Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2011 Filed May 2, 2011 21:18 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000271 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,348 Underlying: Common · 34 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| April 29, 2011 Filed May 4, 2011 20:36 UTC Amendment |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000279 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,348 Underlying: Common · 34 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| April 25, 2011 Filed Apr 28, 2011 15:53 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000249 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,812 F1 · balance_after: This amount includes 24,647 shares in 401K. Read SEC document |
| April 11, 2011 Filed Apr 12, 2011 14:49 UTC |
GALLARDO JUANDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $22.76 | $0.00 |
DisclosureSEC source: 0000018230-11-000232 · edgar.xml · derivative · entry 3 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2011-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy with tandem tax withholding rights. F1 · derivative.exercise_date: Exercisable in thirds - 1/3 after one year; 1/3 after two years; 1/3 after three years. Read SEC document |
| April 11, 2011 Filed Apr 12, 2011 14:49 UTC |
GALLARDO JUANDirector
|
Exercise / conversionCommon | 8,000 | $22.76 | $182,040.00 |
DisclosureSEC source: 0000018230-11-000232 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2011 Filed May 2, 2011 19:33 UTC |
GALLARDO JUANDirector
|
Exercise / conversionCommon | 8,000 | $22.76 | $182,040.00 |
DisclosureSEC source: 0000018230-11-000261 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2011 Filed Apr 12, 2011 14:32 UTC |
POWELL CHARLES DDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $22.76 | $0.00 |
DisclosureSEC source: 0000018230-11-000230 · edgar.xml · derivative · entry 3 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2011-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to buy with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after one year; 1/3 after two years; 1/3 after three years. Read SEC document |
| April 08, 2011 Filed Apr 12, 2011 14:32 UTC |
POWELL CHARLES DDirector
|
Tax withholdingCommon | 2,416 | $109.95 | $265,639.20 |
DisclosureSEC source: 0000018230-11-000230 · edgar.xml · nonDerivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,240 F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| April 08, 2011 Filed Apr 12, 2011 14:32 UTC |
POWELL CHARLES DDirector
|
Exercise / conversionCommon | 8,000 | $22.76 | $182,040.00 |
DisclosureSEC source: 0000018230-11-000230 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2011 Filed Apr 5, 2011 17:49 UTC |
LAVIN RICHARD PGroup President
|
Tax withholdingCommon | 139 | $113.10 | $15,720.90 |
DisclosureSEC source: 0000018230-11-000226 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock. F1 · balance_after: This amount includes 13,665 shares in 401K and 333 shares in dividend reinvestment. Read SEC document |
| April 04, 2011 Filed Apr 12, 2011 15:17 UTC Amendment |
LAVIN RICHARD PGroup President
|
Tax withholdingCommon | 139 | $113.10 | $15,720.90 |
DisclosureSEC source: 0000018230-11-000234 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,532 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock. F1 · balance_after: This amount includes 13,665 shares in 401K and 333 shares in dividend reinvestment. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 19:29 UTC |
LAVIN RICHARD PGroup President
|
Tax withholdingCommon | 139 | $112.74 | $15,670.86 |
DisclosureSEC source: 0000018230-11-000224 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,810 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock. F1 · balance_after: This amount includes 13,665 shares in 401K and 333 shares in dividend reinvestment. Read SEC document |
| April 01, 2011 Filed Apr 12, 2011 15:23 UTC Amendment |
LAVIN RICHARD PGroup President
|
Tax withholdingCommon | 139 | $112.74 | $15,670.86 |
DisclosureSEC source: 0000018230-11-000236 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock. F1 · balance_after: This amount includes 13,665 shares in 401K and 333 shares in dividend reinvestment. Read SEC document |
| April 01, 2011 Filed May 2, 2011 21:18 UTC |
LAVIN RICHARD PGroup President
|
Tax withholdingCommon | 139 | $112.74 | $15,670.86 |
DisclosureSEC source: 0000018230-11-000271 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 F4 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock. F1 · balance_after: This amount includes 13,665 shares in 401K and 333 shares in dividend reinvestment. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 18:38 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 156 | $111.43 | $17,382.30 |
DisclosureSEC source: 0000018230-11-000203 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,583 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 18:57 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 36 | $111.43 | $4,011.30 |
DisclosureSEC source: 0000018230-11-000207 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,656 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 19:35 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000210 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,642 Underlying: Common · 156 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $155.5665 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $155.5665 per share. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 19:48 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000215 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,902 Underlying: Common · 156 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 19:43 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000213 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,370 Underlying: Common · 156 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 19:53 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000217 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,123 Underlying: Common · 163 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 20:01 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000219 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,565 Underlying: Common · 163 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 18:37 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantPhantom Stock Units · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000222 · edgar.xml · derivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089 Underlying: Common · 19 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F1 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 19:29 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000224 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314 Underlying: Common · 27 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| March 31, 2011 Filed Apr 5, 2011 17:49 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000226 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314 Underlying: Common · 27 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| March 31, 2011 Filed Apr 12, 2011 15:23 UTC Amendment |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000236 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314 Underlying: Common · 27 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2011 Filed Mar 30, 2011 15:05 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 126,000 | $0.00 Strike: $38.63 | $0.00 |
