Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALERES INCCAL · Entity 5657 | Director | June 08, 2026 | June 10, 2026 |
| ENDI Corp.ENDI · Entity 9562 | Director | February 28, 2023 | March 02, 2023 |
| UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUNDDHY · Entity 8862 | Chairman of Audit Committee · and Trustee | February 12, 2019 | February 14, 2019 |
| UBS ASSET MANAGEMENT INCOME FUND, INC.CIK · Entity 8817 | Director | April 24, 2018 | April 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALERES INC
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,336 |
Reported balance
After 2026-06-08 transaction · row 1
1 source rowRow 1 · 2026-06-08 · Grant · Acquired 12,196 · Balance 51,336 F1: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders.
ENDI Corp.
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,250 |
Reported balance
After 2023-02-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-28 · Grant · Acquired 5,250 · Balance 5,250 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
Report date February 12, 2019 · Filed February 14, 2019
This filing explicitly reported no securities owned.
UBS ASSET MANAGEMENT INCOME FUND, INC.
Report date April 24, 2018 · Filed April 30, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 10, 2026 19:23 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 12,196 | $13.12 | $160,011.52 |
DisclosureSEC source: 0000014707-26-000106 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,336 F1 · shares: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 18:49 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 12,131 | $13.19 | $160,007.89 |
DisclosureSEC source: 0001127602-25-016696 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,140 F1 · shares: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 00:30 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 4,564 | $35.06 | $160,013.84 |
DisclosureSEC source: 0001127602-24-018005 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,009 F1 · shares: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:21 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 7,756 | $19.34 | $150,001.04 |
DisclosureSEC source: 0001127602-23-018183 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,445 F1 · shares: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:46 UTC | ENDI Corp. ENDI · Entity 9562 | GrantRestricted Stock Units · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-005236 · rdgdoc.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Class A Common Stock · 5,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. F2 · derivative.exercise_date: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. F2 · derivative.expiration_date: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. F2 · derivative.underlying_shares: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. F2 · balance_after: The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. Read SEC document |
| August 18, 2022 Filed Aug 23, 2022 01:51 UTC | ENDI Corp. ENDI · Entity 9562 | PurchaseClass A Common Stock | 10,000 | $5.37 | $53,690.00 |
DisclosureSEC source: 0000919574-22-005220 · ownership.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 26, 2022 Filed May 31, 2022 21:34 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 5,235 | $27.70 | $145,009.50 |
DisclosureSEC source: 0001127602-22-016048 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,689 F1 · shares: Vesting of restricted stock is contingent on the Director's continued service as a director through the next annual meeting of shareholders. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 18:56 UTC | CALERES INC CAL · Entity 5657 | GrantRestricted Stock Units · Derivative | 4,910 | $27.50 | $135,025.00 |
DisclosureSEC source: 0001127602-21-019224 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,910 Underlying: Common Stock · 4,910 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent on the Director's continued service as a director through the next annual meeting of shareholders. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:54 UTC | CALERES INC CAL · Entity 5657 | GrantRestricted Stock Units · Derivative | 12,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019325 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,748 Underlying: Common Stock · 12,748 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 21:17 UTC | CALERES INC CAL · Entity 5657 | GrantRestricted Stock Units · Derivative | 6,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021054 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,457 Underlying: Common Stock · 6,457 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 15:51 UTC | CALERES INC CAL · Entity 5657 | GrantRestricted Stock Units · Derivative | 3,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019913 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,642 Underlying: Common Stock · 3,642 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect. Read SEC document |
| October 28, 2017 Filed Oct 31, 2017 19:36 UTC | CALERES INC CAL · Entity 5657 | GrantPhantom Stock Units · Derivative | 756 | $29.76 | $22,498.56 |
DisclosureSEC source: 0001127602-17-030602 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,328 Underlying: Common Stock · 756 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates. F2 · derivative.expiration_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates. Read SEC document |
| July 29, 2017 Filed Jul 31, 2017 18:37 UTC | CALERES INC CAL · Entity 5657 | GrantPhantom Stock Units · Derivative | 776 | $27.67 | $21,471.92 |
DisclosureSEC source: 0001127602-17-024367 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,518 Underlying: Common Stock · 776 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates. F2 · derivative.expiration_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | CALERES INC CAL · Entity 5657 | GrantRestricted Stock Units · Derivative | 4,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020046 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,492 Underlying: Common Stock · 4,492 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director. F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director. Read SEC document |
| April 29, 2017 Filed May 2, 2017 21:55 UTC | CALERES INC CAL · Entity 5657 | GrantPhantom Stock Units · Derivative | 651 | $28.82 | $18,761.82 |
DisclosureSEC source: 0001127602-17-016398 · form4.xml · derivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,718 Underlying: Common Stock · 651 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company. F2 · derivative.exercise_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates. F2 · derivative.expiration_date: The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates. F3 · balance_after: Includes 624 phantom stock units which previously were inadvertently included in Table I as shares of Common Stock on the Director's January 30, 2017 filing. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:48 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 624 | $30.02 | $18,732.48 |
DisclosureSEC source: 0001127602-17-002956 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,078 F1 · shares: Represents shares of stock granted in lieu of quarterly cash payment for services rendered as a member of the Company's Board of Directors. Read SEC document |
| October 29, 2016 Filed Nov 1, 2016 17:47 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 767 | $24.42 | $18,730.14 |
DisclosureSEC source: 0001127602-16-065609 · form4.xml · nonDerivative · entry 1 Gupta Mahendra R · CIK 0001532287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,454 F1 · shares: Represents shares of stock granted in lieu of quarterly cash payment for services rendered as a member of the Company's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.