Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 4, 2018 00:04 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 24,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000204 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:04 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon stock | 17,351 | $42.64 | $739,846.64 |
DisclosureSEC source: 0001437749-18-000204 · rdgdoc.xml · nonDerivative · entry 2 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,794 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:04 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 39,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000204 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:57 UTC | Exercise / conversionRestricted Stock Units · Derivative | 6,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000198 · rdgdoc.xml · derivative · entry 3 Chow Donald Sang · CIK 0001235501 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
|
| January 02, 2018 Filed Jan 3, 2018 23:57 UTC | Tax withholdingCommon Stock | 3,902 | $42.64 | $166,381.28 |
DisclosureSEC source: 0001437749-18-000198 · rdgdoc.xml · nonDerivative · entry 2 Chow Donald Sang · CIK 0001235501 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,067 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
|
| January 02, 2018 Filed Jan 3, 2018 23:57 UTC | Exercise / conversionCommon Stock | 9,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000198 · rdgdoc.xml · nonDerivative · entry 1 Chow Donald Sang · CIK 0001235501 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
|
| December 26, 2017 Filed Dec 29, 2017 00:05 UTC |
Tai PinCEO & President
|
GrantRestricted Stock Units · Derivative | 7,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021269 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,896 Underlying: Common Stock · 7,896 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:05 UTC |
Tai PinCEO & President
|
GrantRestricted Stock Units · Derivative | 8,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021269 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,312 Underlying: Common Stock · 8,312 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:03 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 4,094 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021267 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094 Underlying: Common Stock · 4,094 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:03 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 4,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021267 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,310 Underlying: Common Stock · 4,310 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:02 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 3,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021265 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,568 Underlying: Common Stock · 3,568 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:02 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 3,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021265 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Underlying: Common Stock · 3,756 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 23:59 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 3,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021263 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,217 Underlying: Common Stock · 3,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 23:59 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 3,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021263 · rdgdoc.xml · derivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Underlying: Common Stock · 3,386 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 23:57 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
GrantRestricted Stock Unit · Derivative | 1,988 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021261 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,988 Underlying: Common Stock · 1,988 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 23:57 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
GrantRestricted Stock Unit · Derivative | 2,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021261 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093 Underlying: Common Stock · 2,093 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 23:22 UTC |
CHAN KELLY LDirector
|
GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020967 · rdgdoc.xml · nonDerivative · entry 1 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,780 Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 01:43 UTC |
Tai PinCEO & President
|
OtherCommon Stock | 4.82 | $42.66 | $205.63 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 01:38 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
OtherCommon Stock | 101.857 | $42.66 | $4,345.33 |
DisclosureSEC source: 0001437749-18-001516 · rdgdoc.xml · nonDerivative · entry 8 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,217.05 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 01:34 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 540.239 | $42.66 | $23,047.19 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 8 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 96,615.52 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 17:36 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
SaleCommon Stock | 50,000 | $42.45 | $2,122,335.00 |
DisclosureSEC source: 0001437749-17-020631 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,591 Read SEC document |
| December 11, 2017 Filed Feb 2, 2018 01:38 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
OtherCommon Stock | 31.911 | $42.73 | $1,363.40 |
DisclosureSEC source: 0001437749-18-001516 · rdgdoc.xml · nonDerivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,329.84 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 11, 2017 Filed Feb 2, 2018 01:34 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 1,596.457 | $42.73 | $68,208.63 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 585,799.06 F2 · kind: Dividend Reinvestment. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 23:46 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
SaleCommon Stock | 10,000 | $43.10 | $431,000.00 |
DisclosureSEC source: 0001437749-17-019887 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,888.93 F1 · balance_after: Includes 94.033 shares acquired through dividend reinvestment year-to-date Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 00:26 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
SaleCommon Stock | 6,059 | $42.00 | $254,478.00 |
DisclosureSEC source: 0001437749-17-019697 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,888.93 F1 · balance_after: Includes 94.033 shares acquired through dividend reinvestment year-to-date Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:39 UTC |
