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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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Tapewire entity
4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2020 Filed Jan 17, 2020 20:23 UTC Exercise / conversionCommon Stock 1,779.4092 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001905 · form4.xml · nonDerivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,471.9451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 15, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:23 UTC Exercise / conversionCommon Stock 2,697.3839 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001905 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692.5359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 15, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:03 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 4,892.1843 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-001904 · form4.xml · derivative · entry 13

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,892.1843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · price: On January 15, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F5 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F5 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F6 · derivative.underlying_shares: Includes 117.3117 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:03 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 1,550.418 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-001904 · form4.xml · derivative · entry 12

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635.1517

Underlying: Common Stock · 1,550.418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · price: On January 15, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 49.5575 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:03 UTC Exercise / conversionCommon Stock 4,892.1843 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001904 · form4.xml · nonDerivative · entry 2

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,590.4873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 15, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 20:03 UTC Exercise / conversionCommon Stock 1,550.418 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001904 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,698.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 15, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 20:20 UTC
ACE BRIAN RDirector
Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,093.916 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000549 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,367

Underlying: Common Stock · 3,093.916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 92.1838, 89.5100 and 102.8554 units of phantom stock acquired on April 10, 2019, July 10, 2019 and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 20:20 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,093.916 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000549 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,142.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 2, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 20:44 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,109.9023 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000584 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,532.6004

Underlying: Common Stock · 3,109.9023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 111.1744, 107.9517 and 124.0464 units of phantom stock acquired on April 10, 2019, July 10, 2019 and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 20:44 UTC Exercise / conversionCommon Stock 3,109.9023 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000584 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,711.5872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 1, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
December 24, 2019 Filed Dec 27, 2019 01:45 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionStock Option · Derivative 13,691 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-19-035871 · form4.xml · derivative · entry 8

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,691 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 24, 2019 Filed Dec 27, 2019 01:45 UTC
TRYNISKI MARK EDirector · President & CEO
SaleCommon Stock 13,691 $70.35 $963,118.04
Disclosure

SEC source: 0001127602-19-035871 · form4.xml · nonDerivative · entry 4

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,933

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.14 to $70.64, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 24, 2019 Filed Dec 27, 2019 01:45 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionCommon Stock 13,691 $29.79 $407,854.89
Disclosure

SEC source: 0001127602-19-035871 · form4.xml · nonDerivative · entry 3

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:45 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-19-035871 · form4.xml · derivative · entry 7

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,691

Underlying: Common Stock · 10,000 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:45 UTC
TRYNISKI MARK EDirector · President & CEO
SaleCommon Stock 10,000 $70.60 $706,000.00
Disclosure

SEC source: 0001127602-19-035871 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.55 to $70.67, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:45 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $29.79 $297,900.00
Disclosure

SEC source: 0001127602-19-035871 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 15:28 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 255.2467 $70.52 $18,000.00
Disclosure

SEC source: 0001127602-19-035705 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104.1103

Underlying: Common Stock · 255.2467 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 6.5481, 9.4664, and 10.6880 units of phantom stock acquired on April 10, July 10, and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 15:17 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 265.882 $70.52 $18,750.00
Disclosure

SEC source: 0001127602-19-035704 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202.5514

Underlying: Common Stock · 265.882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 6.8649, 8.2692, and 11.2052 units of phantom stock acquired on April 10, July 10, and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:58 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 248.1566 $70.52 $17,500.00
Disclosure

SEC source: 0001127602-19-035702 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595.1756

Underlying: Common Stock · 248.1566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 21.5965, 22.4502 and 27.3695 units of phantom stock acquired on April 10, July 10, and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 22:09 UTC SaleCommon Stock 1,500 $69.23 $103,838.85
Disclosure

SEC source: 0001127602-19-035080 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,909

Read SEC document
December 03, 2019 Filed Dec 4, 2019 21:01 UTC SaleCommon Stock 1,500 $66.62 $99,930.00
Disclosure

SEC source: 0001127602-19-034223 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,409

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.57 to $66.63, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 20:05 UTC Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-19-034091 · form4.xml · derivative · entry 4

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 20:05 UTC SaleCommon Stock 3,631 $67.66 $245,661.48
Disclosure

SEC source: 0001127602-19-034091 · form4.xml · nonDerivative · entry 2

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,601.6849

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.76, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 20:05 UTC Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-19-034091 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,232.6849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 20:17 UTC PurchaseCommon Stock 368 $67.62 $24,884.16
Disclosure

SEC source: 0001127602-19-033812 · form4.xml · nonDerivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:04 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 200.7548 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033193 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387.39

