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CANN

TREES Corp (Colorado)

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0001477009
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226

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 4, 2017 18:33 UTC
FEINSOD MICHAELDirector · 10% owner
GrantOption · Derivative 25,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001387131-17-001916 · feinsod-form4_033117.xml · derivative · entry 1

FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:28 UTC GrantOption · Derivative 25,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001387131-17-001915 · boockvar-form4_033117.xml · derivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:26 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
GrantOption · Derivative 10,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001387131-17-001914 · frichtel-form4_033117.xml · derivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 18:18 UTC
FEINSOD MICHAELDirector · 10% owner
SaleCommon Stock 200,000 $1.25 $250,000.00
Disclosure

SEC source: 0001387131-17-000680 · feinsod-form4_020717.xml · nonDerivative · entry 1

FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Infinity Capital, LLC

Disclosed balance after: 1,100,000

F1 · kind: On February 7, 2017, Infinity Capital, LLC ("Infinity Capital") sold in a private transaction 200,000 shares of Common Stock for $250,000 to an unrelated entity that is not a registered broker-dealer.

F1 · price: On February 7, 2017, Infinity Capital, LLC ("Infinity Capital") sold in a private transaction 200,000 shares of Common Stock for $250,000 to an unrelated entity that is not a registered broker-dealer.

F2 · ownership.nature: The Reporting Person is the sole member (and managing member) of Infinity Capital.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 18:40 UTC SaleCommon Stock 1,290,090 $2.75 $3,547,747.50
Disclosure

SEC source: 0001213900-17-000859 · f4013017kelsey_generalcanna.xml · nonDerivative · entry 1

Kelsey Michael R. · CIK 0001695521 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By BGBW LLC

Disclosed balance after: 1,209,091

F1 · ownership.nature: Mr. Kelsey, as sole member, controls BGBW LLC.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:22 UTC GrantOption · Derivative 100,000 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001209191-17-006428 · doc4.xml · derivative · entry 1

Green Mark D. · CIK 0001696699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-01-27

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:56 UTC
Whitson ShellyPrincipal Accounting Officer
SaleCommon Stock 20,000 $2.51 $50,280.00
Disclosure

SEC source: 0001387131-17-000351 · whitson-form4_012517.xml · nonDerivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.50 to $2.53. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.

Read SEC document
January 13, 2017 Filed Feb 2, 2018 16:38 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
GiftCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-18-000445 · frichtel-form5_123117.xml · nonDerivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,000

F1 · price: This transaction represents a gift/charitable donation to a 501(c)(3) charitable organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 18:06 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionOptions · Derivative 20,000 Not disclosed Strike: $0.61 Not disclosed
Disclosure

SEC source: 0001387131-17-000142 · whitson-form4_010517.xml · derivative · entry 2

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 20,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: Currently Exercisable.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 18:06 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionCommon Stock 20,000 $0.61 $12,100.00
Disclosure

SEC source: 0001387131-17-000142 · whitson-form4_010517.xml · nonDerivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:25 UTC
Levin DuncanDirector
GrantOption · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001387131-17-000081 · levin-form4_123016.xml · derivative · entry 1

Levin Duncan · CIK 0001690950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:29 UTC
Whitson ShellyPrincipal Accounting Officer
GrantOption · Derivative 10,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001387131-17-000085 · whitson-form4_123016.xml · derivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2021-12-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:26 UTC
FEINSOD MICHAELDirector · 10% owner
GrantOption · Derivative 50,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001387131-17-000083 · feinsod-form4_123016.xml · derivative · entry 1

FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2021-12-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:27 UTC GrantOption · Derivative 15,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001387131-17-000084 · frichtel-form4_123016.xml · derivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2021-12-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:25 UTC GrantOption · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001387131-17-000080 · boockvar-form4_123016.xml · derivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-30

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 20:46 UTC Amendment
Frichtel Robert LawrenceDirector · Chief Executive Officer
GrantOption · Derivative 15,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001387131-17-000113 · frichtel-form4a_123016.xml · derivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2021-12-30

F1 · shares: The options were inadvertently reported as disposed in Column 5 of Table II of the reporting person's original Form 4.

F3 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F2 · derivative.exercise_date: The options vest over a one year period.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 15:03 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionCommon Stock 10,000 $3.36 $33,600.00
Disclosure

SEC source: 0001387131-16-008274 · whitson-form4_112916.xml · nonDerivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Average Price

Read SEC document
November 29, 2016 Filed Feb 3, 2017 16:18 UTC
FEINSOD MICHAELDirector · 10% owner
GiftCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-17-000517 · feinsod-form5_123116.xml · nonDerivative · entry 2

FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Infinity Capital, LLC

Disclosed balance after: 1,300,000

F1 · price: This transaction relates to a charitable donation to a 501(c)(3) charitable organization.

F4 · balance_after: The amount of shares beneficially owned was adjusted to reconcile with the Reporting Person's records.

