Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2006 Filed Jan 30, 2006 19:35 UTC |
GOODE DAVID RDirector
|
Tax withholdingCommon | 2,005 | $66.76 | $133,853.80 |
DisclosureSEC source: 0000018230-06-000053 · edgar.xml · nonDerivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,395 F1 · balance_after: Included in this amount are 1204 shares in dividend reinvestment. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 19:35 UTC |
GOODE DAVID RDirector
|
Exercise / conversionCommon | 8,000 | $16.73 | $133,875.20 |
DisclosureSEC source: 0000018230-06-000053 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 14:46 UTC |
STROUP GARY AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 18,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-06-000050 · edgar.xml · derivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 14:46 UTC |
STROUP GARY AVice President
|
SaleCommon | 18,000 | $64.00 | $1,152,000.00 |
DisclosureSEC source: 0000018230-06-000050 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,592 F1 · balance_after: This amount includes 25,937 shares in 401K, 1000 shares in SEIP and 8 shares in dividend reinvestment. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 14:46 UTC |
STROUP GARY AVice President
|
Exercise / conversionCommon | 18,000 | $27.14 | $488,565.00 |
DisclosureSEC source: 0000018230-06-000050 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 15:06 UTC |
PALMER GERALDVice President
|
SaleCommon | 5,000 | $64.00 | $320,000.00 |
DisclosureSEC source: 0000018230-06-000051 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342 F1 · balance_after: This amount includes 4717 shares in SEIP and 36 shares in dividend reinvestment. Read SEC document |
| January 12, 2006 Filed Jan 13, 2006 21:25 UTC |
PALMER GERALDVice President
|
SaleCommon | 5,000 | $62.00 | $310,000.00 |
DisclosureSEC source: 0000018230-06-000038 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,306 F1 · balance_after: This amount includes 4717 shares in SEIP. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:17 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-06-000026 · edgar.xml · derivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:17 UTC |
PALMER GERALDVice President
|
SaleCommon | 24,396 | $60.00 | $1,463,760.00 |
DisclosureSEC source: 0000018230-06-000026 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,306 F1 · balance_after: This amount includes 4717 shares in SEIP. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:17 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 19,396 | $31.17 | $604,610.17 |
DisclosureSEC source: 0000018230-06-000026 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:18 UTC |
STROUP GARY AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 20,000 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-06-000027 · edgar.xml · derivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 20,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:18 UTC |
STROUP GARY AVice President
|
SaleCommon | 20,000 | $60.00 | $1,200,000.00 |
DisclosureSEC source: 0000018230-06-000027 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,592 F1 · balance_after: This amount includes 25,937 shares in 401K, 1000 shares in SEIP and 8 shares in dividend reinvestment. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:18 UTC |
STROUP GARY AVice President
|
Exercise / conversionCommon | 20,000 | $25.36 | $507,150.00 |
DisclosureSEC source: 0000018230-06-000027 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:20 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 13,900 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-06-000028 · edgar.xml · derivative · entry 4 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,900 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:20 UTC |
BAHAJ ALI MVice President
|
SaleCommon | 25,576 | $60.00 | $1,534,560.00 |
DisclosureSEC source: 0000018230-06-000028 · edgar.xml · nonDerivative · entry 2 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,481 F1 · balance_after: This amount includes 24,994 shares in 401K, 981 shares in SEIP and 308 shares in dividend reinvestment. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:20 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 13,900 | $26.77 | $372,033.50 |
DisclosureSEC source: 0000018230-06-000028 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:21 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 5,500 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-06-000029 · edgar.xml · derivative · entry 6 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,500 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:21 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 6,110 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-06-000029 · edgar.xml · derivative · entry 5 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,110 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:21 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
SaleCommon | 11,610 | $59.88 | $695,206.80 |
DisclosureSEC source: 0000018230-06-000029 · edgar.xml · nonDerivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,518 F1 · balance_after: This amount includes 9440 shares in 401K and 31 shares in dividend reinvestment. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:21 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionCommon | 5,500 | $26.77 | $147,207.50 |
DisclosureSEC source: 0000018230-06-000029 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:21 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionCommon | 6,110 | $25.36 | $154,934.33 |
DisclosureSEC source: 0000018230-06-000029 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:41 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 108,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-06-000031 · edgar.xml · derivative · entry 6 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 108,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:41 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 38,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000031 · edgar.xml · derivative · entry 5 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 38,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:41 UTC |
SHAHEEN GERALD LGroup President
|
Tax withholdingCommon | 70,174 | $60.07 | $4,215,352.18 |
DisclosureSEC source: 0000018230-06-000031 · edgar.xml · nonDerivative · entry 4 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,206 F1 · balance_after: This amount includes 14,113 shares in 401K, and 11,447 shares in SEIP. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 65,829 additional shares of common stock. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:41 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionCommon | 108,000 | $26.77 | $2,890,620.00 |
DisclosureSEC source: 0000018230-06-000031 · edgar.xml · nonDerivative · entry 3 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:41 UTC |
SHAHEEN GERALD LGroup President
|
Tax withholdingCommon | 24,970 | $60.07 | $1,499,947.90 |
DisclosureSEC source: 0000018230-06-000031 · edgar.xml · nonDerivative · entry 2 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,380 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:41 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionCommon | 38,132 | $25.83 | $984,877.11 |