Underlying: Common Stock · 200.7548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:04 UTC Exercise / conversionCommon Stock 200.7548 $67.63 $13,577.05
Disclosure

SEC source: 0001127602-19-033193 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,864.6824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:08 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionStock Option · Derivative 3,858 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-19-032569 · form4.xml · derivative · entry 6

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,858 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:08 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionStock Option · Derivative 3,484 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-19-032569 · form4.xml · derivative · entry 5

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,484 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:08 UTC
Serbun Joseph FEVP, Chief Credit Officer
SaleCommon Stock 7,342 $68.59 $503,581.17
Disclosure

SEC source: 0001127602-19-032569 · form4.xml · nonDerivative · entry 3

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,114.7242

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.50 to $68.93, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:08 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionCommon Stock 3,858 $29.79 $114,929.82
Disclosure

SEC source: 0001127602-19-032569 · form4.xml · nonDerivative · entry 2

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,456.7242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:08 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionCommon Stock 3,484 $28.78 $100,269.52
Disclosure

SEC source: 0001127602-19-032569 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,598.7242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:06 UTC SaleCommon Stock 3,000 $68.12 $204,369.60
Disclosure

SEC source: 0001127602-19-031639 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,663.9276

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.1001 to $68.1693, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 30, 2019 Filed Oct 30, 2019 20:16 UTC
Getman George JExecutive VP & General Counsel
Exercise / conversionStock Option · Derivative 6,377 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-19-031269 · form4.xml · derivative · entry 5

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,377 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on January 19, 2012, 2013, 2014, 2015, and 2016.

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October 30, 2019 Filed Oct 30, 2019 20:16 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 4,417 $68.83 $304,022.11
Disclosure

SEC source: 0001127602-19-031269 · form4.xml · nonDerivative · entry 2

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,802.0023

Read SEC document
October 30, 2019 Filed Oct 30, 2019 20:16 UTC
Getman George JExecutive VP & General Counsel
Exercise / conversionCommon Stock 6,377 $27.36 $174,474.72
Disclosure

SEC source: 0001127602-19-031269 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,219.0023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 20:26 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Exercise / conversionStock Option · Derivative 6,476 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-19-031271 · form4.xml · derivative · entry 4

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,476 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on January 19, 2012, 2013, 2014, 2015, and 2016.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 20:26 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Tax withholdingCommon Stock 4,490 $68.57 $307,879.30
Disclosure

SEC source: 0001127602-19-031271 · form4.xml · nonDerivative · entry 2

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,538.9966

Read SEC document
October 29, 2019 Filed Oct 30, 2019 20:26 UTC
Kingsley Scott AllenEVP, Chief Operating Officer
Exercise / conversionCommon Stock 6,476 $27.36 $177,183.36
Disclosure

SEC source: 0001127602-19-031271 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,028.9966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 28, 2019 18:46 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionStock Option · Derivative 21,603 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-19-031143 · form4.xml · derivative · entry 5

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,603 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
October 28, 2019 Filed Oct 28, 2019 18:46 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 15,278 $67.52 $1,031,570.56
Disclosure

SEC source: 0001127602-19-031143 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,933

Read SEC document
October 28, 2019 Filed Oct 28, 2019 18:46 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionCommon Stock 21,603 $28.78 $621,734.34
Disclosure

SEC source: 0001127602-19-031143 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2019 Filed Sep 19, 2019 18:51 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 240.7206 $64.39 $15,500.00
Disclosure

SEC source: 0001127602-19-028794 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822.1611

Underlying: Common Stock · 240.7206 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 19, 2019 Filed Sep 19, 2019 18:49 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 252.3684 $64.39 $16,250.00
Disclosure

SEC source: 0001127602-19-028793 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910.3301

Underlying: Common Stock · 252.3684 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 19, 2019 Filed Sep 19, 2019 18:47 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 232.9554 $64.39 $15,000.00
Disclosure

SEC source: 0001127602-19-028792 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,275.6028

Underlying: Common Stock · 232.9554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 19, 2019 Filed Oct 25, 2019 14:28 UTC
ACE BRIAN RDirector
GiftCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031020 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,049

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:46 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 4,471 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0001127602-19-023040 · form4.xml · derivative · entry 4

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,471 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:46 UTC
ACE BRIAN RDirector
SaleCommon Stock 4,471 $65.78 $294,110.43
Disclosure

SEC source: 0001127602-19-023040 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,439

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.66 to $65.95, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:46 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 4,471 $19.48 $87,095.08
Disclosure

SEC source: 0001127602-19-023040 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:24 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 242.5286 $63.91 $15,500.00
Disclosure

SEC source: 0001127602-19-022522 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581.4405

Underlying: Common Stock · 242.5286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.