommon Stock 20,975 $15.37 $322,410.92
Disclosure

SEC source: 0001127602-24-005564 · form4.xml · nonDerivative · entry 4

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,375.228

F4 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of TBS RSUs granted April 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:15 UTC
weinstein joshua ianDirector · President & CEO
Tax withholdingCommon Stock 21,483 $15.37 $330,219.49
Disclosure

SEC source: 0001127602-24-005564 · form4.xml · nonDerivative · entry 3

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,350.228

F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:15 UTC
weinstein joshua ianDirector · President & CEO
Tax withholdingCommon Stock 22,074 $15.37 $339,303.87
Disclosure

SEC source: 0001127602-24-005564 · form4.xml · nonDerivative · entry 2

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,833.228

F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:15 UTC
weinstein joshua ianDirector · President & CEO
Tax withholdingCommon Stock 7,665 $15.37 $117,820.25
Disclosure

SEC source: 0001127602-24-005564 · form4.xml · nonDerivative · entry 1

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,907.228

F1 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units ("TBS RSUs") granted January 19, 2021.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:13 UTC
MIGUEZ ENRIQUEGeneral Counsel
Tax withholdingCommon Stock 2,098 $15.37 $32,248.78
Disclosure

SEC source: 0001127602-24-005560 · form4.xml · nonDerivative · entry 3

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,174

F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:13 UTC
MIGUEZ ENRIQUEGeneral Counsel
Tax withholdingCommon Stock 2,058 $15.37 $31,633.93
Disclosure

SEC source: 0001127602-24-005560 · form4.xml · nonDerivative · entry 2

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,272

F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:13 UTC
MIGUEZ ENRIQUEGeneral Counsel
Tax withholdingCommon Stock 4,861 $15.37 $74,719.40
Disclosure

SEC source: 0001127602-24-005560 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,330

F1 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:11 UTC
deynes bettina alejandraChief Human Resources Officer
Tax withholdingCommon Stock 1,784 $15.37 $27,422.22
Disclosure

SEC source: 0001127602-24-005559 · form4.xml · nonDerivative · entry 3

deynes bettina alejandra · CIK 0001995112 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,812

F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:11 UTC
deynes bettina alejandraChief Human Resources Officer
Tax withholdingCommon Stock 522 $15.37 $8,023.77
Disclosure

SEC source: 0001127602-24-005559 · form4.xml · nonDerivative · entry 2

deynes bettina alejandra · CIK 0001995112 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,596

F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:11 UTC
deynes bettina alejandraChief Human Resources Officer
Tax withholdingCommon Stock 560 $15.37 $8,607.87
Disclosure

SEC source: 0001127602-24-005559 · form4.xml · nonDerivative · entry 1

deynes bettina alejandra · CIK 0001995112 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,118

F1 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted February 4, 2022.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:08 UTC
burke william richardChief Maritime Officer
Tax withholdingCommon Stock 1,678 $15.37 $25,792.87
Disclosure

SEC source: 0001127602-24-005557 · form4.xml · nonDerivative · entry 3

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,607.9565

F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:08 UTC
burke william richardChief Maritime Officer
Tax withholdingCommon Stock 4,375 $15.37 $67,249.00
Disclosure

SEC source: 0001127602-24-005557 · form4.xml · nonDerivative · entry 2

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,285.9565

F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:08 UTC
burke william richardChief Maritime Officer
Tax withholdingCommon Stock 3,403 $15.37 $52,308.19
Disclosure

SEC source: 0001127602-24-005557 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,660.9565

F1 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:07 UTC SaleCommon Stock 153,995 $15.37 $2,367,087.94
Disclosure

SEC source: 0001127602-24-005554 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,981

Read SEC document
January 19, 2024 Filed Jan 23, 2024 19:14 UTC
MIGUEZ ENRIQUEGeneral Counsel
Tax withholdingCommon Stock 1,570 $17.05 $26,761.59
Disclosure

SEC source: 0001127602-24-001890 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,191

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 19:12 UTC
deynes bettina alejandraChief Human Resources Officer
Tax withholdingCommon Stock 714 $17.05 $12,170.56
Disclosure

SEC source: 0001127602-24-001889 · form4.xml · nonDerivative · entry 1

deynes bettina alejandra · CIK 0001995112 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,678

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 19:11 UTC
burke william richardChief Maritime Officer
Tax withholdingCommon Stock 4,017 $17.05 $68,472.18
Disclosure

SEC source: 0001127602-24-001888 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,063.9565

