Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALERES INCCAL · Entity 5657 | Div Pres, Famous Footwear | April 09, 2018 | April 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALERES INC
Report date April 09, 2018 · Filed April 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by the Ausick Revocable Living Trust 2000 | 61,534 |
Reported balance
After 2018-04-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-04-09 · Sale · Disposed 3,110 · Balance 61,534 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.01, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 69,834 |
Reported balance
Holding disclosure · report date 2018-04-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 69,834 |
| Common StockSEC Table I · non-derivative | IndirectShares held indirectly by 401(k) Plan | 8,716 |
Reported balance
Holding disclosure · report date 2018-04-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,716 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.01, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2018 Filed Apr 11, 2018 21:33 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 3,110 | $34.78 | $108,150.56 |
DisclosureSEC source: 0001127602-18-014399 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 61,534 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.01, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 19:49 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 11,890 | $34.79 | $413,664.99 |
DisclosureSEC source: 0001127602-18-014275 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 64,644 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.75 to $34.87, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 18:57 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 17,651 | $32.91 | $580,975.60 |
DisclosureSEC source: 0001127602-18-012371 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 76,534 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.83 to $33.05, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| March 18, 2018 Filed Mar 19, 2018 18:44 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 9,809 | $31.50 | $308,983.50 |
DisclosureSEC source: 0001127602-18-012004 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 94,185 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:51 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 3,703 | $28.23 | $104,535.69 |
DisclosureSEC source: 0001127602-18-011188 · form4.xml · nonDerivative · entry 2 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 82,994 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:51 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 8,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011188 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 86,697 F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2015, 2016, and 2017 as approved for payment by the Compensation Committee on March 8, 2018. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:56 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 4,106 | $31.32 | $128,599.92 |
DisclosureSEC source: 0001127602-18-002706 · form4.xml · nonDerivative · entry 2 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 77,892 Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:56 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 12,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002706 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 81,998 F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2015 and 2016, as approved for payment by the Compensation Committee on January 24, 2018. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:49 UTC | CALERES INC CAL · Entity 5657 | GiftCommon Stock | 9,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000151 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 69,050 Read SEC document |
| December 26, 2017 Filed Dec 27, 2017 19:51 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 5,000 | $33.84 | $169,177.50 |
DisclosureSEC source: 0001127602-17-035523 · form4.xml · nonDerivative · entry 2 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 78,149 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.95, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 19:51 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 5,000 | $33.07 | $165,343.50 |
DisclosureSEC source: 0001127602-17-035523 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 83,149 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.04 to $33.11, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:17 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 13,030 | $26.82 | $349,494.57 |
DisclosureSEC source: 0001127602-17-013316 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 88,149 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.8034 to $26.8540, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| March 20, 2017 Filed Mar 20, 2017 21:08 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012439 · form4.xml · nonDerivative · entry 2 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,834 F1 · shares: Restricted Stock vests 100% after 4 years. Read SEC document |
| March 19, 2017 Filed Mar 20, 2017 21:08 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 9,349 | $27.63 | $258,312.87 |
DisclosureSEC source: 0001127602-17-012439 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 101,179 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:18 UTC | CALERES INC CAL · Entity 5657 | Exercise / conversionCash-settled performance share units · Derivative | 10,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011474 · form4.xml · derivative · entry 7 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,192 shares Expires 2017-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 - for - 1 F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:18 UTC | CALERES INC CAL · Entity 5657 | GrantCash-settled performance share units · Derivative | 10,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011474 · form4.xml · derivative · entry 6 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,192 Underlying: Common Stock · 10,192 shares Expires 2017-03-09 F2 · derivative.exercise_price: 1 - for - 1 F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:18 UTC | CALERES INC CAL · Entity 5657 | Disposition to issuerCommon Stock | 6,654 | $30.11 | $200,351.94 |
DisclosureSEC source: 0001127602-17-011474 · form4.xml · nonDerivative · entry 3 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,834 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:18 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 3,538 | $30.11 | $106,529.18 |
DisclosureSEC source: 0001127602-17-011474 · form4.xml · nonDerivative · entry 2 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,488 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:18 UTC | CALERES INC CAL · Entity 5657 | Exercise / conversionCommon Stock | 10,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011474 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 14:46 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 15,000 | $35.39 | $530,908.50 |
DisclosureSEC source: 0001127602-16-070745 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 83,528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.60, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:10 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 15,000 | $34.74 | $521,026.50 |
DisclosureSEC source: 0001127602-16-070416 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 98,528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.46 to $35.10, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:26 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 9,300 | $31.78 | $295,537.26 |
DisclosureSEC source: 0001127602-16-068487 · form4.xml · nonDerivative · entry 2 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 113,528 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.24 to $31.99, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:26 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 700 | $30.38 | $21,265.02 |
DisclosureSEC source: 0001127602-16-068487 · form4.xml · nonDerivative · entry 1 Ausick Richard M · CIK 0001368132 · Division President, Retail 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000 Disclosed balance after: 122,828 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.