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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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Tapewire entity
4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2023 Filed Mar 14, 2023 22:00 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 483 $29.79 $14,388.57
Disclosure

SEC source: 0001127602-23-010115 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,493.6029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 20:31 UTC
LEVY JEFFREY MPresident, Commercial Banking
Tax withholdingCommon Stock 165 $61.05 $10,073.25
Disclosure

SEC source: 0001127602-23-009553 · form4.xml · nonDerivative · entry 1

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,410

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 19:19 UTC
Abdo Michael NEVP and General Counsel
Tax withholdingCommon Stock 158 $61.05 $9,645.90
Disclosure

SEC source: 0001127602-23-009550 · form4.xml · nonDerivative · entry 1

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 19:18 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
Tax withholdingCommon Stock 81 $61.05 $4,945.05
Disclosure

SEC source: 0001127602-23-009549 · form4.xml · nonDerivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 18:30 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 536 $61.05 $32,722.80
Disclosure

SEC source: 0001127602-23-009548 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,913.9958

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 18:28 UTC
Karaivanov DimitarEVP, Chief Operating Officer
Tax withholdingCommon Stock 517 $61.05 $31,562.85
Disclosure

SEC source: 0001127602-23-009547 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 18:25 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 1,704 $61.05 $104,029.20
Disclosure

SEC source: 0001127602-23-009546 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,711

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:28 UTC Exercise / conversionStock Option · Derivative 4,163 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-23-008716 · form4.xml · derivative · entry 12

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 4,163 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:28 UTC SaleCommon Stock 4,163 $60.54 $252,023.86
Disclosure

SEC source: 0001127602-23-008716 · form4.xml · nonDerivative · entry 2

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,153.062

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.50 to $60.5623, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:28 UTC Exercise / conversionCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008716 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,316.062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,687.6874 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 4,148 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-23-008666 · form4.xml · derivative · entry 5

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

Underlying: Common Stock · 4,148 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
ACE BRIAN RDirector
SaleCommon Stock 4,148 $60.54 $251,119.92
Disclosure

SEC source: 0001127602-23-008666 · form4.xml · nonDerivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,010.6029

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.5003 to $60.5623, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 4,148 $29.79 $123,568.92
Disclosure

SEC source: 0001127602-23-008666 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,158.6029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2023 Filed Feb 6, 2023 20:13 UTC
ACE BRIAN RDirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003520 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,423.6029

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:57 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 633.3678 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001849 · form4.xml · derivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071.9751

Underlying: Common Stock · 633.3678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 47.4236, 50.8174, 54.984, and 52.5636 units of phantom stock acquired on April 11, 2022, July 11, 2022, October 10, 2022, and January 10, 2023, respectively, under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:57 UTC Exercise / conversionCommon Stock 633.3678 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001849 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,585.8069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 19:57 UTC
ACE BRIAN RDirector
Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,354.6029 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000373 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217.1164

Underlying: Common Stock · 3,354.6029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 19:57 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,354.6029 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000373 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,423.6029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 3, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 18:37 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,366.0319 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000322 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,526.0997

Underlying: Common Stock · 3,366.0319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 69.0288, 73.4281, and 77.8631 units of phantom stock acquired on April 9, 2021, July 9, 2021 and October 8, 2021, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 18:37 UTC Exercise / conversionCommon Stock 3,366.0319 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000322 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,372.2727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 3, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:15 UTC Exercise / conversionPhantom Stock (Deferred Compensation under Merchants plan) · Derivative 7,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000774 · form4.xml · derivative · entry 5

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,488.2253

Underlying: Common Stock · 7,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The units of phantom stock were acquired through Merchants deferred compensation plan. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to such deferred compensation plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.exercise_date: The units of phantom stock were acquired through Merchants deferred compensation plan. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to such deferred compensation plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.expiration_date: The units of phantom stock were acquired through Merchants deferred compensation plan. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to such deferred compensation plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:15 UTC Exercise / conversionCommon Stock 7,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000774 · form4.xml · nonDerivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 3, 2023, the reporting person's phantom stock units acquired under the Merchants Bancshares, Inc. ("Merchants") deferred compensation plan were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
December 22, 2022 Filed Mar 3, 2023 21:05 UTC
ACE BRIAN RDirector
GiftCommon Stock 8,332 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008666 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,737

F1 · kind: Gift to charitable trust.

