Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director | April 15, 2021 | April 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date April 15, 2021 · Filed April 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,135 |
Reported balance
After 2021-04-15 transaction · row 2
1 source rowRow 2 · 2021-04-15 · Grant · Acquired 2,075 · Balance 38,135 F1: Grant of fully vested common stock of CATY. |
| Common StockSEC Table I · non-derivative | IndirectMichael & Judy Chang Family Trust | 208,812 |
Reported balance
Holding disclosure · report date 2021-04-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 208,812 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested common stock of CATY.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2021 Filed Apr 19, 2021 21:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-009279 · rdgdoc.xml · nonDerivative · entry 2 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,135 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 04, 2020 Filed May 6, 2020 21:55 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-009634 · rdgdoc.xml · nonDerivative · entry 2 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,060 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 22:59 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007438 · rdgdoc.xml · nonDerivative · entry 1 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,949 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 18:30 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007442 · rdgdoc.xml · nonDerivative · entry 1 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,833 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006681 · rdgdoc.xml · nonDerivative · entry 1 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,227 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:49 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-17-002298 · rdgdoc.xml · derivative · entry 3 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:49 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-17-002298 · rdgdoc.xml · nonDerivative · entry 1 CHANG MICHAEL M Y · CIK 0001185627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.