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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2023 Filed May 15, 2023 16:00 UTC
Abdo Michael NEVP and General Counsel
OtherCommon Stock 601.8725 $44.86 $27,000.00
Disclosure

SEC source: 0001127602-23-015498 · form4.xml · nonDerivative · entry 1

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(K)

Disclosed balance after: 1,196.2816

F1 · ownership.nature: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.

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May 02, 2023 Filed May 3, 2023 17:50 UTC
Karaivanov DimitarEVP, Chief Operating Officer
OtherCommon Stock 526.3158 $47.50 $25,000.00
Disclosure

SEC source: 0001127602-23-014197 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,333.3721

F1 · ownership.nature: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.

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March 24, 2023 Filed Mar 28, 2023 19:04 UTC
Karaivanov DimitarEVP, Chief Operating Officer
OtherCommon Stock 469.3954 $53.26 $25,000.00
Disclosure

SEC source: 0001127602-23-011467 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 773.8785

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:28 UTC Amendment PurchaseCommon Stock 1,000 $55.42 $55,423.30
Disclosure

SEC source: 0001127602-23-010955 · form4a.xml · nonDerivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,662

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.33 to $55.4337, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: This amendment is filed to correct the number of shares beneficially owned by the reporting person. The correct number of shares is 2,662.

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March 20, 2023 Filed Mar 21, 2023 18:47 UTC PurchaseCommon Stock 1,000 $55.42 $55,423.30
Disclosure

SEC source: 0001127602-23-010950 · form4.xml · nonDerivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,662

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.33 to $55.4337, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 16, 2023 Filed Mar 17, 2023 19:10 UTC
LEVY JEFFREY MPresident, Commercial Banking
OtherCommon Stock 726.5582 $56.55 $41,086.87
Disclosure

SEC source: 0001127602-23-010585 · form4.xml · nonDerivative · entry 1

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,781.0882

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:25 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 379.8408 $53.97 $20,500.01
Disclosure

SEC source: 0001127602-23-010506 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050.5211

Underlying: Common Stock · 379.8408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:23 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 393.7373 $53.97 $21,250.00
Disclosure

SEC source: 0001127602-23-010505 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,521.6833

Underlying: Common Stock · 393.7373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 15, 2023 Filed Mar 15, 2023 16:56 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 661.6714 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010259 · form4.xml · derivative · entry 3

Knauss Jeffery J · CIK 0001900543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

Underlying: Common Stock · 661.6714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2023 Filed Mar 15, 2023 16:56 UTC Exercise / conversionCommon Stock 661.6714 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010259 · form4.xml · nonDerivative · entry 1

Knauss Jeffery J · CIK 0001900543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925.6714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 16:29 UTC
TRYNISKI MARK EDirector · President & CEO
OtherCommon Stock 7,026.7452 $53.97 $379,233.44
Disclosure

SEC source: 0001127602-23-010399 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 27,958.6487

F1 · ownership.nature: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 16:20 UTC
Parente JohnDirector
Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 661.6714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010398 · form4.xml · derivative · entry 3

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

Underlying: Common Stock · 661.6714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 16:20 UTC
Parente JohnDirector
Exercise / conversionCommon Stock 661.6714 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010398 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,187.5018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 15, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 15:29 UTC OtherCommon Stock 4,632.2031 $53.97 $250,000.00
Disclosure

SEC source: 0001127602-23-010395 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's Community Bank System, Inc. 401(k)

Disclosed balance after: 14,005.767

F1 · ownership.nature: The number of share reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.

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March 15, 2023 Filed Mar 16, 2023 14:59 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
OtherCommon Stock 1,330.5648 $53.97 $71,810.58
Disclosure

SEC source: 0001127602-23-010394 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 3,934.049

Read SEC document
March 15, 2023 Filed Mar 16, 2023 13:58 UTC PurchaseCommon Stock 2,000 $53.46 $106,923.40
Disclosure

SEC source: 0001127602-23-010381 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint with brother

Disclosed balance after: 4,585

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:47 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 661.6714 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010523 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157.7781

Underlying: Common Stock · 661.6714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:47 UTC Exercise / conversionCommon Stock 661.6714 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010523 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,033.9441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 15, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:25 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 885.0927 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010507 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508.2953

Underlying: Common Stock · 885.0927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:25 UTC Exercise / conversionCommon Stock 885.0927 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010507 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,154.5599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 15, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:49 UTC
Parente JohnDirector
PurchaseCommon Stock 2,000 $53.20 $106,400.00
Disclosure

SEC source: 0001127602-23-010500 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,187.5018

Read SEC document
March 14, 2023 Filed Mar 14, 2023 22:52 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010141 · form4.xml · derivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307.8624

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 57.5237 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 22:40 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010140 · form4.xml · derivative · entry 1

SKERRITT SUSAN E · CIK 0001748654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410.3809

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 33.5544 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 22:31 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010133 · form4.xml · derivative · entry 13

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816.1561

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 29.4974 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 22:00 UTC
ACE BRIAN RDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010115 · form4.xml · derivative · entry 6

