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CAT

CATERPILLAR INC

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2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2004 Filed Nov 19, 2004 19:39 UTC
LEVENICK STUART LGroup President
Exercise / conversionCommon 1,934 $51.66 $99,903.09
Disclosure

SEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 1

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2004 Filed Nov 17, 2004 19:31 UTC
GOSSELIN STEPHEN AVice President
Exercise / conversionEmployee Stock Option · Derivative 849 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-04-000650 · edgar.xml · derivative · entry 7

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 849 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 15, 2004 Filed Nov 17, 2004 19:31 UTC
GOSSELIN STEPHEN AVice President
Exercise / conversionEmployee Stock Option · Derivative 940 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-04-000650 · edgar.xml · derivative · entry 6

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 940 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 15, 2004 Filed Nov 17, 2004 19:31 UTC
GOSSELIN STEPHEN AVice President
Tax withholdingCommon 505 $90.03 $45,462.63
Disclosure

SEC source: 0000018230-04-000650 · edgar.xml · nonDerivative · entry 4

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548

F1 · balance_after: This amount includes 3301 shares in 401K and 416 shares in SEIP.

Read SEC document
November 15, 2004 Filed Nov 17, 2004 19:31 UTC
GOSSELIN STEPHEN AVice President
Exercise / conversionCommon 849 $38.41 $32,606.95
Disclosure

SEC source: 0000018230-04-000650 · edgar.xml · nonDerivative · entry 3

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2004 Filed Nov 17, 2004 19:31 UTC
GOSSELIN STEPHEN AVice President
Tax withholdingCommon 314 $90.03 $28,267.85
Disclosure

SEC source: 0000018230-04-000650 · edgar.xml · nonDerivative · entry 2

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,204

Read SEC document
November 15, 2004 Filed Nov 17, 2004 19:31 UTC
GOSSELIN STEPHEN AVice President
Exercise / conversionCommon 940 $30.16 $28,346.83
Disclosure

SEC source: 0000018230-04-000650 · edgar.xml · nonDerivative · entry 1

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2004 Filed Nov 12, 2004 19:14 UTC
BAHAJ ALI MVice President
GiftCommon 100 $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000646 · edgar.xml · nonDerivative · entry 1

BAHAJ ALI M · CIK 0001172565 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,835

F1 · balance_after: This amount includes 8997 shares in EIP-1 and 144 shares in SEIP.

Read SEC document
November 11, 2004 Filed Nov 12, 2004 13:49 UTC
STROUP GARY AVice President
SaleCommon 2,109 $90.00 $189,810.00
Disclosure

SEC source: 0000018230-04-000642 · edgar.xml · nonDerivative · entry 1

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,234

F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 19:05 UTC
Bell Mary AVice President
Exercise / conversionEmployee Stock Option · Derivative 200 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-04-000644 · edgar.xml · derivative · entry 6

BELL MARY H · CIK 0001273773 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 200 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 19:05 UTC
Bell Mary AVice President
Exercise / conversionEmployee Stock Option · Derivative 940 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-04-000644 · edgar.xml · derivative · entry 5

BELL MARY H · CIK 0001273773 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 940 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 19:05 UTC
Bell Mary AVice President
Tax withholdingCommon 74 $88.50 $6,548.63
Disclosure

SEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 4

BELL MARY H · CIK 0001273773 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,721

F1 · balance_after: This amount includes 746 shares in 401K, 20 shares in SEIP, and 9 shares in dividend reinvestment.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 19:05 UTC
Bell Mary AVice President
Exercise / conversionCommon 200 $32.91 $6,581.24
Disclosure

SEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 3

BELL MARY H · CIK 0001273773 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 19:05 UTC
Bell Mary AVice President
Tax withholdingCommon 320 $88.50 $28,318.40
Disclosure

SEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 2

BELL MARY H · CIK 0001273773 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595

Read SEC document
November 10, 2004 Filed Nov 12, 2004 19:05 UTC
Bell Mary AVice President
Exercise / conversionCommon 940 $30.16 $28,346.83
Disclosure

SEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 1

BELL MARY H · CIK 0001273773 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 19:37 UTC
WESTERN DONALD GVice President
Exercise / conversionEmployee Stock Option · Derivative 9,300 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-04-000639 · edgar.xml · derivative · entry 4

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,300 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 19:37 UTC
WESTERN DONALD GVice President
Tax withholdingCommon 5,225 $86.84 $453,739.00
Disclosure

SEC source: 0000018230-04-000639 · edgar.xml · nonDerivative · entry 2

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,335

F1 · balance_after: This amount includes 12,537 shares in 401K and 3352 shares in SEIP.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 19:37 UTC
WESTERN DONALD GVice President
Exercise / conversionCommon 9,300 $32.91 $306,027.66
Disclosure

SEC source: 0000018230-04-000639 · edgar.xml · nonDerivative · entry 1

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 19:38 UTC
BENSON RICHARD AVice President
Exercise / conversionEmployee Stock Option · Derivative 8,399 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-04-000640 · edgar.xml · derivative · entry 3

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,399 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to Buy) with tandem tax withholding rights.

F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 19:38 UTC
BENSON RICHARD AVice President
Tax withholdingCommon 5,093 $86.84 $442,276.12
Disclosure

SEC source: 0000018230-04-000640 · edgar.xml · nonDerivative · entry 2

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,510

F1 · balance_after: This amount includes 18,789 shares in 401K.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 19:38 UTC
BENSON RICHARD AVice President
Exercise / conversionCommon 8,399 $38.41 $322,574.51
Disclosure

SEC source: 0000018230-04-000640 · edgar.xml · nonDerivative · entry 1

BENSON RICHARD A · CIK 0001171769 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2004 Filed Nov 8, 2004 14:53 UTC
STROUP GARY AVice President
SaleCommon 2,742 $87.50 $239,925.00
Disclosure

SEC source: 0000018230-04-000630 · edgar.xml · nonDerivative · entry 1

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,343

F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment.

Read SEC document
November 05, 2004 Filed Nov 8, 2004 14:54 UTC
BANWART SIDNEY CVice President
SaleCommon 410 $87.00 $35,670.00
Disclosure

SEC source: 0000018230-04-000631 · edgar.xml · nonDerivative · entry 1

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,079

F1 · balance_after: This amount includes 11,017 shares in 401K, 2204 shares in SEIP and 1903 shares in dividend reinvestment.

Read SEC document
November 05, 2004 Filed Nov 9, 2004 19:08 UTC
BUDA JAMES BVP, General Counsel, Secy.
Exercise / conversionEmployee Stock Option · Derivative 2,601 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-04-000636 · edgar.xml · derivative · entry 3

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,601 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 05, 2004 Filed Nov 9, 2004 19:08 UTC
BUDA JAMES BVP, General Counsel, Secy.
Tax withholdingCommon 1,149 $86.89 $99,836.61
Disclosure

SEC source: 0000018230-04-000636 · edgar.xml · nonDerivative · entry 2

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

F1 · balance_after: This amount includes 5150 shares in 401K, 1036 shares in SEIP and 587 shares in dividend reinvestment.

Read SEC document
November 05, 2004 Filed Nov 9, 2004 19:08 UTC
BUDA JAMES BVP, General Counsel, Secy.
Exercise / conversionCommon 2,601 $38.41 $99,894.79
Disclosure

SEC source: 0000018230-04-000636 · edgar.xml · nonDerivative · entry 1

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 4, 2004 22:27 UTC
MURPHY DANIEL MVice President
SaleCommon 5,978 $85.00 $508,130.00
Disclosure

SEC source: 0000018230-04-000623 · edgar.xml · nonDerivative · entry 1

MURPHY DANIEL M · CIK 0001171791 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,478

F1 · balance_after: This amount includes 6687 shares in 401K and 2663 shares in SEIP.

Read SEC document
November 04, 2004 Filed Nov 4, 2004 22:46 UTC
STROUP GARY AVice President
SaleCommon 11,628 $85.00 $988,380.00
Disclosure

SEC source: 0000018230-04-000624 · edgar.xml · nonDerivative · entry 1

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,085

F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment.

