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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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Tapewire entity
4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2024 Filed Mar 15, 2024 16:29 UTC Exercise / conversionCommon Stock 1,198.8194 $45.74 $54,834.00
Disclosure

SEC source: 0001127602-24-010226 · form4.xml · nonDerivative · entry 1

Knauss Jeffery J · CIK 0001900543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,124.4908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 19:16 UTC Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-24-009973 · form4.xml · derivative · entry 3

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 19:16 UTC Tax withholdingCommon Stock 2,905 $42.72 $124,101.60
Disclosure

SEC source: 0001127602-24-009973 · form4.xml · nonDerivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,689.6072

Read SEC document
March 11, 2024 Filed Mar 13, 2024 19:16 UTC Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-24-009973 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,594.6072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 274.097 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:19 UTC
Abdo Michael NEVP and General Counsel
Exercise / conversionStock Option · Derivative 700 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-24-009347 · form4.xml · derivative · entry 3

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on March 19, 2015, 2016, 2017, 2018, and 2019.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:19 UTC
Abdo Michael NEVP and General Counsel
Exercise / conversionCommon Stock 700 $37.77 $26,439.00
Disclosure

SEC source: 0001127602-24-009347 · form4.xml · nonDerivative · entry 1

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:17 UTC Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-24-009345 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:17 UTC Tax withholdingCommon Stock 2,923 $46.93 $137,176.39
Disclosure

SEC source: 0001127602-24-009345 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,823.0302

Read SEC document
March 07, 2024 Filed Mar 11, 2024 18:17 UTC Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-24-009345 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,746.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:49 UTC
Abdo Michael NEVP and General Counsel
Tax withholdingCommon Stock 237 $45.30 $10,736.10
Disclosure

SEC source: 0001127602-24-008485 · form4.xml · nonDerivative · entry 1

Abdo Michael N · CIK 0001933852 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,133

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:38 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
Tax withholdingCommon Stock 218 $45.30 $9,875.40
Disclosure

SEC source: 0001127602-24-008482 · form4.xml · nonDerivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,607

F1 · kind: Payment of tax liability associated with vesting of restricted stock awards.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:13 UTC
Karaivanov DimitarDirector · President & CEO
Tax withholdingCommon Stock 993 $45.30 $44,982.90
Disclosure

SEC source: 0001127602-24-008469 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,272

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 22:29 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-24-007657 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 22:29 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-24-007657 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,584.3659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31.3558 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 19:43 UTC Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-24-006519 · form4.xml · derivative · entry 12

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 19:43 UTC SaleCommon Stock 3,631 $45.00 $163,395.00
Disclosure

SEC source: 0001127602-24-006519 · form4.xml · nonDerivative · entry 2

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,363.602

Read SEC document
February 21, 2024 Filed Feb 23, 2024 19:43 UTC Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-24-006519 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,994.602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 14, 2024 17:12 UTC
Karaivanov DimitarDirector · President & CEO
PurchaseCommon Stock 1,000 $43.70 $43,700.00
Disclosure

SEC source: 0001127602-24-004932 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,265

Read SEC document
January 29, 2024 Filed Jan 29, 2024 19:50 UTC SaleCommon Stock 3,501 $48.76 $170,708.76
Disclosure

SEC source: 0001127602-24-002378 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,634.3782

Read SEC document
January 16, 2024 Filed Jan 18, 2024 16:12 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 932.3383 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001509 · form4.xml · derivative · entry 3

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438.9009

Underlying: Common Stock · 932.3383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F4 · balance_after: Includes 299.2641 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 16:12 UTC Exercise / conversionCommon Stock 932.3383 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001509 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,689.5102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 19:19 UTC Tax withholdingCommon Stock 11,706 $52.11 $609,999.66
Disclosure

SEC source: 0001127602-24-000926 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,395

F1 · kind: Payment of tax liability associated with vesting of stock awards upon the reporting person's retirement as President and Chief Executive Officer.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 19:19 UTC GrantCommon Stock 6,759 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000926 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,101

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:08 UTC
ACE BRIAN RDirector
Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,501.4072 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000863 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,501.4072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · shares: Includes 103.8752 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:08 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,501.4072 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000863 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,922.0101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 15:02 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,501.4341 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000665 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,497.6556

Underlying: Common Stock · 3,501.4341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 201.4451 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 15:02 UTC Exercise / conversionCommon Stock 3,501.4341 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000665 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,135.3782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 20:55 UTC SaleCommon Stock 9,400 $53.05 $498,670.00
Disclosure

