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CAPPS W LEE III

Disclosed activity across 1 company

Tapewire entity
156948
SEC CIK
0001179855

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CALERES INCCAL · Entity 5657DirectorJune 05, 2019June 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CALERES INC

Report date June 05, 2019 · Filed June 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,477 Reported balance After 2019-06-05 transaction · row 1
1 source row

Row 1 · 2019-06-05 · Grant · Acquired 6,457 · Balance 7,477

Common StockSEC Table I · non-derivativeIndirectKathleen L. Capps Irrevocable Trust2,980 Reported balance Holding disclosure · report date 2019-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,980

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 6, 2019 21:22 UTC CALERES INC CAL · Entity 5657 GrantCommon Stock 6,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021062 · form4.xml · nonDerivative · entry 1

CAPPS W LEE III · CIK 0001179855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,477

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June 04, 2018 Filed Jun 5, 2018 15:56 UTC CALERES INC CAL · Entity 5657 GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019919 · form4.xml · derivative · entry 1

CAPPS W LEE III · CIK 0001179855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

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May 30, 2017 Filed Jun 1, 2017 20:54 UTC CALERES INC CAL · Entity 5657 GrantRestricted Stock Units · Derivative 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020051 · form4.xml · derivative · entry 1

CAPPS W LEE III · CIK 0001179855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.