Read SEC document
November 04, 2004 Filed Nov 5, 2004 14:00 UTC
BANWART SIDNEY CVice President
SaleCommon 936 $85.00 $79,560.00
Disclosure

SEC source: 0000018230-04-000626 · edgar.xml · nonDerivative · entry 2

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,489

F1 · balance_after: This amount includes 11,017 shares in 401K, 2204 shares in SEIP and 1903 shares in dividend reinvestment.

Read SEC document
November 04, 2004 Filed Nov 5, 2004 14:00 UTC
BANWART SIDNEY CVice President
SaleCommon 2,154 $84.47 $181,948.38
Disclosure

SEC source: 0000018230-04-000626 · edgar.xml · nonDerivative · entry 1

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,425

Read SEC document
November 03, 2004 Filed Nov 4, 2004 17:41 UTC
BANWART SIDNEY CVice President
SaleCommon 386 $83.96 $32,408.56
Disclosure

SEC source: 0000018230-04-000616 · edgar.xml · nonDerivative · entry 1

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,579

F1 · balance_after: This amount includes 11,017 shares in 401K, 2204 shares in SEIP and 1903 shares in dividend reinvestment.

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC Exercise / conversionEmployee Stock Option · Derivative 4,000 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · derivative · entry 7

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,000 shares

Expires 2007-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC Exercise / conversionEmployee Stock Option · Derivative 4,000 $0.00 Strike: $33.47 $0.00
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · derivative · entry 6

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,000 shares

Expires 2006-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC SaleCommon 100 $83.81 $8,381.00
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · nonDerivative · entry 5

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,021

F1 · balance_after: This amount includes 171 dividend reinvestment shares.

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC SaleCommon 200 $83.80 $16,760.00
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · nonDerivative · entry 4

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC SaleCommon 7,700 $83.77 $645,029.00
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · nonDerivative · entry 3

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC Exercise / conversionCommon 4,000 $39.19 $156,750.00
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · nonDerivative · entry 2

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2004 Filed Nov 4, 2004 20:19 UTC Exercise / conversionCommon 4,000 $33.47 $133,874.80
Disclosure

SEC source: 0000018230-04-000620 · edgar.xml · nonDerivative · entry 1

BLOUNT W FRANK · CIK 0001057580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 15:38 UTC
MURPHY DANIEL MVice President
GiftCommon 100 $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000612 · edgar.xml · nonDerivative · entry 1

MURPHY DANIEL M · CIK 0001171791 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,456

F1 · balance_after: This amount includes 6687 shares in 401K and 2663 shares in SEIP.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 15:41 UTC
STROUP GARY AVice President
SaleCommon 2,510 $82.50 $207,075.00
Disclosure

SEC source: 0000018230-04-000614 · edgar.xml · nonDerivative · entry 1

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,713

F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Exercise / conversionEmployee Stock Option · Derivative 1,795 $0.00 Strike: $55.69 $0.00
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · derivative · entry 11

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,795 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to Buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Exercise / conversionEmployee Stock Option · Derivative 1,934 $0.00 Strike: $51.66 $0.00
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · derivative · entry 10

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,934 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to Buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Exercise / conversionEmployee Stock Option · Derivative 17,962 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · derivative · entry 9

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,962 shares

Expires 2005-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to Buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
SaleCommon 862 $81.97 $70,658.14
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 7

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,727

F1 · balance_after: This amount includes 2285 shares in SEIP.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
SaleCommon 17,100 $81.90 $1,400,490.00
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 6

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,589

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November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Tax withholdingCommon 1,212 $82.45 $99,923.34
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 5

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,689

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Exercise / conversionCommon 1,795 $55.69 $99,959.06
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 4

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Tax withholdingCommon 1,211 $82.45 $99,840.90
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 3

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,106

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Exercise / conversionCommon 1,934 $51.66 $99,903.09
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 2

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 19:53 UTC
PALMER GERALDVice President
Exercise / conversionCommon 17,962 $32.91 $591,061.16
Disclosure

SEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 1

PALMER GERALD · CIK 0001171803 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.