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CAL

CALERES INC

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5657
SEC CIK
0000014707
Parsed reports
498

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2017 Filed Oct 31, 2017 19:36 UTC GrantPhantom Stock Units · Derivative 756 $29.76 $22,498.56
Disclosure

SEC source: 0001127602-17-030602 · form4.xml · derivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,328

Underlying: Common Stock · 756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.

F2 · derivative.expiration_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 18:45 UTC
Koch DouglasSVP, Chief Talent & Strategy
SaleCommon Stock 33,400 $30.03 $1,002,975.28
Disclosure

SEC source: 0001127602-17-028226 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,837

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 11, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.33, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 15:38 UTC
Robinson MalcolmDiv. President, Men's & Intl.
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026803 · form4.xml · nonDerivative · entry 1

Robinson Malcolm · CIK 0001534641 · Div. President, Men's & Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Restricted stock vests 100% after 4 years.

Read SEC document
July 29, 2017 Filed Jul 31, 2017 18:37 UTC GrantPhantom Stock Units · Derivative 776 $27.67 $21,471.92
Disclosure

SEC source: 0001127602-17-024367 · form4.xml · derivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,518

Underlying: Common Stock · 776 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.

F2 · derivative.expiration_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:13 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019875 · form4.xml · derivative · entry 4

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:54 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020051 · form4.xml · derivative · entry 1

CAPPS W LEE III · CIK 0001179855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:53 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020050 · form4.xml · derivative · entry 1

Freeman Brenda · CIK 0001553153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:52 UTC
Greeley LoriDirector
GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020049 · form4.xml · derivative · entry 1

Greeley Lori · CIK 0001633957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:51 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020046 · form4.xml · derivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:50 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020043 · form4.xml · derivative · entry 1

Hendra Carla C · CIK 0001345575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:49 UTC
KLEIN WARD MDirector
GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020040 · form4.xml · nonDerivative · entry 1

KLEIN WARD M · CIK 0001182829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,662

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:47 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020037 · form4.xml · derivative · entry 1

Korn Steven W · CIK 0001300467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:46 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020032 · form4.xml · derivative · entry 1

MCGINNIS W PATRICK · CIK 0001197775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:44 UTC GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020028 · form4.xml · derivative · entry 1

MILLARD WENDA HARRIS · CIK 0001238510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 29, 2017 Filed May 31, 2017 21:13 UTC Exercise / conversionRestricted Stock Units · Derivative 4,081.06 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-019875 · form4.xml · derivative · entry 3

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,081.06 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
May 29, 2017 Filed May 31, 2017 21:13 UTC Disposition to issuerCommon Stock 4,081.06 $26.58 $108,474.57
Disclosure

SEC source: 0001127602-17-019875 · form4.xml · nonDerivative · entry 2

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,555

Read SEC document
May 29, 2017 Filed May 31, 2017 21:13 UTC Exercise / conversionCommon Stock 4,081.06 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-019875 · form4.xml · nonDerivative · entry 1

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

Read SEC document
April 29, 2017 Filed May 2, 2017 21:55 UTC GrantPhantom Stock Units · Derivative 651 $28.82 $18,761.82
Disclosure

SEC source: 0001127602-17-016398 · form4.xml · derivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,718

Underlying: Common Stock · 651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.

F2 · derivative.expiration_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.

F3 · balance_after: Includes 624 phantom stock units which previously were inadvertently included in Table I as shares of Common Stock on the Director's January 30, 2017 filing.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:57 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001127602-17-014311 · form4.xml · derivative · entry 4

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in ten equal annual installments beginning 3/4/2010

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:57 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 2,000 $26.43 $52,860.00
Disclosure

SEC source: 0001127602-17-014311 · form4.xml · nonDerivative · entry 2

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,043

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2016.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:57 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionCommon Stock 2,000 $3.33 $6,660.00
Disclosure

SEC source: 0001127602-17-014311 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 6,284.72 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013604 · form4.xml · derivative · entry 3

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,284.72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:31 UTC Disposition to issuerCommon Stock 6,284.72 $26.71 $167,864.87
Disclosure

SEC source: 0001127602-17-013604 · form4.xml · nonDerivative · entry 2

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,555

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:31 UTC Exercise / conversionCommon Stock 6,284.72 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013604 · form4.xml · nonDerivative · entry 1

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,839.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 21:17 UTC
Ausick Richard MDivision President, Retail
SaleCommon Stock 13,030 $26.82 $349,494.57
Disclosure

SEC source: 0001127602-17-013316 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 88,149

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.8034 to $26.8540, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 20:56 UTC SaleCommon Stock 5,553 $26.18 $145,370.88
Disclosure

SEC source: 0001127602-17-012903 · form4.xml · nonDerivative · entry 1

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,335

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0334 to $26.29, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:01 UTC GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012430 · form4.xml · nonDerivative · entry 2