DisclosureSEC source: 0000018230-06-000031 · edgar.xml · nonDerivative · entry 1 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 16:16 UTC |
GALLARDO JUANDirector
|
GrantCommon | 102 | $57.84 | $5,899.17 |
DisclosureSEC source: 0000018230-06-000006 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,093 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 6 shares in dividend reinvestment. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 16:16 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 25 | $57.84 | $1,445.88 |
DisclosureSEC source: 0000018230-06-000007 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,382 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 16:17 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000008 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 152 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 16:17 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000009 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 144 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 16:18 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000010 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 152 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 19:13 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000013 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 19:14 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000014 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 30, 2005 Filed Jan 5, 2006 16:26 UTC |
MURPHY DANIEL MVice President
|
GiftCommon | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000016 · edgar.xml · nonDerivative · entry 1 MURPHY DANIEL M · CIK 0001171791 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,945 F1 · balance_after: This amount includes 10,948 shares in 401K, 6,411 shares in SEIP and 2 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 10.378 additional shares of common stock. Read SEC document |
| December 27, 2005 Filed Dec 30, 2005 17:17 UTC |
PARKER JAMES JVice President
|
GiftCommon | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000801 · edgar.xml · nonDerivative · entry 1 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,478 F1 · balance_after: This amount includes 13,478 shares in 401K, 2460 shares in SEIP and 38 shares in dividend reinvestment. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 16:38 UTC |
FELLIN PAOLOVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 9,010 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000799 · edgar.xml · derivative · entry 3 FELLIN PAOLO · CIK 0001287964 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,010 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 16:38 UTC |
FELLIN PAOLOVice President
|
Tax withholdingCommon | 4,323 | $58.02 | $250,820.46 |
DisclosureSEC source: 0000018230-05-000799 · edgar.xml · nonDerivative · entry 2 FELLIN PAOLO · CIK 0001287964 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,245 F1 · balance_after: This amount includes 15,796 shares in EIP. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 381 additional shares of common stock. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 16:38 UTC |
FELLIN PAOLOVice President
|
Exercise / conversionCommon | 9,010 | $27.84 | $250,872.64 |
DisclosureSEC source: 0000018230-05-000799 · edgar.xml · nonDerivative · entry 1 FELLIN PAOLO · CIK 0001287964 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2005 Filed Dec 16, 2005 14:12 UTC |
WESTERN DONALD GVice President
|
GiftCommon | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000792 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,247 F1 · balance_after: This amount includes 2459 shares in 401K and 6780 shares in SEIP. Read SEC document |
| December 14, 2005 Filed Dec 14, 2005 16:29 UTC |
PALMER GERALDVice President
|
GiftCommon | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000790 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,191 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| December 13, 2005 Filed Dec 14, 2005 15:55 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000788 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,458 F1 · balance_after: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. Read SEC document |
| December 12, 2005 Filed Dec 14, 2005 15:54 UTC |
BUSSELL RODNEY LVice President
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GiftCommon | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000787 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · balance_after: This amount includes 3414 shares in EIP-1. Read SEC document |
| December 08, 2005 Filed Dec 8, 2005 23:32 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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GiftCommon | 1,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000783 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,328 F1 · balance_after: This amount includes 28,764 shares in 401K and 4,524 shares in SEIP. Read SEC document |
| December 07, 2005 Filed Dec 7, 2005 17:30 UTC |
SPRINGER WILLIAM FVice President
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GiftCommon | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000779 · edgar.xml · nonDerivative · entry 1 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,014 F1 · balance_after: This amount includes 20,386 shares in 401K, 60 shares in SEIP and 44 shares in dividend reinvestment. Read SEC document |
| December 07, 2005 Filed Dec 7, 2005 17:31 UTC |
OBERHELMAN DOUGLAS RGroup President
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GiftCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000780 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,706 F1 · balance_after: This amount includes 21,724 shares in 401K, 8298 shares in SEIP and 1370 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 17,907 additional shares of common stock. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:38 UTC |
GALLARDO JUANDirector
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GrantCommon | 66 | $57.60 | $3,801.27 |
DisclosureSEC source: 0000018230-05-000756 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,991 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 6 shares in dividend reinvestment. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:40 UTC |
POWELL CHARLES DDirector
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GrantCommon | 17 | $57.60 | $979.12 |
DisclosureSEC source: 0000018230-05-000757 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,357 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:41 UTC |
PARKER JAMES JVice President
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GrantPhantom Stock Units · Derivative | 41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000758 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 16:42 UTC |
BAHAJ ALI MVice President
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GrantPhantom Stock Units · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000759 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.