DisclosureSEC source: 0000018230-11-000197 · edgar.xml · derivative · entry 4 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 126,000 shares Expires 2014-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| March 28, 2011 Filed Mar 30, 2011 15:05 UTC |
LEVENICK STUART LGroup President
|
Tax withholdingCommon | 78,145 | $109.95 | $8,591,652.03 |
DisclosureSEC source: 0000018230-11-000197 · edgar.xml · nonDerivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,526 F1 · balance_after: This amount includes 4391 shares in 401K and 27 shares in dividend reinvestment. Read SEC document |
| March 28, 2011 Filed Mar 30, 2011 15:05 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionCommon | 126,000 | $38.63 | $4,867,065.00 |
DisclosureSEC source: 0000018230-11-000197 · edgar.xml · nonDerivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2011 Filed Aug 9, 2011 20:28 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GiftCommon | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000419 · edgar.xml · nonDerivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 F1 · balance_after: This amount includes 3596 shares in 401K. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:05 UTC |
WHITE MILES DDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000155 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:06 UTC |
Smith Joshua IDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000156 · edgar.xml · nonDerivative · entry 1 Smith Joshua I · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: This amount includes 203 shares in dividend reinvestment. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:07 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000157 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,427 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:08 UTC |
RUST EDWARD B JRDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000158 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,519 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:10 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000159 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,620 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:10 UTC |
OSBORN WILLIAM ADirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000160 · edgar.xml · nonDerivative · entry 1 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,311 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: This amount includes 225 shares in dividend reinvestment. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:12 UTC |
GREENE JESSE J JRDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000162 · edgar.xml · nonDerivative · entry 1 GREENE JESSE J JR · CIK 0001111353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,980 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:11 UTC |
MAGOWAN PETER ADirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000161 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,570 F4 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: This amount includes 162 shares in dividend reinvestment. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:12 UTC |
GOODE DAVID RDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000163 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,839 F4 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F1 · balance_after: Included in this amount are 5198 shares in dividend reinvestment. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:13 UTC |
GALLARDO JUANDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000164 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,860 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:14 UTC |
DICKINSON DANIEL MDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000165 · edgar.xml · nonDerivative · entry 1 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,406 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:14 UTC |
BRAZIL JOHN RDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000166 · edgar.xml · nonDerivative · entry 1 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,389 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 19:15 UTC |
FIFE EUGENE VDirector
|
GrantCommon | 980 | $102.13 | $100,087.40 |
DisclosureSEC source: 0000018230-11-000167 · edgar.xml · nonDerivative · entry 1 FIFE EUGENE V · CIK 0001029606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,586 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:32 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantStock Appreciation Rights · Derivative | 3,841 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000181 · edgar.xml · derivative · entry 3 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841 Underlying: Common · 3,841 shares Expires 2021-03-07 F4 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:33 UTC |
RAPP EDWARD JCFO & Group President
|
GrantStock Appreciation Rights · Derivative | 56,228 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000182 · edgar.xml · derivative · entry 3 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,228 Underlying: Common · 56,228 shares Expires 2021-03-07 F4 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:33 UTC |
LAVIN RICHARD PGroup President
|
GrantStock Appreciation Rights · Derivative | 53,669 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000183 · edgar.xml · derivative · entry 4 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,669 Underlying: Common · 53,669 shares Expires 2021-03-07 F4 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:34 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GrantStock Appreciation Rights · Derivative | 226,224 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000184 · edgar.xml · derivative · entry 3 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,224 Underlying: Common · 226,224 shares Expires 2021-03-07 F4 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:34 UTC |
BUDA JAMES BSr. VP & Chief Legal Officer
|
GrantStock Appreciation Rights · Derivative | 23,379 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000185 · edgar.xml · derivative · entry 3 BUDA JAMES B · CIK 0001171771 · Sr. VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,379 Underlying: Common · 23,379 shares Expires 2021-03-07 F4 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:35 UTC |
Halverson Bradley MVice President
|
GrantStock Appreciation Rights · Derivative | 22,696 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000186 · edgar.xml · derivative · entry 4 Halverson Bradley M · CIK 0001307061 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696 Underlying: Common · 22,696 shares Expires 2021-03-07 F5 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:35 UTC |
WUNNING STEVEN HGroup President
|
GrantStock Appreciation Rights · Derivative | 58,788 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000187 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,788 Underlying: Common · 58,788 shares Expires 2021-03-07 F6 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 20:36 UTC |
LEVENICK STUART LGroup President
|
GrantStock Appreciation Rights · Derivative | 56,228 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0000018230-11-000189 · edgar.xml · derivative · entry 3 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,228 Underlying: Common · 56,228 shares Expires 2021-03-07 F4 · derivative.exercise_date: The stock appreciation rights vest on March 7, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.