F2 · ownership.nature: The Reporting Person is the sole member (and managing member) of Infinity Capital, LLC.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 13:33 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionCommon Stock 5,000 $3.19 $15,950.00
Disclosure

SEC source: 0001387131-16-008162 · whitson-form4_112216.xml · nonDerivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 28, 2016 18:10 UTC
Levin DuncanDirector
GrantOption · Derivative 100,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001209191-16-152214 · doc4.xml · derivative · entry 1

Levin Duncan · CIK 0001690950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2021-11-22

F1 · shares: The options vest over a one year period.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 20,000 $3.73 $74,500.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 8

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 10,000 $3.69 $36,900.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 7

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 15,000 $3.56 $53,325.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 6

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Feb 3, 2017 16:21 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
GiftCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-17-000520 · frichtel-form5_123116.xml · nonDerivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,000

F1 · price: This transaction represents a gift / charitable donation to a 501(c)(3) charitable organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 10,000 $4.18 $41,750.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 5

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 4

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 10,000 $4.05 $40,500.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 3

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 15,000 $4.00 $60,015.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 2

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 15:19 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionOptions · Derivative 15,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001387131-16-008078 · whitson-form4_111616.xml · derivative · entry 2

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 15,000 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: Currently Exercisable.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 15:19 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionCommon Stock 15,000 $1.03 $15,450.00
Disclosure

SEC source: 0001387131-16-008078 · whitson-form4_111616.xml · nonDerivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 19:33 UTC Exercise / conversionCommon Stock 10,000 $4.15 $41,500.00
Disclosure

SEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:41 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionCommon Stock 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0001387131-16-008018 · whitson-form4_110716.xml · nonDerivative · entry 2

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:44 UTC Amendment Exercise / conversionOption · Derivative 100,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001387131-16-008020 · boockvar-form4a_111016.xml · derivative · entry 2

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,000

Underlying: Common Stock · 100,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:44 UTC Amendment Exercise / conversionCommon Stock 100,000 $1.03 $103,000.00
Disclosure

SEC source: 0001387131-16-008020 · boockvar-form4a_111016.xml · nonDerivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 15:57 UTC Exercise / conversionOption · Derivative 1 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001387131-16-008003 · boockvar-form4_111016.xml · derivative · entry 2

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,000

Underlying: Common Stock · 100,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 15:57 UTC Exercise / conversionCommon Stock 100,000 $1.03 $103,000.00
Disclosure

SEC source: 0001387131-16-008003 · boockvar-form4_111016.xml · nonDerivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 15, 2016 21:41 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionOptions · Derivative 10,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001387131-16-008018 · whitson-form4_110716.xml · derivative · entry 3

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,000

Underlying: Common Stock · 10,000 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: Currently Exercisable.

Read SEC document
November 07, 2016 Filed Nov 15, 2016 21:41 UTC
Whitson ShellyPrincipal Accounting Officer
Exercise / conversionCommon Stock 10,000 $1.03 $10,300.00
Disclosure

SEC source: 0001387131-16-008018 · whitson-form4_110716.xml · nonDerivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 16:56 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
SaleCommon Stock 25,000 $3.55 $88,750.00
Disclosure

SEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 4

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,000

Read SEC document
October 17, 2016 Filed Oct 18, 2016 16:56 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
SaleCommon Stock 25,000 $3.50 $87,500.00
Disclosure

SEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 3

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,000

Read SEC document
October 17, 2016 Filed Oct 18, 2016 16:56 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
SaleCommon Stock 10,000 $3.67 $36,700.00
Disclosure

SEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 2

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,000

Read SEC document
October 17, 2016 Filed Oct 18, 2016 16:56 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
SaleCommon Stock 15,000 $3.73 $55,950.00
Disclosure

SEC source: 0001387131-16-007379 · frichtel-form4_101716.xml · nonDerivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,000

Read SEC document
October 12, 2016 Filed Oct 13, 2016 15:50 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
SaleCommon Stock 5,000 $4.00 $20,000.00
Disclosure

SEC source: 0001387131-16-007293 · frichtel-form4_101216.xml · nonDerivative · entry 2

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,000

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October 12, 2016 Filed Oct 13, 2016 15:50 UTC
Frichtel Robert LawrenceDirector · Chief Executive Officer
SaleCommon Stock 20,000 $3.64 $72,800.00
Disclosure

SEC source: 0001387131-16-007293 · frichtel-form4_101216.xml · nonDerivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,000

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September 07, 2016 Filed Sep 9, 2016 15:35 UTC GrantOption · Derivative 1 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001387131-16-006950 · feinsod-form4_090716.xml · derivative · entry 1

FEINSOD MICHAEL · CIK 0001187011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975,000

Underlying: Common Stock · 1,250,000 shares

Expires 2021-09-07

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017.

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September 07, 2016 Filed Sep 9, 2016 17:17 UTC
Whitson ShellyPrincipal Accounting Officer
GrantOption · Derivative 1 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001387131-16-006958 · whitson-form4_090716.xml · derivative · entry 1

Whitson Shelly · CIK 0001671790 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,000

Underlying: Common Stock · 400,000 shares

Expires 2021-09-07

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017.

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September 07, 2016 Filed Sep 9, 2016 15:40 UTC GrantOption · Derivative 1 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001387131-16-006952 · frichtel-form4_090716.xml · derivative · entry 1

Frichtel Robert Lawrence · CIK 0001585447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910,000

Underlying: Common Stock · 1,250,000 shares

Expires 2021-09-07

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017.

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September 07, 2016 Filed Sep 9, 2016 15:45 UTC GrantOption · Derivative 1 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001387131-16-006954 · boockvar-form4_090716.xml · derivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,000

Underlying: Common Stock · 1,000,000 shares

Expires 2021-09-07

F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.

F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017.

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August 25, 2016 Filed Sep 8, 2016 19:31 UTC GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-16-006939 · feinsod-form4_082516.xml · nonDerivative · entry 1

FEINSOD MICHAEL · CIK 0001187011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

F1 · price: The securities were issued to Michael Feinsod pursuant to his Executive Board and Director Agreement with General Cannabis Corp.

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August 15, 2016 Filed Sep 9, 2016 11:04 UTC GrantWarrant · Derivative 1 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001387131-16-006944 · boockvar-form4_081516.xml · derivative · entry 1

Boockvar Peter · CIK 0001434040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Common Stock · 50,000 shares

Expires 2019-08-14

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.