Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2003 Filed Aug 7, 2003 21:14 UTC |
PALMER GERALDVice President
|
OtherCommon | 14,060 | $66.55 | $935,625.51 |
DisclosureSEC source: 0000018230-03-000385 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,131 F1 · kind: This transaction reflects the election to transfer funds from EIP-1 in the Company's 401(k) plan to other funds within the 401(k) plan. F2 · balance_after: This amount includes 2226 shares in SEIP. Read SEC document |
| August 05, 2003 Filed Aug 11, 2003 14:51 UTC Amendment |
PALMER GERALDVice President
|
OtherCommon | 14,060 | $66.55 | $935,625.51 |
DisclosureSEC source: 0000018230-03-000389 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,226 F1 · kind: This transaction reflects the election to transfer funds from EIP-1 in the Company's 401(k) plan to other funds within the 401(k) plan. F2 · balance_after: This amount includes 2245 shares in SEIP and 76 shares acquired under Caterpillar's 401K plan since the date of the reporting person's last ownership report. Read SEC document |
| July 31, 2003 Filed Jul 31, 2003 15:25 UTC |
SCHENA CHRISTIANO VVice President
|
SaleCommon | 1,644 | $67.73 | $111,348.12 |
DisclosureSEC source: 0000018230-03-000353 · edgar.xml · nonDerivative · entry 4 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 F1 · balance_after: This amount includes 6880 shares in EIP-1, 347 shares in 401K and 66 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Jul 31, 2003 15:25 UTC |
SCHENA CHRISTIANO VVice President
|
SaleCommon | 1,900 | $67.70 | $128,630.00 |
DisclosureSEC source: 0000018230-03-000353 · edgar.xml · nonDerivative · entry 3 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,943 Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 51,399 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · derivative · entry 7 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 51,399 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,987 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · derivative · entry 6 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,987 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
SaleCommon | 2,500 | $67.65 | $169,125.00 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 5 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,974 F1 · balance_after: This amount includes 5258 shares in EIP-1, 883 shares in 401K and 3450 shares in SEIP. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
Tax withholdingCommon | 35,699 | $67.73 | $2,417,714.78 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 4 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,474 Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionCommon | 51,399 | $38.41 | $1,974,045.41 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 3 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
Tax withholdingCommon | 3,814 | $67.73 | $258,303.15 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 2 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,774 Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC |
SHAHEEN GERALD LGroup President
|
Exercise / conversionCommon | 5,987 | $32.91 | $197,009.42 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 1 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:20 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 20 | $67.73 | $1,354.50 |
DisclosureSEC source: 0000018230-03-000369 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:10 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,544 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000360 · edgar.xml · derivative · entry 2 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,544 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:10 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionCommon | 3,544 | $26.77 | $94,857.29 |
DisclosureSEC source: 0000018230-03-000360 · edgar.xml · nonDerivative · entry 1 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 6880 shares in EIP-1, 347 shares in 401K and 66 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:18 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 3,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000362 · edgar.xml · derivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,000 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:18 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 1,719 | $67.73 | $116,419.28 |
DisclosureSEC source: 0000018230-03-000362 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,432 F1 · balance_after: This amount includes 7229 shares in EIP-1, 335 shares in 401K, 613 shares in SEIP and 1244 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:18 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionCommon | 3,000 | $26.77 | $80,296.80 |
DisclosureSEC source: 0000018230-03-000362 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:21 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000370 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 79 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:23 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000371 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 86 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:24 UTC |
WUNNING STEVEN HVice President
|
GrantPhantom Stock Units · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000372 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 26 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:26 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000373 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 28 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:51 UTC |
GALLARDO JUANDirector
|
GrantCommon | 56 | $67.73 | $3,792.60 |
DisclosureSEC source: 0000018230-03-000376 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,433 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 13 shares in dividend reinvestment. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 15:25 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,736 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000353 · edgar.xml · derivative · entry 5 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,736 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 15:25 UTC |
SCHENA CHRISTIANO VVice President
|
Tax withholdingCommon | 1,515 | $65.97 | $99,944.55 |
DisclosureSEC source: 0000018230-03-000353 · edgar.xml · nonDerivative · entry 2 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,843 Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 15:25 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionCommon | 3,736 | $26.77 | $99,996.28 |
DisclosureSEC source: 0000018230-03-000353 · edgar.xml · nonDerivative · entry 1 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 20:36 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000356 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,151 F1 · balance_after: This amount includes 7229 shares in EIP-1, 335 shares in 401K, 613 shares in SEIP and 1244 shares in dividend reinvestment. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:44 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,376 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-03-000345 · edgar.xml · derivative · entry 4 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,376 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:44 UTC |
LAVIN RICHARD PVice President
|
Tax withholdingCommon | 808 | $65.36 | $52,806.84 |
DisclosureSEC source: 0000018230-03-000345 · edgar.xml · nonDerivative · entry 2 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,890 F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:44 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionCommon | 1,376 | $38.41 | $52,847.07 |
DisclosureSEC source: 0000018230-03-000345 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 19:27 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000347 · edgar.xml · derivative · entry 5 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 19:27 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,500 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000347 · edgar.xml · derivative · entry 4 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,500 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 19:27 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 1,038 | $32.91 | $34,156.64 |
DisclosureSEC source: 0000018230-03-000347 · edgar.xml · nonDerivative · entry 2 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 8501 shares in EIP-1, 34 shares in SEIP and 10 shares in dividend reinvestment. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 19:27 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 1,500 | $30.16 | $45,234.30 |
DisclosureSEC source: 0000018230-03-000347 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 17,684 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 12 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,684 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 11 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 12,264 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 10 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,264 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,736 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 9 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,736 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Tax withholdingCommon | 11,249 | $65.36 | $735,178.40 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 8 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,343 F1 · balance_after: This amount includes 9731 shares in EIP-1, 5244 shares in 401K, 4504 shares in SEIP and 76 shares in dividend reinvestment. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionCommon | 17,684 | $30.16 | $533,282.24 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 7 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Tax withholdingCommon | 1,530 | $65.36 | $99,993.15 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 6 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,908 Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 5 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Tax withholdingCommon | 7,371 | $65.36 | $481,731.71 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 4 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionCommon | 12,264 | $26.77 | $328,253.32 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 3 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Tax withholdingCommon | 1,530 | $65.36 | $99,993.15 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 2 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC |
INGS DONALD MVice President
|
Exercise / conversionCommon | 3,736 | $26.77 | $99,996.28 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 1 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 17:16 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,960 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000341 · edgar.xml · derivative · entry 3 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,960 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 17:16 UTC |
RAPP EDWARD JVice President
|
Tax withholdingCommon | 819 | $64.05 | $52,456.95 |
DisclosureSEC source: 0000018230-03-000341 · edgar.xml · nonDerivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,284 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 17:16 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionCommon | 1,960 | $26.77 | $52,460.58 |
DisclosureSEC source: 0000018230-03-000341 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 4885 shares in EIP-1, 845 shares in 401K and 1 share in dividend reinvestment. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 17:03 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 788 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000339 · edgar.xml · derivative · entry 10 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 788 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 17:03 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,225 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-03-000339 · edgar.xml · derivative · entry 9 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,225 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.