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344.7205

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F4 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · balance_after: Includes 165.4173 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:58 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010335 · form4.xml · derivative · entry 3

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,941.2306

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 74.4395 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:31 UTC
LEVY JEFFREY MPresident, Commercial Banking
GrantStock Option · Derivative 4,210 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0001127602-23-010340 · form4.xml · derivative · entry 3

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

Underlying: Common Stock · 4,210 shares

Expires 2033-03-14

F2 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:31 UTC
LEVY JEFFREY MPresident, Commercial Banking
GrantCommon Stock 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010340 · form4.xml · nonDerivative · entry 1

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,624.5713

F1 · balance_after: Includes 60.5713 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 20:16 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010289 · form4.xml · derivative · entry 3

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666.5856

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F5 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · balance_after: Includes 93.5056 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 19:42 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010279 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410.3812

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 33.549 units of phantom stock acquired as dividend equivalents under the Plan.

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March 14, 2023 Filed Mar 15, 2023 17:55 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010269 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,988.5956

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F8 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F9 · balance_after: Includes 76.3715 units of phantom stock acquired as dividend equivalents under the Plan.

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March 14, 2023 Filed Mar 15, 2023 16:56 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010259 · form4.xml · derivative · entry 2

Knauss Jeffery J · CIK 0001900543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815.6714

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 17.6714 units of phantom stock acquired as dividend equivalents under the Plan.

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March 14, 2023 Filed Mar 15, 2023 16:32 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
GrantStock Option · Derivative 4,199 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0001127602-23-010256 · form4.xml · derivative · entry 3

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,199

Underlying: Common Stock · 4,199 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028.

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March 14, 2023 Filed Mar 15, 2023 16:32 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
GrantCommon Stock 1,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010256 · form4.xml · nonDerivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001

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March 14, 2023 Filed Mar 15, 2023 16:07 UTC
Abdo Michael NEVP and General Counsel
GrantStock Option · Derivative 3,192 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0001127602-23-010253 · form4.xml · derivative · entry 3

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

Underlying: Common Stock · 3,192 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028.

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March 14, 2023 Filed Mar 15, 2023 16:07 UTC
Abdo Michael NEVP and General Counsel
GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010253 · form4.xml · nonDerivative · entry 1

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,370

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March 14, 2023 Filed Mar 15, 2023 15:58 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantStock Option · Derivative 5,835 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0001127602-23-010251 · form4.xml · derivative · entry 3

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Underlying: Common Stock · 5,835 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028.

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March 14, 2023 Filed Mar 15, 2023 15:58 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010251 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,513.9958

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March 14, 2023 Filed Mar 15, 2023 15:18 UTC
Karaivanov DimitarEVP, Chief Operating Officer
GrantStock Option · Derivative 8,563 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0001127602-23-010247 · form4.xml · derivative · entry 3

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563

Underlying: Common Stock · 8,563 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028.

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March 14, 2023 Filed Mar 15, 2023 15:18 UTC
Karaivanov DimitarEVP, Chief Operating Officer
GrantCommon Stock 2,348 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010247 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,035

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March 14, 2023 Filed Mar 15, 2023 13:50 UTC
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 16,885 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0001127602-23-010227 · form4.xml · derivative · entry 5

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,885

Underlying: Common Stock · 16,885 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests ratably on March 14, 2024, 2025, 2026, 2027, and 2028.

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March 14, 2023 Filed Mar 15, 2023 13:50 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 4,631 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010227 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,342

Read SEC document
March 14, 2023 Filed Mar 16, 2023 16:20 UTC
Parente JohnDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010398 · form4.xml · derivative · entry 2

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815.6714

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 17.6714 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 15:29 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010395 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,393.388

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 70.3289 units of phantom stock acquired as dividend equivalents under the Plan.

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March 14, 2023 Filed Mar 16, 2023 13:58 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010381 · form4.xml · derivative · entry 4

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819.4495

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 21.3317 units of phantom stock acquired as dividend equivalents under the Plan.

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March 13, 2023 Filed Mar 14, 2023 22:31 UTC Exercise / conversionStock Option · Derivative 468 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-23-010133 · form4.xml · derivative · entry 12

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 468 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 13, 2023 Filed Mar 14, 2023 22:31 UTC SaleCommon Stock 468 $52.87 $24,744.52
Disclosure

SEC source: 0001127602-23-010133 · form4.xml · nonDerivative · entry 2

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,153.062

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.84 to $52.905, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 13, 2023 Filed Mar 14, 2023 22:31 UTC Exercise / conversionCommon Stock 468 $29.79 $13,941.72
Disclosure

SEC source: 0001127602-23-010133 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,621.062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:00 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 483 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-23-010115 · form4.xml · derivative · entry 5

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 483 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:00 UTC
ACE BRIAN RDirector
SaleCommon Stock 483 $52.57 $25,392.52
Disclosure

SEC source: 0001127602-23-010115 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,010.6029

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $52.66, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.