Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2005 Filed Nov 7, 2005 21:22 UTC |
Curfman Christopher CVice President
|
SaleCommon | 4,000 | $53.70 | $214,800.00 |
DisclosureSEC source: 0000018230-05-000721 · edgar.xml · nonDerivative · entry 1 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,114 Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:06 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 12,000 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000713 · edgar.xml · derivative · entry 6 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,000 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:06 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 12,456 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000713 · edgar.xml · derivative · entry 5 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,456 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:06 UTC |
HAEFELI HANS AVice President
|
Tax withholdingCommon | 431 | $52.77 | $22,741.72 |
DisclosureSEC source: 0000018230-05-000713 · edgar.xml · nonDerivative · entry 4 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,541 F1 · balance_after: This amount includes 5418 shares in EIP and 264 shares in dividend reinvestment. Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:06 UTC |
HAEFELI HANS AVice President
|
SaleCommon | 24,456 | $52.55 | $1,285,162.80 |
DisclosureSEC source: 0000018230-05-000713 · edgar.xml · nonDerivative · entry 3 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,972 Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:06 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionCommon | 12,000 | $27.84 | $334,125.60 |
DisclosureSEC source: 0000018230-05-000713 · edgar.xml · nonDerivative · entry 2 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:06 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionCommon | 12,456 | $31.17 | $388,277.19 |
DisclosureSEC source: 0000018230-05-000713 · edgar.xml · nonDerivative · entry 1 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 16:12 UTC |
BAHAJ ALI MVice President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000715 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,616 F1 · balance_after: This amount includes 24,888 shares in 401K, 546 shares in SEIP and 308 shares in dividend reinvestment. Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 22:22 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000695 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 157 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $56.02. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $56.02. Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 22:24 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000696 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 165 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $55.36 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $55.36 per share. Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 22:34 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000697 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 165 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $56.02 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $56.02 per share. Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 22:35 UTC |
GALLARDO JUANDirector
|
GrantCommon | 112 | $52.42 | $5,870.48 |
DisclosureSEC source: 0000018230-05-000698 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,925 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 6 shares in dividend reinvestment. Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 22:36 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 28 | $52.42 | $1,467.62 |
DisclosureSEC source: 0000018230-05-000699 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,340 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 14:39 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,600 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000701 · edgar.xml · derivative · entry 7 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,600 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 14:39 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,080 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000701 · edgar.xml · derivative · entry 6 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,080 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 14:39 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 1,281 | $52.42 | $67,143.62 |
DisclosureSEC source: 0000018230-05-000701 · edgar.xml · nonDerivative · entry 4 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,135 F1 · balance_after: This amount includes 7258 shares in 401K, 1144 shares in SEIP and 4 shares in dividend reinvestment. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 14:39 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 2,600 | $25.83 | $67,153.06 |
DisclosureSEC source: 0000018230-05-000701 · edgar.xml · nonDerivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 14:39 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 966 | $52.42 | $50,632.89 |
DisclosureSEC source: 0000018230-05-000701 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,816 Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 14:39 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 3,080 | $16.45 | $50,675.55 |
DisclosureSEC source: 0000018230-05-000701 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 15:29 UTC |
Rohner William JVice President
|
OtherCommon | 8,844 | $52.59 | $465,105.96 |
DisclosureSEC source: 0000018230-05-000703 · edgar.xml · nonDerivative · entry 1 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,156 F1 · balance_after: This amount includes 8844 shares in 401K and 48 shares in dividend reinvestment. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 17:40 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000707 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 45 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 17:40 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000708 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 45 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 21:47 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 1,800 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000688 · edgar.xml · derivative · entry 7 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,800 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 21:47 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 2,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000688 · edgar.xml · derivative · entry 6 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 21:47 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Tax withholdingCommon | 683 | $50.59 | $34,549.56 |
DisclosureSEC source: 0000018230-05-000688 · edgar.xml · nonDerivative · entry 4 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,468 F1 · balance_after: This amount includes 9395 shares in 401K and 26 shares in dividend reinvestment. Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 21:47 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionCommon | 1,800 | $19.20 | $34,565.76 |
DisclosureSEC source: 0000018230-05-000688 · edgar.xml · nonDerivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 21:47 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Tax withholdingCommon | 1,464 | $50.59 | $74,056.44 |
