Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2005 Filed Jun 3, 2005 14:46 UTC |
Rohner William JVice President
|
SaleCommon | 1,000 | $95.00 | $95,000.00 |
DisclosureSEC source: 0000018230-05-000420 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 3,108 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 13:29 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000407 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 25 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 13:31 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000408 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 25 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 19:19 UTC |
GALLARDO JUANDirector
|
GrantCommon | 40 | $94.26 | $3,770.40 |
DisclosureSEC source: 0000018230-05-000411 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,733 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 3 shares in dividend reinvestment. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 19:20 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 10 | $94.26 | $942.60 |
DisclosureSEC source: 0000018230-05-000412 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 88 shares in dividend reinvestment. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 15:01 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000416 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 126 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 15:07 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000417 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 76 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 15:08 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000418 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 68 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:15 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 7,500 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000399 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,500 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:15 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 7,500 | $94.00 | $705,000.00 |
DisclosureSEC source: 0000018230-05-000399 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:15 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 7,500 | $50.72 | $380,362.50 |
DisclosureSEC source: 0000018230-05-000399 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2005 Filed May 19, 2005 17:43 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 500 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000397 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 500 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| May 18, 2005 Filed May 19, 2005 17:43 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 500 | $94.00 | $47,000.00 |
DisclosureSEC source: 0000018230-05-000397 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,028 F1 · balance_after: This amount includes 265 shares in 401K and 3359 shares in SEIP. Read SEC document |
| May 18, 2005 Filed May 19, 2005 17:43 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 500 | $50.72 | $25,357.50 |
DisclosureSEC source: 0000018230-05-000397 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 60 | $44.70 | $2,682.00 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 16 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,608 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| May 16, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 60 | $44.70 | $2,682.00 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 16 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,608 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| May 11, 2005 Filed May 12, 2005 15:49 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000394 · edgar.xml · derivative · entry 8 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 11, 2005 Filed May 12, 2005 15:49 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-05-000394 · edgar.xml · derivative · entry 7 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 11, 2005 Filed May 12, 2005 15:49 UTC |
WUNNING STEVEN HGroup President
|
Tax withholdingCommon | 1,108 | $90.12 | $99,847.42 |
DisclosureSEC source: 0000018230-05-000394 · edgar.xml · nonDerivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,879 F1 · balance_after: This amount includes 10,708 shares in 401K, 2529 shares in SEIP, and 339 shares in dividend reinvestment. Read SEC document |
| May 11, 2005 Filed May 12, 2005 15:49 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000394 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2005 Filed May 12, 2005 15:49 UTC |
WUNNING STEVEN HGroup President
|
Tax withholdingCommon | 1,109 | $90.12 | $99,937.54 |
DisclosureSEC source: 0000018230-05-000394 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,053 Read SEC document |
| May 11, 2005 Filed May 12, 2005 15:49 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-05-000394 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2005 Filed May 12, 2005 13:42 UTC |
BUSSELL RODNEY LVice President
|
GiftCommon | 4,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000390 · edgar.xml · nonDerivative · entry 2 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 10,000 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| May 10, 2005 Filed May 12, 2005 13:42 UTC |
BUSSELL RODNEY LVice President
|
GiftCommon | 4,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000390 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,531 F1 · balance_after: This amount includes 1700 shares in EIP-1 and 59 shares in dividend reinvestment. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC |
BEELER RODNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · derivative · entry 4 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC |
BEELER RODNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,050 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,050 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC |
BEELER RODNEY CVice President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 2899 shares in 401K and 56 shares in dividend reinvestment. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC |
BEELER RODNEY CVice President
|
Exercise / conversionCommon | 1,050 | $55.69 | $58,471.88 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2005 Filed May 12, 2005 14:48 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000392 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,627 F1 · balance_after: This amount includes 10,992 shares in 401K, 2220 shares in SEIP and 1903 shares in dividend reinvestment. Read SEC document |