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

F2 · balance_after: Includes shares acquired pursuant to the purchase under the Carnival Corporation Employee Stock Purchase Plan.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 19:09 UTC SaleCommon Stock 34,020 $17.05 $579,891.31
Disclosure

SEC source: 0001127602-24-001887 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,976

Read SEC document
October 19, 2023 Filed Oct 23, 2023 15:22 UTC PurchaseCommon Stock 100,000 $11.50 $1,150,000.00
Disclosure

SEC source: 0001127602-23-026130 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,368.3245

Read SEC document
October 10, 2023 Filed Oct 12, 2023 15:34 UTC PurchaseCommon Stock 350,000 $12.99 $4,544,785.00
Disclosure

SEC source: 0000950142-23-002588 · es230410093_4-weisenburger.xml · nonDerivative · entry 2

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 961,238

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.8275 to $13.28. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: These shares were previously reported as directly held.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:48 UTC
MIGUEZ ENRIQUEGeneral Counsel
GrantCommon Stock 15,991 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013488 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,761

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:46 UTC
weinstein joshua ianDirector · President & CEO
GrantCommon Stock 159,914 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013487 · form4.xml · nonDerivative · entry 1

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,572.228

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:45 UTC
burke william richardChief Maritime Officer
GrantCommon Stock 12,793 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013486 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,823.8182

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:44 UTC
MATHEW SARADirector
GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013485 · form4.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,802

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:42 UTC GrantCommon Stock 83,955 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013484 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,996

F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:40 UTC
WEIL LAURA ADirector
GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013482 · form4.xml · nonDerivative · entry 1

WEIL LAURA A · CIK 0001191885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,263.835

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:41 UTC GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013483 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,606.3245

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:39 UTC GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013481 · form4.xml · nonDerivative · entry 1

SUBOTNICK STUART · CIK 0001052438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,067.2727

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:37 UTC
Lahey KatieDirector
GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013480 · form4.xml · nonDerivative · entry 1

Lahey Katie · CIK 0001764958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,498

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:36 UTC GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013479 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,510

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:34 UTC
Deeble HelenDirector
GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013478 · form4.xml · nonDerivative · entry 1

Deeble Helen · CIK 0001677805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,956

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 15:33 UTC GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013477 · form4.xml · nonDerivative · entry 1

cahilly jason glen · CIK 0001712087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,247

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

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April 21, 2023 Filed Apr 25, 2023 15:31 UTC GrantCommon Stock 18,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013476 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,147.905

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

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February 21, 2023 Filed Feb 23, 2023 16:44 UTC
weinstein joshua ianDirector · President & CEO
GrantCommon Stock 108,904 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006690 · form4.xml · nonDerivative · entry 2

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,658.228

F3 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:44 UTC
weinstein joshua ianDirector · President & CEO
GrantCommon Stock 112,194 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006690 · form4.xml · nonDerivative · entry 1

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,754.228

F1 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:43 UTC
MIGUEZ ENRIQUEGeneral Counsel
GrantCommon Stock 9,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006686 · form4.xml · nonDerivative · entry 2

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,770

F3 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:43 UTC
MIGUEZ ENRIQUEGeneral Counsel
GrantCommon Stock 24,707 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006686 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,887

F1 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:41 UTC
burke william richardChief Maritime Officer
GrantCommon Stock 22,237 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006683 · form4.xml · nonDerivative · entry 2

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,030.8182

F3 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:41 UTC
burke william richardChief Maritime Officer
GrantCommon Stock 17,295 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006683 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,793.8182

F1 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:40 UTC SaleCommon Stock 107,119 $11.08 $1,186,696.42
Disclosure

SEC source: 0001127602-23-006682 · form4.xml · nonDerivative · entry 3

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,041

F5 · price: This transaction was executed in multiple trades at prices ranging from $11.055 to $11.135. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 21, 2023 Filed Feb 23, 2023 16:40 UTC GrantCommon Stock 168,014 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006682 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,160

F3 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant.

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February 21, 2023 Filed Feb 23, 2023 16:40 UTC GrantCommon Stock 84,007 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006682 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,146

F1 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.

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February 06, 2023 Filed Feb 8, 2023 16:40 UTC
weinstein joshua ianDirector · President & CEO
Tax withholdingCommon Stock 16,589 $11.67 $193,585.34
Disclosure

SEC source: 0001127602-23-003939 · form4.xml · nonDerivative · entry 5

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,560.228

F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

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February 06, 2023 Filed Feb 8, 2023 16:40 UTC
weinstein joshua ianDirector · President & CEO
GrantCommon Stock 42,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003939 · form4.xml · nonDerivative · entry 4

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,149.228

F5 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F6 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.