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,888

F1 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:08 UTC
Ausick Richard MDivision President, Retail
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012439 · form4.xml · nonDerivative · entry 2

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,834

F1 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:07 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012437 · form4.xml · nonDerivative · entry 2

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,043

F1 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:06 UTC
HANNAH KENSVP, Chief Financial Officer
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012436 · form4.xml · nonDerivative · entry 1

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

F1 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:05 UTC
Koch DouglasSVP, Chief Talent & Strategy
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012435 · form4.xml · nonDerivative · entry 2

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,237

F1 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:04 UTC
Schmidt John WDiv Pres, Contemporary Fashion
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012433 · form4.xml · nonDerivative · entry 2

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,240

F1 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 21:03 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012432 · form4.xml · nonDerivative · entry 3

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,678

F3 · shares: Restricted Stock vests 100% after 4 years.

Read SEC document
March 19, 2017 Filed Mar 20, 2017 21:01 UTC Tax withholdingCommon Stock 2,897 $27.63 $80,044.11
Disclosure

SEC source: 0001127602-17-012430 · form4.xml · nonDerivative · entry 1

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,888

Read SEC document
March 19, 2017 Filed Mar 20, 2017 21:08 UTC
Ausick Richard MDivision President, Retail
Tax withholdingCommon Stock 9,349 $27.63 $258,312.87
Disclosure

SEC source: 0001127602-17-012439 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 101,179

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March 19, 2017 Filed Mar 20, 2017 21:07 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Tax withholdingCommon Stock 4,330 $27.63 $119,637.90
Disclosure

SEC source: 0001127602-17-012437 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,043

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March 19, 2017 Filed Mar 20, 2017 21:05 UTC
Koch DouglasSVP, Chief Talent & Strategy
Tax withholdingCommon Stock 4,907 $27.63 $135,580.41
Disclosure

SEC source: 0001127602-17-012435 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,237

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March 19, 2017 Filed Mar 20, 2017 21:04 UTC
Schmidt John WDiv Pres, Contemporary Fashion
Tax withholdingCommon Stock 4,941 $27.63 $136,519.83
Disclosure

SEC source: 0001127602-17-012433 · form4.xml · nonDerivative · entry 1

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,240

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March 19, 2017 Filed Mar 20, 2017 21:03 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Tax withholdingCommon Stock 20,845 $27.63 $575,947.35
Disclosure

SEC source: 0001127602-17-012432 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,678

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March 16, 2017 Filed Mar 20, 2017 21:03 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 3,900 $32.00 $124,800.39
Disclosure

SEC source: 0001127602-17-012432 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,523

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.005, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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March 09, 2017 Filed Mar 13, 2017 22:23 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Exercise / conversionCash-settled performance share units · Derivative 84,933 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011484 · form4.xml · derivative · entry 6

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,933 shares

Expires 2017-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

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March 09, 2017 Filed Mar 13, 2017 22:23 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
GrantCash-settled performance share units · Derivative 84,933 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011484 · form4.xml · derivative · entry 5

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,933

Underlying: Common Stock · 84,933 shares

Expires 2017-03-09

F2 · derivative.exercise_price: 1 - for - 1

F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.

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March 09, 2017 Filed Mar 13, 2017 22:23 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Disposition to issuerCommon Stock 43,900 $30.11 $1,321,829.00
Disclosure

SEC source: 0001127602-17-011484 · form4.xml · nonDerivative · entry 3

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,423

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March 09, 2017 Filed Mar 13, 2017 22:23 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Tax withholdingCommon Stock 41,033 $30.11 $1,235,503.63
Disclosure

SEC source: 0001127602-17-011484 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,323

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:23 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Exercise / conversionCommon Stock 84,933 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011484 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:22 UTC Exercise / conversionCash-settled performance share units · Derivative 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011482 · form4.xml · derivative · entry 6

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,737 shares

Expires 2017-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:22 UTC GrantCash-settled performance share units · Derivative 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011482 · form4.xml · derivative · entry 5

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737

Underlying: Common Stock · 3,737 shares

Expires 2017-03-09

F2 · derivative.exercise_price: 1 - for - 1

F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.

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March 09, 2017 Filed Mar 13, 2017 22:22 UTC Disposition to issuerCommon Stock 2,491 $30.11 $75,004.01
Disclosure

SEC source: 0001127602-17-011482 · form4.xml · nonDerivative · entry 3

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,785

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March 09, 2017 Filed Mar 13, 2017 22:22 UTC Tax withholdingCommon Stock 1,246 $30.11 $37,517.06
Disclosure

SEC source: 0001127602-17-011482 · form4.xml · nonDerivative · entry 2

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,276

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March 09, 2017 Filed Mar 13, 2017 22:22 UTC Exercise / conversionCommon Stock 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011482 · form4.xml · nonDerivative · entry 1

Schmitt Mark A · CIK 0001567756 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.