| May 06, 2005 Filed May 9, 2005 14:06 UTC |
Adams Kent MVice President
|
SaleCommon | 3,473 | $90.80 | $315,348.40 |
DisclosureSEC source: 0000018230-05-000385 · edgar.xml · nonDerivative · entry 1 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 F1 · balance_after: This amount includes 4900 shares in 401K and 565 shares in dividend reinvestment. Read SEC document |
| May 06, 2005 Filed May 9, 2005 14:07 UTC |
Rohner William JVice President
|
SaleCommon | 1,000 | $90.65 | $90,650.00 |
DisclosureSEC source: 0000018230-05-000386 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 4,108 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| May 04, 2005 Filed May 5, 2005 16:04 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 4,366 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000377 · edgar.xml · derivative · entry 8 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,366 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 04, 2005 Filed May 5, 2005 16:04 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,262 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-05-000377 · edgar.xml · derivative · entry 7 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,262 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 04, 2005 Filed May 5, 2005 16:04 UTC |
WUNNING STEVEN HGroup President
|
SaleCommon | 528 | $89.06 | $47,023.68 |
DisclosureSEC source: 0000018230-05-000377 · edgar.xml · nonDerivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,124 F1 · balance_after: This amount includes 10,708 shares in 401K, 2529 shares in SEIP, and 339 shares in dividend reinvestment. Read SEC document |
| May 04, 2005 Filed May 5, 2005 16:04 UTC |
WUNNING STEVEN HGroup President
|
SaleCommon | 7,100 | $89.03 | $632,113.00 |
DisclosureSEC source: 0000018230-05-000377 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,652 Read SEC document |
| May 04, 2005 Filed May 5, 2005 16:04 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 4,366 | $51.66 | $225,530.97 |
DisclosureSEC source: 0000018230-05-000377 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2005 Filed May 5, 2005 16:04 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 3,262 | $32.91 | $107,340.02 |
DisclosureSEC source: 0000018230-05-000377 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2005 Filed May 5, 2005 18:49 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000380 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,255 F1 · balance_after: This amount includes 14,326 shares in 401K and 2,253 shares in SEIP. Read SEC document |
| May 02, 2005 Filed May 4, 2005 16:42 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000375 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Son Disclosed balance after: 100 F3 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| May 02, 2005 Filed May 4, 2005 16:42 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000375 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,124 F1 · balance_after: This amount includes 10,708 shares in 401K, 2529 shares in SEIP, and 339 shares in dividend reinvestment. Read SEC document |
| April 29, 2005 Filed May 2, 2005 15:08 UTC |
GALLARDO JUANDirector
|
GrantCommon | 51 | $87.14 | $4,444.14 |
DisclosureSEC source: 0000018230-05-000364 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,693 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 3 shares in dividend reinvestment. Read SEC document |
| April 29, 2005 Filed May 2, 2005 15:10 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 13 | $87.14 | $1,132.82 |
DisclosureSEC source: 0000018230-05-000365 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 88 shares in dividend reinvestment. Read SEC document |
| April 29, 2005 Filed May 2, 2005 15:11 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000366 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 111 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $85.035 and $90.33 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $85.035 and $90.33 per share. Read SEC document |
| April 29, 2005 Filed May 2, 2005 15:12 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000367 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 84 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $87.14 and $90.33 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $87.14 and $90.33 per share. Read SEC document |
| April 29, 2005 Filed May 2, 2005 15:14 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000368 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 100 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $87.14 and $90.33 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $87.14 and $90.33 per share. Read SEC document |
| April 29, 2005 Filed May 3, 2005 17:55 UTC |
BAHAJ ALI MVice President
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GrantPhantom Stock Units · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000371 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 27 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 29, 2005 Filed May 3, 2005 17:56 UTC |
PARKER JAMES JVice President
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GrantPhantom Stock Units · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000372 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 27 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 26, 2005 Filed Apr 27, 2005 15:27 UTC |
BEELER RODNEY CVice President
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Exercise / conversionEmployee Stock Option · Derivative | 5,805 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0000018230-05-000355 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,805 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| April 26, 2005 Filed Apr 27, 2005 15:27 UTC |
BEELER RODNEY CVice President
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SaleCommon | 5,805 | $90.75 | $526,803.75 |
DisclosureSEC source: 0000018230-05-000355 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,955 F1 · balance_after: This amount includes 2899 shares in 401K and 56 shares in dividend reinvestment. Read SEC document |
| April 26, 2005 Filed Apr 27, 2005 15:27 UTC |
BEELER RODNEY CVice President
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Exercise / conversionCommon | 5,805 | $53.53 | $310,741.65 |
DisclosureSEC source: 0000018230-05-000355 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.