SEC source: 0001127602-23-030483 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,633.9441

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $53.15, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2023 Filed Dec 21, 2023 20:27 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 394.7622 $51.93 $20,500.00
Disclosure

SEC source: 0001127602-23-030282 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,351.9421

Underlying: Common Stock · 394.7622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:16 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,259.403 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028829 · form4.xml · derivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,607.2548

Underlying: Common Stock · 1,259.403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 1, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:16 UTC Exercise / conversionCommon Stock 1,259.403 $44.36 $55,867.12
Disclosure

SEC source: 0001127602-23-028829 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,115.0302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:00 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 303.6361 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027565 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,204.6592

Underlying: Common Stock · 303.6361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:00 UTC Exercise / conversionCommon Stock 303.6361 $44.87 $13,624.15
Disclosure

SEC source: 0001127602-23-027565 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,458.196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 17:54 UTC
LEVY JEFFREY MPresident, Commercial Banking
PurchaseCommon Stock 1,300 $38.60 $50,185.59
Disclosure

SEC source: 0001127602-23-026395 · form4.xml · nonDerivative · entry 1

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,924.1393

Read SEC document
October 01, 2023 Filed Oct 2, 2023 19:12 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
Tax withholdingCommon Stock 176 $42.21 $7,428.96
Disclosure

SEC source: 0001127602-23-024945 · form4.xml · nonDerivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,825

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 14:48 UTC
ACE BRIAN RDirector
PurchaseCommon Stock 2,410 $41.37 $99,701.70
Disclosure

SEC source: 0001127602-23-024692 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,420.6029

Read SEC document
September 21, 2023 Filed Sep 22, 2023 19:20 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 489.1434 $41.91 $20,500.00
Disclosure

SEC source: 0001127602-23-024640 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,957.1799

Underlying: Common Stock · 489.1434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 21, 2023 Filed Oct 25, 2023 20:09 UTC OtherCommon Stock 11,210.54 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026226 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,363.602

Read SEC document
September 12, 2023 Filed Sep 14, 2023 19:21 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
OtherCommon Stock 1,019.7145 $44.13 $45,000.00
Disclosure

SEC source: 0001127602-23-024154 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 6,103.9608

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September 07, 2023 Filed Sep 7, 2023 22:19 UTC
Karaivanov DimitarEVP, Chief Operating Officer
PurchaseCommon Stock 1,000 $44.50 $44,500.00
Disclosure

SEC source: 0001127602-23-023866 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,265

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August 18, 2023 Filed Aug 22, 2023 19:12 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
OtherCommon Stock 1,008.6454 $48.58 $48,999.99
Disclosure

SEC source: 0001127602-23-023051 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 5,084.2463

F1 · ownership.nature: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.

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August 16, 2023 Filed Aug 18, 2023 19:58 UTC
Karaivanov DimitarEVP, Chief Operating Officer
PurchaseCommon Stock 1,000 $48.50 $48,500.00
Disclosure

SEC source: 0001127602-23-022941 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,265

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June 22, 2023 Filed Jun 22, 2023 18:46 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 417.5154 $49.10 $20,500.01
Disclosure

SEC source: 0001127602-23-019226 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,468.0365

Underlying: Common Stock · 417.5154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 22, 2023 Filed Jun 22, 2023 18:44 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 216.3951 $49.10 $10,625.00
Disclosure

SEC source: 0001127602-23-019225 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,520.6478

Underlying: Common Stock · 216.3951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 21, 2023 Filed Feb 14, 2024 18:13 UTC GiftCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004939 · form5.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,182.8993

F1 · balance_after: Includes 256.956 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

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June 15, 2023 Filed Jun 20, 2023 19:21 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 695.4506 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018958 · form4.xml · derivative · entry 5

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,971.135

Underlying: Common Stock · 695.4506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

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June 15, 2023 Filed Jun 20, 2023 19:21 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,217.4306 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018958 · form4.xml · derivative · entry 4

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,304.2527

Underlying: Common Stock · 1,217.4306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 15, 2023 Filed Jun 20, 2023 19:21 UTC Exercise / conversionCommon Stock 695.4506 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018958 · form4.xml · nonDerivative · entry 2

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,428.8812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:21 UTC Exercise / conversionCommon Stock 1,217.4306 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018958 · form4.xml · nonDerivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,733.4306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:56 UTC
Karaivanov DimitarEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,770 $53.05 $93,898.50
Disclosure

SEC source: 0001127602-23-018017 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,265

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.