Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 18,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · derivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 37,205 | $53.96 | $2,007,689.69 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 18,000 | $27.14 | $488,565.00 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 19,205 | $27.84 | $534,740.18 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2005 Filed Aug 4, 2005 12:40 UTC |
PALMER GERALDVice President
|
SaleCommon | 3,284 | $54.34 | $178,452.56 |
DisclosureSEC source: 0000018230-05-000550 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,896 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:22 UTC |
LAVIN RICHARD PVice President
|
GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000546 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,382 F1 · balance_after: This amount includes 8848 shares in 401K, 3056 shares in SEIP and 668 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 9405 additional shares of common stock. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · derivative · entry 8 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,750 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · derivative · entry 7 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,750 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,732 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · derivative · entry 6 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,732 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
SaleCommon | 5,482 | $54.28 | $297,535.55 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · nonDerivative · entry 4 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,312 F1 · balance_after: This amount includes 48 shares in dividend reinvestment. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · nonDerivative · entry 3 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
Exercise / conversionCommon | 2,750 | $27.84 | $76,570.45 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 13:23 UTC |
Rohner William JVice President
|
Exercise / conversionCommon | 2,732 | $25.83 | $70,562.37 |
DisclosureSEC source: 0000018230-05-000547 · edgar.xml · nonDerivative · entry 1 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 1, 2005 15:01 UTC |
SPRINGER WILLIAM FVice President
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000519 · edgar.xml · nonDerivative · entry 2 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,178 F1 · balance_after: This amount includes 20,386 shares in 401K, 60 shares in SEIP and 44 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3344 additional shares of common stock. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 15:43 UTC |
Halverson Bradley MController
|
GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000536 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,496 F1 · balance_after: This amount includes 7780 shares in 401K, 36 shares in SEIP and 550 shares in dividend reinvestment. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 15:47 UTC |
GOSSELIN STEPHEN AVice President
|
SaleCommon | 300 | $54.03 | $16,209.00 |
DisclosureSEC source: 0000018230-05-000539 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,702 F1 · balance_after: This amount includes 7258 shares in 401K, 1144 shares in SEIP and 4 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3398 additional shares of common stock. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 15:47 UTC |
GOSSELIN STEPHEN AVice President
|
SaleCommon | 1,200 | $54.02 | $64,824.00 |
DisclosureSEC source: 0000018230-05-000539 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,002 Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:24 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000542 · edgar.xml · derivative · entry 7 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:24 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000542 · edgar.xml · derivative · entry 6 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:24 UTC |
BANWART SIDNEY CVice President
|
Tax withholdingCommon | 1,847 | $54.10 | $99,922.70 |
DisclosureSEC source: 0000018230-05-000542 · edgar.xml · nonDerivative · entry 4 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,977 F1 · balance_after: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 15,392 additional shares of common stock. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:24 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-05-000542 · edgar.xml · nonDerivative · entry 3 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:24 UTC |
BANWART SIDNEY CVice President
|
Tax withholdingCommon | 1,846 | $54.10 | $99,868.60 |
DisclosureSEC source: 0000018230-05-000542 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,234 Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:24 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000542 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:25 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000543 · edgar.xml · derivative · entry 7 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:25 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000543 · edgar.xml · derivative · entry 6 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:25 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000543 · edgar.xml · derivative · entry 5 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:25 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000543 · edgar.xml · nonDerivative · entry 3 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 3414 shares in EIP-1 and 152 shares in dividend reinvestment. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:25 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-05-000543 · edgar.xml · nonDerivative · entry 2 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 19:25 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000543 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2005 Filed Jul 29, 2005 14:45 UTC |
OSBORN WILLIAM ADirector
|
PurchaseCommon | 1,000 | $53.94 | $53,940.00 |
DisclosureSEC source: 0000018230-05-000511 · edgar.xml · nonDerivative · entry 1 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592 F1 · balance_after: This amount includes 92 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3750 additional shares of common stock. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,880 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · derivative · entry 7 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,880 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 8,092 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · derivative · entry 6 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,092 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · derivative · entry 5 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
SaleCommon | 11,960 | $53.85 | $644,004.14 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · nonDerivative · entry 4 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,654 F1 · balance_after: This amount includes 13,478 shares in 401K, 2460 shares in SEIP and 38 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 899 additional shares of common stock. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
Exercise / conversionCommon | 3,880 | $16.45 | $63,838.03 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · nonDerivative · entry 3 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
Exercise / conversionCommon | 8,092 | $25.83 | $209,000.99 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · nonDerivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:00 UTC |
PARKER JAMES JVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000518 · edgar.xml · nonDerivative · entry 1 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 15:01 UTC |
SPRINGER WILLIAM FVice President
|
SaleCommon | 800 | $54.05 | $43,240.00 |
DisclosureSEC source: 0000018230-05-000519 · edgar.xml · nonDerivative · entry 1 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,378 Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 16:06 UTC |
GALLARDO JUANDirector
|
GrantCommon | 70 | $53.85 | $3,769.15 |
DisclosureSEC source: 0000018230-05-000525 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,666 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 6 shares in dividend reinvestment. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 46,795 additional shares of common stock. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 16:07 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 18 | $53.85 | $969.21 |
DisclosureSEC source: 0000018230-05-000526 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,276 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2035 additional shares of common stock. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 16:13 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000527 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 108 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 16:15 UTC |
GOODE DAVID RDirector
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GrantPhantom Stock Units · Derivative | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000528 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 108 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 16:16 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000529 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 100 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 19:43 UTC |
LEVENICK STUART LGroup President
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Exercise / conversionEmployee Stock Option · Derivative | 8,532 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000531 · edgar.xml · derivative · entry 3 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,532 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 19:43 UTC |
LEVENICK STUART LGroup President
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Tax withholdingCommon | 5,843 | $53.85 | $314,616.34 |
DisclosureSEC source: 0000018230-05-000531 · edgar.xml · nonDerivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,903 F1 · balance_after: This amount includes 3622 shares in EIP-1 and 28 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 13,782 additional shares of common stock. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 19:43 UTC |
LEVENICK STUART LGroup President
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Exercise / conversionCommon | 8,532 | $25.83 | $220,365.35 |
DisclosureSEC source: 0000018230-05-000531 · edgar.xml · nonDerivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2005 Filed Aug 2, 2005 15:45 UTC |
PARKER JAMES JVice President
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GrantPhantom Stock Units · Derivative | 44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000537 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 44 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 29, 2005 Filed Aug 2, 2005 15:46 UTC |
BAHAJ ALI MVice President
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GrantPhantom Stock Units · Derivative | 44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000538 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 44 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 14:41 UTC |
HELLER JOHN SVice President
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Exercise / conversionEmployee Stock Option · Derivative | 5,792 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000508 · edgar.xml · derivative · entry 3 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,792 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.