WU PETERDirector · Vice Chairman
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-019693 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 767,799 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 00:08 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-018193 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,591 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 18:37 UTC |
CHAN KELLY LDirector
|
OtherCommon Stock | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-017650 · rdgdoc.xml · nonDerivative · entry 1 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,557 Read SEC document |
| September 15, 2017 Filed Feb 2, 2018 01:43 UTC |
Tai PinCEO & President
|
OtherCommon Stock | 4.901 | $36.48 | $178.80 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| September 15, 2017 Filed Feb 2, 2018 01:38 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
OtherCommon Stock | 103.519 | $36.48 | $3,776.54 |
DisclosureSEC source: 0001437749-18-001516 · rdgdoc.xml · nonDerivative · entry 7 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,217.05 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| September 15, 2017 Filed Feb 2, 2018 01:34 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 549.048 | $36.48 | $20,030.15 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 7 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 96,615.52 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| September 11, 2017 Filed Feb 2, 2018 01:38 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
OtherCommon Stock | 33.439 | $35.47 | $1,185.96 |
DisclosureSEC source: 0001437749-18-001516 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,329.84 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 11, 2017 Filed Feb 2, 2018 01:34 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 1,672.891 | $35.47 | $59,331.25 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 585,799.06 F2 · kind: Dividend Reinvestment. Read SEC document |
| June 15, 2017 Filed Feb 2, 2018 01:43 UTC |
Tai PinCEO & President
|
OtherCommon Stock | 4.607 | $38.59 | $177.77 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| June 15, 2017 Filed Feb 2, 2018 01:38 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
OtherCommon Stock | 97.264 | $38.59 | $3,753.22 |
DisclosureSEC source: 0001437749-18-001516 · rdgdoc.xml · nonDerivative · entry 6 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,217.05 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| June 15, 2017 Filed Feb 2, 2018 01:34 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 515.855 | $38.59 | $19,905.81 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 6 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 96,615.52 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| June 12, 2017 Filed Feb 2, 2018 01:38 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
OtherCommon Stock | 30.136 | $39.15 | $1,179.67 |
DisclosureSEC source: 0001437749-18-001516 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,329.84 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 12, 2017 Filed Feb 2, 2018 01:34 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 1,507.591 | $39.15 | $59,014.65 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 3 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 585,799.06 F2 · kind: Dividend Reinvestment. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 18:13 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 50,000 | $38.01 | $1,900,480.00 |
DisclosureSEC source: 0001437749-17-011073 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · YFO Investments, spouse is a beneficiary Disclosed balance after: 300,000 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:11 UTC |
CHIU THOMAS C TDirector
|
Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-17-006822 · rdgdoc.xml · derivative · entry 4 CHIU THOMAS C T · CIK 0001185974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:11 UTC |
CHIU THOMAS C TDirector
|
Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-17-006822 · rdgdoc.xml · nonDerivative · entry 1 CHIU THOMAS C T · CIK 0001185974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:24 UTC |
CHAN KELLY LDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006682 · rdgdoc.xml · nonDerivative · entry 1 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,080 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:24 UTC |
CHANG MICHAEL M YDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006681 · rdgdoc.xml · nonDerivative · entry 1 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,227 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:23 UTC |
CHIU THOMAS C TDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006680 · rdgdoc.xml · nonDerivative · entry 1 CHIU THOMAS C T · CIK 0001185974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520 F1 · shares: Grant of fully vested common stock of CATY. F2 · balance_after: 1,782 shares were transferred to Living Trust as indirect ownership on 4/1/16. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:09 UTC |
CHUNG NELSONDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006678 · rdgdoc.xml · nonDerivative · entry 1 CHUNG NELSON · CIK 0001326821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,185 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:08 UTC |
FERNANDEZ FELIX SDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006677 · rdgdoc.xml · nonDerivative · entry 1 FERNANDEZ FELIX S · CIK 0001564700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · shares: Grant of fully vested common stock of CATY. F2 · balance_after: 4,785 shares were transferred to the Revocable Trust Agreement of Felizardo Sanchez Fernandez and Catherine E. Fernandez on 9/21/16. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:08 UTC |
Jelenko Jane HDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006676 · rdgdoc.xml · nonDerivative · entry 1 Jelenko Jane H · CIK 0001534768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · shares: Grant of fully vested common stock of CATY. F2 · balance_after: 1,782 shares were transferred to Intervivos Trust as indirect ownership on 4/18/16. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:08 UTC |
LEE PATRICKDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006675 · rdgdoc.xml · nonDerivative · entry 1 LEE PATRICK · CIK 0001185631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:07 UTC |
LIU TING YDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006674 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,949 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:06 UTC |
POON JOSEPH C HDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006673 · rdgdoc.xml · nonDerivative · entry 1 POON JOSEPH C H · CIK 0001185632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,185 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.