Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director | May 04, 2020 | May 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date May 04, 2020 · Filed May 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,282 |
Reported balance
After 2020-05-04 transaction · row 2
1 source rowRow 2 · 2020-05-04 · Grant · Acquired 3,111 · Balance 27,282 F1: Grant of fully vested common stock of CATY. |
| Common StockSEC Table I · non-derivative | IndirectLiu Family Inter Vivo Trust | 353,664 |
Reported balance
Holding disclosure · report date 2020-05-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 353,664 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested common stock of CATY.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 6, 2020 22:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-009642 · rdgdoc.xml · nonDerivative · entry 2 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,282 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 23:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007446 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,171 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 18:46 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007451 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,055 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 02:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-001006 · rdgdoc.xml · derivative · entry 3 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 02:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001006 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Feb 2, 2018 17:57 UTC Amendment | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-001542 · rdgdoc.xml · derivative · entry 3 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| January 22, 2018 Filed Feb 2, 2018 17:57 UTC Amendment | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-18-001542 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The purpose of this amendment to the Form 4 filed by the Reporting Person on January 23, 2018 is to disclose the purchase price for the shares of the Issuer's common stock acquired by the Reporting Person as a result of the Reporting Person's exercise of stock options on January 22, 2018. Although the exercise price (which is equal to the purchase price) was disclosed in the original filing, the purchase price was inadvertently omitted. Price of the shares acquired should be $23.37. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:07 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006674 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,949 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| February 16, 2017 Filed Feb 18, 2017 00:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 13,000 | $39.04 | $507,520.00 |
DisclosureSEC source: 0001437749-17-002802 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 353,664 F1 · balance_after: The amount of securities beneficially owned by the Reporting Person reflects the disposition of 13,000 shares on February 16, 2017 in exchange for interests in a limited partnership fund. The total outstanding also reflects the sale by the Reporting Person of 5,000 Cathay General Bancorp shares for $27.00 per share on November 26, 2013, which the Reporting Person had inadvertently failed to report previously. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.