DisclosureSEC source: 0000018230-05-000688 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,351 Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 21:47 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionCommon | 2,868 | $25.83 | $74,074.99 |
DisclosureSEC source: 0000018230-05-000688 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2005 Filed Oct 31, 2005 22:22 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 70,000 | $50.77 | $3,554,180.00 |
DisclosureSEC source: 0000018230-05-000695 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,584 F1 · balance_after: This amount includes 1738 dividend reinvestment shares. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 17:18 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 70,000 | $49.97 | $3,497,613.00 |
DisclosureSEC source: 0000018230-05-000677 · edgar.xml · nonDerivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,584 F1 · balance_after: This amount includes 1738 dividend reinvestment shares. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 18:59 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
OtherCommon | 332 | $49.90 | $16,566.80 |
DisclosureSEC source: 0000018230-05-000685 · edgar.xml · nonDerivative · entry 1 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,186 F1 · balance_after: This amount includes 11,300 shares in 401K, 2420 shares in SEIP and 1418 shares in dividend reinvestment. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 17:18 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 10,000 | $50.93 | $509,303.00 |
DisclosureSEC source: 0000018230-05-000677 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,584 Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 17:20 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
OtherCommon | 1,205 | $50.55 | $60,912.75 |
DisclosureSEC source: 0000018230-05-000678 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,947 F1 · balance_after: This amount includes 9395 shares in 401K and 26 shares in dividend reinvestment. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 17:20 UTC |
BAHAJ ALI MVice President
|
OtherCommon | 6,038 | $50.55 | $305,220.90 |
DisclosureSEC source: 0000018230-05-000679 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,716 F1 · balance_after: This amount includes 24,888 shares in 401K, 546 shares in SEIP and 308 shares in dividend reinvestment. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:25 UTC |
WESTERN DONALD GVice President
|
OtherCommon | 1,925 | $50.55 | $97,308.75 |
DisclosureSEC source: 0000018230-05-000681 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,047 F1 · balance_after: This amount includes 2459 shares in 401K and 6780 shares in SEIP. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:22 UTC |
STROUP GARY AVice President
|
OtherCommon | 6,661 | $50.55 | $336,713.55 |
DisclosureSEC source: 0000018230-05-000680 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,484 F1 · balance_after: This amount includes 25,843 shares in 401K, and 994 shares in SEIP. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 29,312 additional shares of common stock. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:26 UTC |
Halverson Bradley MController
|
Exercise / conversionEmployee Stock Option · Derivative | 800 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000682 · edgar.xml · derivative · entry 5 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 800 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:26 UTC |
Halverson Bradley MController
|
Exercise / conversionEmployee Stock Option · Derivative | 3,698 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000682 · edgar.xml · derivative · entry 4 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,698 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:26 UTC |
Halverson Bradley MController
|
SaleCommon | 3,698 | $51.00 | $188,598.00 |
DisclosureSEC source: 0000018230-05-000682 · edgar.xml · nonDerivative · entry 3 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,296 F1 · balance_after: This amount includes 7780 shares in 401K, 36 shares in SEIP and 550 shares in dividend reinvestment. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:26 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 800 | $16.45 | $13,162.48 |
DisclosureSEC source: 0000018230-05-000682 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:26 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 3,698 | $19.20 | $71,013.43 |
DisclosureSEC source: 0000018230-05-000682 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:27 UTC |
VITTECOQ GERARD RGroup President
|
GiftEmployee Stock Option · Derivative | 12,600 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000683 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughters Disclosed balance after: 12,600 Underlying: Common · 12,600 shares Expires 2007-06-10 F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: The option vested in equal installments on June 10, 1998, 1999 and 2000. F4 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:27 UTC |
VITTECOQ GERARD RGroup President
|
GiftEmployee Stock Option · Derivative | 12,600 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000683 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,600 shares Expires 2007-06-10 F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: The option vested in equal installments on June 10, 1998, 1999 and 2000. F4 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| October 21, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
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PurchaseCommon | 182 | $48.84 | $8,888.88 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 23 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,933 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| October 21, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
SaleCommon | 182 | $48.84 | $8,888.88 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 23 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,933 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 14:12 UTC |
VITTECOQ GERARD RGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,360 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000662 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,360 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 14:12 UTC |
VITTECOQ GERARD RGroup President
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Tax withholdingCommon | 9,810 | $54.95 | $539,010.45 |
DisclosureSEC source: 0000018230-05-000662 · edgar.xml · nonDerivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,768 F1 · balance_after: Included in this amount are 28,806 shares in EIP. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 14:12 UTC |
VITTECOQ GERARD RGroup President
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Exercise / conversionCommon | 19,360 | $27.84 | $539,055.97 |
DisclosureSEC source: 0000018230-05-000662 · edgar.xml · nonDerivative · entry 1 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2005 Filed Oct 14, 2005 19:22 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000653 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,532 F1 · balance_after: This amount includes 28,764 shares in 401K and 4,524 shares in SEIP. Read SEC document |
| October 05, 2005 Filed Nov 9, 2005 21:36 UTC |
PALMER GERALDVice President
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GiftCommon | 4,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000729 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by wife Disclosed balance after: 15,467 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.