Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2006 Filed Feb 1, 2006 19:16 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-06-000065 · edgar.xml · nonDerivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:16 UTC |
WUNNING STEVEN HGroup President
|
SaleCommon | 52,122 | $66.93 | $3,488,421.22 |
DisclosureSEC source: 0000018230-06-000065 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,239 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:16 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 38,792 | $31.17 | $1,209,220.34 |
DisclosureSEC source: 0000018230-06-000065 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:16 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 13,330 | $27.84 | $371,157.85 |
DisclosureSEC source: 0000018230-06-000065 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:30 UTC |
Adams Kent MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,570 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000068 · edgar.xml · derivative · entry 5 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,570 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:30 UTC |
Adams Kent MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,680 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000068 · edgar.xml · derivative · entry 4 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,680 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:30 UTC |
Adams Kent MVice President
|
Exercise / conversionCommon | 5,570 | $16.45 | $91,643.77 |
DisclosureSEC source: 0000018230-06-000068 · edgar.xml · nonDerivative · entry 3 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 9895 shares in 401K and 1165 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2252 additional shares of common stock. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:30 UTC |
Adams Kent MVice President
|
SaleCommon | 2,680 | $66.90 | $179,292.00 |
DisclosureSEC source: 0000018230-06-000068 · edgar.xml · nonDerivative · entry 2 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,564 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:30 UTC |
Adams Kent MVice President
|
Exercise / conversionCommon | 2,680 | $16.45 | $44,094.31 |
DisclosureSEC source: 0000018230-06-000068 · edgar.xml · nonDerivative · entry 1 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionEmployee Stock Option · Derivative | 3,590 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · derivative · entry 9 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,590 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · derivative · entry 8 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionEmployee Stock Option · Derivative | 12,900 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · derivative · entry 7 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,900 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionEmployee Stock Option · Derivative | 9,392 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · derivative · entry 6 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,392 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 3,590 | $27.84 | $99,959.24 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · nonDerivative · entry 5 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 8012 shares in 401K, 36 shares in SEIP and 566 shares in dividend reinvestment. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · nonDerivative · entry 4 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
SaleCommon | 22,292 | $67.00 | $1,493,564.00 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · nonDerivative · entry 3 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,544 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 12,900 | $26.77 | $345,268.50 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:31 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 9,392 | $31.17 | $292,766.48 |
DisclosureSEC source: 0000018230-06-000069 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:41 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 19 | $67.41 | $1,280.70 |
DisclosureSEC source: 0000018230-06-000073 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 215 shares in dividend reinvestment. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:42 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000074 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 123 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:42 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000075 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 111 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:51 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000078 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 123 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 19:52 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000079 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 111 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 21:46 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000082 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 35 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 21:46 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000083 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 35 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 96,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000086 · edgar.xml · derivative · entry 8 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 96,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000086 · edgar.xml · derivative · entry 7 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 58,743 | $67.41 | $3,959,571.92 |
DisclosureSEC source: 0000018230-06-000086 · edgar.xml · nonDerivative · entry 4 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,291 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 96,132 | $25.83 | $2,482,906.91 |
DisclosureSEC source: 0000018230-06-000086 · edgar.xml · nonDerivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 1,482 | $67.41 | $99,894.21 |
DisclosureSEC source: 0000018230-06-000086 · edgar.xml · nonDerivative · entry 2 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,902 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-06-000086 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,868 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000087 · edgar.xml · derivative · entry 7 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,868 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 7,332 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000087 · edgar.xml · derivative · entry 6 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,332 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
LAVIN RICHARD PVice President
|
Tax withholdingCommon | 1,482 | $67.41 | $99,894.21 |
DisclosureSEC source: 0000018230-06-000087 · edgar.xml · nonDerivative · entry 4 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,461 F1 · balance_after: This amount includes 8955 shares in 401K, 3559 shares in SEIP and 751 shares in dividend reinvestment. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionCommon | 3,868 | $25.83 | $99,903.09 |
DisclosureSEC source: 0000018230-06-000087 · edgar.xml · nonDerivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
LAVIN RICHARD PVice President
|
SaleCommon | 7,332 | $67.21 | $492,816.71 |
DisclosureSEC source: 0000018230-06-000087 · edgar.xml · nonDerivative · entry 2 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,075 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 22:47 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionCommon | 7,332 | $25.83 | $189,371.63 |
DisclosureSEC source: 0000018230-06-000087 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:07 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 6,076 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000090 · edgar.xml · derivative · entry 6 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,076 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:07 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 6,524 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000090 · edgar.xml · derivative · entry 5 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,524 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:07 UTC |
RAPP EDWARD JVice President
|
Tax withholdingCommon | 1,483 | $67.41 | $99,961.62 |
DisclosureSEC source: 0000018230-06-000090 · edgar.xml · nonDerivative · entry 4 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,144 F1 · balance_after: This amount includes 11,900 shares in 401K and 17 shares in dividend reinvestment. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 6817 additional shares of common stock. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:07 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionCommon | 6,076 | $16.45 | $99,969.04 |
DisclosureSEC source: 0000018230-06-000090 · edgar.xml · nonDerivative · entry 3 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:07 UTC |
RAPP EDWARD JVice President
|
SaleCommon | 6,524 | $66.93 | $436,638.27 |
DisclosureSEC source: 0000018230-06-000090 · edgar.xml · nonDerivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,551 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:07 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionCommon | 6,524 | $16.45 | $107,340.02 |
DisclosureSEC source: 0000018230-06-000090 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC |
Bell Mary AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,480 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · derivative · entry 6 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,480 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC |
Bell Mary AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · derivative · entry 5 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC |
Bell Mary AVice President
|
Tax withholdingCommon | 849 | $67.41 | $57,226.85 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 4 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,235 F1 · balance_after: This amount includes 1666 shares in 401K, 124 shares in SEIP, and 20 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3897 additional shares of common stock. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC |
Bell Mary AVice President
|
Exercise / conversionCommon | 3,480 | $16.45 | $57,256.79 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 3 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC |
Bell Mary AVice President
|
SaleCommon | 5,132 | $66.93 | $343,474.50 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,604 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC |
Bell Mary AVice President
|
Exercise / conversionCommon | 5,132 | $25.83 | $132,549.81 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 1 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 19:35 UTC |
GOODE DAVID RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $16.73 | $0.00 |
DisclosureSEC source: 0000018230-06-000053 · edgar.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2006-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.