F2 · balance_after: Includes 919 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:34 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 342.9815 $59.77 $20,500.00
Disclosure

SEC source: 0001127602-22-027800 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,564.43

Underlying: Common Stock · 342.9815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:33 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 355.5295 $59.77 $21,250.00
Disclosure

SEC source: 0001127602-22-027799 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,983.4303

Underlying: Common Stock · 355.5295 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:30 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 590.6526 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027798 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632.6587

Underlying: Common Stock · 590.6526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:30 UTC Exercise / conversionCommon Stock 590.6526 $59.77 $35,303.31
Disclosure

SEC source: 0001127602-22-027798 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,465.3746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 15:33 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 2,388 $0.00 Strike: $35.36 $0.00
Disclosure

SEC source: 0001127602-22-026946 · form4.xml · derivative · entry 4

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,388 shares

Expires 2025-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests ratably on March 18, 2016, 2017, 2018, 2019 and 2020.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 15:33 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,813 $64.91 $117,681.83
Disclosure

SEC source: 0001127602-22-026946 · form4.xml · nonDerivative · entry 2

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,449.9958

Read SEC document
December 02, 2022 Filed Dec 6, 2022 15:33 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,388 $35.36 $84,439.68
Disclosure

SEC source: 0001127602-22-026946 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,262.9958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:58 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,225.1412 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-124644 · tm2232051-1_4seq1.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605.3237

Underlying: Common Stock · 1,225.1412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:58 UTC Exercise / conversionCommon Stock 1,225.1412 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-124644 · tm2232051-1_4seq1.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855.6272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 1, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:10 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 525.4672 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025896 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169.0591

Underlying: Common Stock · 525.4672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

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November 15, 2022 Filed Nov 17, 2022 16:10 UTC Exercise / conversionCommon Stock 525.4672 $64.37 $33,824.32
Disclosure

SEC source: 0001127602-22-025896 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,269.4672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 14, 2022 Filed Oct 14, 2022 16:36 UTC
Serbun Joseph FPresident, Retail Banking
GrantCommon Stock 483 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-023928 · form4.xml · nonDerivative · entry 2

Serbun Joseph F · CIK 0001741822 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,245.6573

F2 · shares: Granted pursuant to the Retirement and Release Agreement filed as Exhibit 10.2 to Community Bank System's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 26, 2022.

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October 03, 2022 Filed Oct 12, 2022 19:59 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
Tax withholdingCommon Stock 203 $60.08 $12,196.24
Disclosure

SEC source: 0001127602-22-023884 · form4.xml · nonDerivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

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October 02, 2022 Filed Oct 14, 2022 16:36 UTC
Serbun Joseph FPresident, Retail Banking
Tax withholdingCommon Stock 1,119 $60.97 $68,225.43
Disclosure

SEC source: 0001127602-22-023928 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,762.6573

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 17:10 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 297.8494 $64.63 $19,250.01
Disclosure

SEC source: 0001127602-22-022876 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221.4485

Underlying: Common Stock · 297.8494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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September 22, 2022 Filed Sep 23, 2022 17:09 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 309.4538 $64.63 $20,000.00
Disclosure

SEC source: 0001127602-22-022875 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627.9008

Underlying: Common Stock · 309.4538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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August 18, 2022 Filed Aug 22, 2022 18:18 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021420 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,006.2408

Read SEC document
June 16, 2022 Filed Jun 17, 2022 19:46 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 307.3117 $62.64 $19,250.00
Disclosure

SEC source: 0001127602-22-017748 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923.5991

Underlying: Common Stock · 307.3117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 19:44 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 319.2848 $62.64 $20,000.00
Disclosure

SEC source: 0001127602-22-017747 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,318.447

Underlying: Common Stock · 319.2848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 06, 2022 Filed Jun 8, 2022 19:53 UTC
Karaivanov DimitarEVP Financial Serv & Corp Dev
Tax withholdingCommon Stock 1,591 $67.17 $106,867.47
Disclosure

SEC source: 0001127602-22-017034 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP Financial Serv & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,204

Read SEC document
May 23, 2022 Filed May 23, 2022 17:23 UTC SaleCommon Stock 2,000 $65.30 $130,597.80
Disclosure

SEC source: 0001127602-22-015351 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,506.2408

Read SEC document
April 29, 2022 Filed Apr 29, 2022 20:12 UTC PurchaseCommon Stock 180 $66.37 $11,946.60
Disclosure

SEC source: 0001127602-22-012744 · form4.xml · nonDerivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document
April 28, 2022 Filed Apr 28, 2022 20:59 UTC SaleCommon Stock 10,000 $66.52 $665,168.00
Disclosure

SEC source: 0001127602-22-012707 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,506.2408

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.25 to $67.00, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 19:03 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 582.4868 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012123 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644.1178

Underlying: Common Stock · 582.4868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 19:03 UTC Exercise / conversionCommon Stock 582.4868 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012123 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,506.2408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:30 UTC
LEVY JEFFREY MPresident, Commercial Banking
Exercise / conversionStock Option · Derivative 568 $0.00 Strike: $51.64 $0.00
Disclosure

SEC source: 0001127602-22-010644 · form4.xml · derivative · entry 6

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705

Underlying: Common Stock · 568 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested ratably on March 17, 2021, 2022, 2023, 2024 and 2025.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:30 UTC
LEVY JEFFREY MPresident, Commercial Banking
Exercise / conversionStock Option · Derivative 386 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-22-010644 · form4.xml · derivative · entry 5

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772

Underlying: Common Stock · 386 shares

Expires 2029-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested ratably on March 20, 2020, 2021, 2022, 2023 and 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.